Abstract
Dendritic cell (DC)-based immunotherapy has been applied to glioblastoma (GBM); however, biomarkers informing response remain poorly understood. We conducted a phase I/IIa clinical trial investigating tumor-fused DC (TFDC) immunotherapy following temozolomide-based chemoradiotherapy in patients with newly diagnosed GBM and determined prognostic factors in patients receiving TFDC immunotherapy. Twenty-eight adult patients with GBM isocitrate dehydrogenase (IDH) wild-type (IDH-WT) were enrolled; 127 TFDC vaccine injections (4.5 ± 2.6 times/patient) were administered. Patients with GBM IDH-WT had a respectable 5-year survival rate (24%), verifying the clinical activity of TFDC immunotherapy, particularly against O6-methylguanine-DNA methyltransferase (MGMT) unmethylated GBM (5-year survival rate: 33%). To identify novel factors influencing overall survival (OS) in GBM IDH-WT treated with TFDC immunotherapy, clinical parameters were assessed and comprehensive molecular profiling involving transcriptome and exome analyses was performed. MGMT promoter methylation status, extent of tumor resection, and vaccine parameters (administration frequency, DC and tumor cell numbers, and fusion ratio) were not associated with survival following TFDC immunotherapy. Old age and pre- and post-operative Karnofsky performance status were significantly correlated with OS. Low HLA-A expression and lack of CCDC88A, KRT4, TACC2, and TONSL mutations in tumor cells were correlated with better prognosis. We validated the activity of TFDC immunotherapy against GBM IDH-WT, including chemoresistant, MGMT promoter unmethylated cases. The identification of molecular biomarkers predictive of TFDC immunotherapy efficacy in GBM IDH-WT will facilitate the design of and patient stratification in a phase-3 trial to maximize treatment benefits.
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Introduction
Glioblastoma (GBM) is the most common malignant primary brain tumor, accounting for 56.1% of all gliomas [1]. The median overall survival (OS) of GBM patients following surgical intervention, radiotherapy, and concomitant and adjuvant temozolomide (TMZ) is approximately 14.6 months [2]. Cancer immunotherapy is a broad modality comprising several technologies, including immune checkpoint inhibitors (ICIs), that have emerged as an attractive approach to cancer treatment, particularly in patients with dismal prognosis. Extensive research has been conducted on the application of immunotherapy to treat GBM, with a particular focus on targeting immune checkpoint molecules, cytokines, tumor-associated macrophages (TAMs), and dendritic cells (DCs) [3]. Recently, a phase III immunotherapy clinical trial for GBM treated with DC vaccinations achieved extended patient survival compared with an externally controlled cohort [4].
DCs mediate innate and induce adaptive immune responses [5] and are considered the most potent and versatile antigen-presenting cells, readily initiating T-cell responses [6]. CD8+ cytotoxic T lymphocytes require cross-priming by DCs to initiate a productive T-cell response to tumor cells and viruses [7]. DCs are considered promising tools for cancer immunotherapy. DC-based immunotherapy has been described as a potential therapeutic strategy to improve clinical outcomes for GBM patients. Various approaches, including pulsing DCs with glioma tissue or peptides, have been attempted [4, 8]; in the past, we conducted a clinical trial using a unique methodology of the tumor-fused DC (TFDC) [9,10,11,12].
To create the TFDC vaccine, patient-derived tumor cells were cultured and expanded. The advantage of using cultured tumor cells for DC activation is that the required amount of tumor-associated antigens (TAAs) can be obtained efficiently, even for small tumor biopsy specimens. In TFDCs, the cytoplasm of DCs and whole-tumor cells is integrated without nuclear fusion, allowing retention of the functions of both cell types, including co-expression of tumor-derived whole TAAs and DC-derived major histocompatibility complex (MHC) class I/II molecules [13]. Generally, TFDCs process various antigenic peptides from whole-tumor cells, which are loaded on MHC class I molecules on the cell surface, not needing to take up exogenous antigens. Subsequently, the antigenic peptide–MHC class I complexes can stimulate CD8+ T cells [13]. Thus, TFDC immunotherapy is expected to facilitate more effective antigen presentation than other DC-based immunotherapies.
We have previously described the safety, feasibility, and mechanisms of TFDC therapy, including cytoplasmic accumulation of tumor antigen following TMZ-based chemoradiotherapy as well as the immunological and clinical responses in GBM patients [11]. In our previous phase I/IIa study, 22 patients with newly diagnosed and 10 patients with recurrent GBM underwent TFDC immunotherapy combined with TMZ, with a median OS of 30.5 and 18.0 months, respectively [11]. We only observed transient grade 1 toxicity of injection-site reactions [11]. This clinical trial demonstrated that TFDC immunotherapy is a safe and effective treatment method for patients with GBM and highlighted the need to identify biomarkers that predict patient response to the TFDC vaccine.
Immunomodulatory factors within the tumor microenvironment (TME), including PD-L1 expression, T-cell infiltration, tumor mutational burden (TMB), and HLA expression, have been widely reported to correlate with immunotherapeutic responses [14,15,16,17,18]. However, the biomarkers predicting response to immunotherapy against GBM may differ from those against other cancers. Gromeier et al. [17] reported that a low TMB is associated with favorable clinical outcomes following ICI or oncolytic virus therapy efficacy in patients with malignant gliomas and may therefore represent a novel method to stratify patients for cancer immunotherapy [17]. Additionally, Zhang and colleagues have reported the potency of machine learning algorithms to validate the predictive capacity of immune cell-related long non-coding RNAs for prognosis and immunotherapy response in patients with GBM [19].
In the context of DC-based immunotherapy, a variety of prognostic factors have been investigated, including: conventional factors such as age and resection rate [20, 21]; MGMT methylation status [20,21,22,23,24,25,26]; immunological response as assessed by ELISPOT or Tetramer assay [11, 27, 28]; tumor-infiltrating lymphocyte (TIL) presence [28, 29]; and PD-L1 expression levels [25]. However, detailed molecular investigations of tumor cells for the identification of prognostic factors have not been conducted. Moreover, it is unknown whether conventional prognostic factors impact the OS of patients treated with TFDC-based immunotherapy.
Therefore, the primary aim of the current study was to explore novel factors predicting the response to TFDC-based immunotherapy with TMZ in patients with GBM, via comprehensive molecular profiling analyses.
Materials and methods
Patients
Inclusion and exclusion criteria for this study were the same as previously described [11]. In the current study, patients with GBM IDH-WT were eligible. Sixty patients who underwent TFDC vaccination from January 2006 to December 2016 were enrolled; of these, seven with a history of TFDC vaccination were excluded. Subsequently, 53 patients who were newly vaccinated with TFDC vaccines were screened, and three blinded pathologists (NF, KG, and MS) diagnosed all surgical specimens based on the World Health Organization (WHO) 2016 classification. Twenty-five patients were excluded because of the presence of a recurrent tumor (n = 6), rare type of tumor according to pathological re-diagnosis (n = 2), diagnosis of anaplastic astrocytoma (n = 3), or IDH mutant tumors (n = 14). Thus, 28 eligible patients, aged 21–74 years (median: 52 years), were enrolled and received a total of 127 vaccine injections (Fig. 1a). Of these, 19 patients were included in a previous study [11]. In the current study, we performed data fixation on December 31, 2020, with a follow-up period of 32.8 ± 21.8 (mean ± standard deviation (SD)) months.
TFDC vaccination
TFDC vaccines were generated from cultured tumor cells derived from surgical specimens and DCs from peripheral blood, as described previously [11, 12]. The vaccine was subcutaneously administered in the cervical region, according to our protocol, as shown in Fig. 1b.
Immunohistochemical analyses
For immunohistochemical staining, 4-μm sections of formalin-fixed paraffin-embedded (FFPE) tissues obtained from the 45 patients were incubated with anti-ATRX (1:500, HPA001906; Sigma-Aldrich, St. Louis, MO, USA) and anti-p53 (clone DO-7, mouse, prediluted; Nichirei Biosciences Inc, Tokyo, Japan) antibodies, according to the manufacturers’ protocols. All slides were reviewed by three blinded pathologists (NF, KG, and MS). ATRX and p53 expression was assessed according to the cIMPACT-NOW update 2 [30].
In 28 GBMs, additional immunohistochemistry was performed with anti-HLA-A (1:3,000, ab52922; Abcam, Cambridge, UK), anti-CD3 (1:100, ab5690; Abcam), anti-CD8 (1:100, ab17147; Abcam), anti-FoxP3 (1:100, D2W8E, #98,377; Cell Signaling Technology, Danvers, MA, USA), anti-PD-1 (1:200, D4W2J, #86,163; Cell Signaling Technology), and anti-PD-L1 (1:200, E1L3N, #13,684; Cell Signaling Technology) antibodies. Antigen retrieval was performed in citrate buffer, pH 6.0 (ATRX, CD3, CD8, and Foxp3) or EDTA buffer, pH 9.0 (PD-1 and PD-L1) in an autoclave. Tonsil tissue was used as a control material for HLA-A, CD3, CD8, Foxp3, PD-1, and PD-L1 staining.
To assess PD-1, CD3, CD8, and Foxp3 expression, the stained sections were surveyed under a low-power field (× 40), and five hot spots were selected. Positive cells in these areas were counted in a high-power field (× 400, 0.47 mm2) [31]. For quantitative evaluation of HLA-A, the stained sections were screened in a low-power field (× 40), and a middle-power field (× 200) with the densest spot was assessed. HLA-A positive areas were determined using Fiji software (version 2.0.0-re-69/1.52p) [32]. Briefly, a brown channel was extracted from the image using “color deconvolution” and “H DAB” functions. The brown channel image can be thresholded from 30 to 150 and measured as HLA-A-positive areas. PD-L1 expression was scored as a percentage of tumor cells expressing PD-L1: 3 + , ≥ 50%; 2 + , ≥ 5% and < 50%; 1 + , ≥ 1% and < 5%, and 0, < 1% [31]. This assessment was performed by JT and NF in a blinded manner.
Nucleic acid extraction from paraffin-embedded tissues and tumor cells
Two 10-μm FFPE sections were used for DNA extraction with the Allprep DNA/RNA FFPE kit (QIAGEN, Venlo, the Netherlands). Cryopreserved tumor cells and patient-derived PBMCs were thawed immediately before use. DNA and RNA were extracted from subconfluently grown tumor cells and PBMCs using the DNeasy Blood & Tissue kit and RNeasy plus mini kit or Allprep DNA/RNA mini kit (QIAGEN), respectively. Prior to use, the extracted DNA and RNA were stored in –20 °C and –80 °C freezers, respectively.
Detection of IDH1/2 mutations
To detect the R132H point mutation at codon 132 of IDH1, a Cycleave RT-PCR [33] was performed on DNA from all 45 tumors. Briefly, genomic DNA was extracted, and IDH1 was amplified using real-time PCR on a QuantStudio 5 RT-PCR system (Applied Biosystems, Waltham, MA, USA) using the CycleavePCR mix (TaKaRa Bio Inc, Kusatsu, Japan) with R132H-specific and wild-type probes. The primer set and probe sequences were as follows: forward primer, 5′-ACCAAATGGCACCATACGA-3′; reverse primer, 5′-TCATACCTTGCTTAATGGGTGT-3′; wild-type probe, 5′-Eclipse-ataggtcgtc-HEX-3′; and R132H mutation probe, 5′-Eclipse-gatgacctatg-FAM-3′.
Sanger sequencing for IDH1 codon 132 and IDH2 codon 172 mutations was performed using the following primer sets: IDH1 forward, 5′-ACCAAATGGCACCATACGA-3′; IDH1 reverse, 5′-TCATACCTTGCTTAATGGGTGT-3′; IDH2 forward, 5′-GCTGCAGTGGGACCACTATT-3′; IDH2 reverse, 5′-CAAGAGGATGGCTAGGCGAG-3′. The following conditions were used for DNA amplification: 35 cycles of denaturation (98 °C for 10 s), primer annealing (60 °C for 5 s), and extension (68 °C for 1 s). Finally, direct sequencing was performed using a 3730xL DNA analyzer (Applied Biosystems) with the BigDye® Terminator v3.1 cycle sequencing kit (Applied Biosystems). The IDH1 codon 132 and IDH2 codon 172 wild-type sequences used for reference were AGGTCGTC and TGGCAGGCAC, respectively [34].
Methylation-specific PCR for detecting MGMT promoter methylation
A previously reported protocol [35] was slightly modified to detect DNA in FFPE sections. Briefly, DNA was treated with bisulfite using the EZ DNA Methylation-Gold kit (Zymo Research, Irvine, CA, USA). The primer sequences for MGMT [35] were forward: 5′-GAGAGATTTGTGTTTTGGGTTTAGTG-3′ and reverse: 5′-CCTTCAACCAATACAAACCAAACAA-3′. PCR was performed using 50–100 ng of bisulfited DNA with the AmpliTaq Gold™ 360 master mix (Applied Biosystems) as follows: denaturation at 94 °C for 10 min, followed by 35 cycles of denaturation (94 °C for 30 s), primer annealing (62 °C for 30 s), and extension (72 °C for 30 s), and a final extension at 72 °C for 10 min. CpGenome Universal Methylated DNA (Merck Millipore, Burlington, MA, USA) and CpGenome Universal Unmethylated DNA (Merck Millipore) were used as positive and negative controls. PCR products (10 μL) were analyzed on 2% agarose gels stained with ethidium bromide at a final concentration of 0.1 μg/mL. If neither band was detected, the result was recorded as “not detected.”
Whole-transcriptome sequencing and analysis
For RNA quality control, the RNA integrity number (RIN) was determined using the Agilent 2100 bioanalyzer (Agilent Technologies, Santa Clara, CA, USA). Samples with RIN values ≥ 8.6 were used for library preparation. Poly(A) RNA was extracted from 2 μg of total RNA using the Dynabeads mRNA DIRECT micro kit (Thermo Fisher Scientific, Waltham, MA, USA). Preparation of RNA libraries using the Ion Total RNA-Seq kit v2 (Thermo Fisher Scientific) and sequencing on Ion Chef and Ion Proton systems (Thermo Fisher Scientific) were performed.
All RNA sequencing data were processed using the CLC Genomics Workbench (QIAGEN), and the reads were mapped to the ENSEMBL reference human genome GRCh37. All samples were divided into two groups based on patient median OS and analyzed for differences in gene expression; genes with a fold change > 2 and p < 0.05 were considered to be significantly differentially expressed. Gene Ontology (GO) analysis was performed using the GO Consortium resources (http://geneontology.org/). Genes included in a specific GO term were assigned to two groups based on the median expression levels to determine differences in survival between the high- and low-expression groups. Based on the median expression values of HLA-A, HLA-B, HLA-C, HLA-DPA, HLA-DQA, and HLA-DRA, our cohort and the GBM cohort from the Chinese Glioma Genome Atlas (CGGA) dataset, obtained from GlioVis [36] (http://gliovis.bioinfo.cnio.es/), were divided into high- (top 50%) and low- (bottom 50%) expression groups. Search settings were as follows: Dataset: Adult and CCGA, Tumor type: Primary, Gene: HLA-A, HLA-B, and HLA-C, Histology: GBM, Subtype: All, Gender: All, IDH status: Wild-type, Cutoff: Median. The CGGA dataset included 220 patients with the GBM IDH wild-type.
Reverse transcription (RT)-quantitative PCR
For mRNA expression analysis, total RNA from cultured tumor cells was reverse-transcribed using the PrimeScript RT master mix (TaKaRa Bio, Inc.). Real-time amplification was achieved using a QuantStudio 5 RT-PCR system (Applied Biosystems); three biological replicates were used. mRNA expression was analyzed using TaqMan gene expression assays (Applied Biosystems), with Hs02786624_g1 for GAPDH used as an internal control and Hs01058806_g1 for HLA-A as a target gene. PCR was performed at the following conditions: denaturation at 95 °C for 10 min, followed by 40 cycles at 95 °C for 15 s and 60 °C for 1 min. HLA-A mRNA expression was calculated using the 2−ΔΔCt method. One case was used as a reference to evaluate the relative expression levels.
Whole-exome sequencing
Tumor DNA and genomic DNA derived from PBMCs were used for whole-exome sequencing. Exome libraries were prepared using the Ion AmpliSeq Exome RDY kit (Thermo Fisher Scientific). Sequencing was performed on Ion Chef and Ion Proton systems (Thermo Fisher Scientific). All exon sequencing data were processed using the CLC Genomics Workbench 21.0.5 (QIAGEN), and the reads were mapped to the ENSEMBL reference human genome GRCh37. The oncoplot was constructed with R 4.1.2, Rstudio v2021.09.01 + 372, and Maftools 2.10.0 [37] following conversion of variant calling files to mutation annotation format files with vcf2maf v1.6.21 [38], Ensemble variant effect predictor 104.3 [39], and Miniconda. TMB was defined as the number of somatic nonsynonymous mutations per megabase in the target region of the exome panel.
Statistical analysis
Continuous data are expressed as the mean ± SD, and categorical data are expressed as numbers and percentages. KPS is expressed as the median and interquartile range (IQR). To compare characteristics among patients in subgroups with different MGMT promoter methylation status, such as unmethylated, methylated, and not detected, the Kruskal–Wallis rank test and Fisher’s exact test were used, as appropriate.
OS was calculated from the day of the initial surgery until the date of death due to any cause or until censored. The log-rank test was used to compare survival differences for each variable. Univariate and multivariate Cox proportional regression analyses were used to assess the association between OS and other variables. For evaluation of vaccine parameters, OS was defined from the day of the third vaccination or last vaccination, if participants received vaccines fewer than three times until the date of death owing to any cause. Multivariate analyses were performed on parameters that were estimated to be relevant by a consensus of the clinical team and statistical experts. Cases with missing data were omitted, and the remaining available data were analyzed. Statistical analyses were performed using STATA 14 (StataCorp LLC, College Station, TX, USA) or GraphPad Prism version 9 (GraphPad Software, Boston, MA, USA). All p-values were two-sided, and the significance level was set at p < 0.05.
Results
Association between MGMT promoter methylation status and patient OS
The demographic data for all patients are presented in Table 1. The median survival times and 5-year survival rates of GBM IDH-WT were 26.0 months and 23.2%, respectively (Fig. 1c, Table 1). MGMT promoter methylation is an independent favorable prognostic factor in patients with GBM who receive TMZ and radiotherapy [40]. The 28 IDH-WT GBM tumors were stratified into three subgroups based on MGMT promoter methylation status (Fig. 1d). Kaplan–Meier analysis showed that the 5-year survival rates in the subgroups with unmethylated, methylated, and undetected MGMT were 33.3%, 16.7%, and 25.0%, respectively (Fig. 1d). The 2-year survival of patients with GBM with unmethylated MGMT is typically less than 10% [40]; thus, this excellent survival rate demonstrated the effectiveness of TFDC therapy for this typically chemoresistant subgroup of GBM. The patients with unmethylated MGMT in their tumors survived longer than those from the other two subgroups; however, no significant difference was detected compared with the methylated group and not-detected group (p = 0.814 and p = 0.738, respectively; Fig. 1d). The univariate Cox proportional hazards regression model determined that MGMT promoter methylation status was not a prognostic factor for patients with IDH-WT GBM (Table 2), whereas age and pre-/postoperative KPS were. After age and sex adjustments, pre-/postoperative KPS was not a prognostic factor (Table 2). TFDC-based vaccine parameters were not significant prognostic factors (Supplementary Table S1).
Low tumor HLA-A expression predicted better OS in GBMs treated with TFDC immunotherapy
RNA sequencing was performed and analyzed in 15 of 28 GBM IDH-WT specimens. We divided specimens into two groups based on median survival time, and Kaplan–Meier analysis revealed a difference in survival between the groups (Supplementary Fig. S1). There was no significant difference in baseline characteristics between the groups (Supplementary Table S2). In total, 473 differentially expressed genes (DEGs) were identified between the groups (Fig. 2a). GO analysis for biological processes revealed 327 enriched GO terms. Among the 15 GO terms with the highest enrichment scores, 5 were associated with the MHC (Fig. 2b).
To validate the gene expression data with next-generation sequencing (NGS), we used 14/15 tumor samples (one sample was not available because of the lack of RNA sample) to perform RT-PCR analysis of HLA-A expression. We confirmed that HLA-A expression levels detected via NGS and RT-PCR showed a strong positive correlation (p < 0.001; Fig. 2c). Twenty-eight GBM IDH-WT tumors were divided into the high- and low-HLA-A groups, as determined by NGS, with the mean relative expression levels of HLA-A being 1.72 ± 0.40 and 0.96 ± 0.41, respectively (p = 0.008; Fig. 2d).
We next investigated the relationship between the MHC and clinical outcomes using the Cox regression model and Kaplan–Meier log-rank test (Fig. 2e–g). Low tumor expression of HLA-A, but not HLA-B or HLA-C, was significantly associated with favorable OS prognosis in GBM patients treated with TFDC immunotherapy (p = 0.014). This survival impact of low HLA-A was considered specific to TFDC immunotherapy, as analysis of the CGGA GBM dataset revealed no association of HLA-A, HLA-B, and HLA-C with survival (Fig. 2h–j). Additionally, there were no significant associations between OS and HLA-DPA, HLA-DQA, or HLA-DRA levels (Supplementary Fig. S2). Cox regression analysis confirmed that low HLA-A expression was the only prognostic factor for survival in this cohort (Supplementary Table S3).
Analysis of expression of HLA-A and TIL markers and OS
We next used immunohistochemical staining of GBM IDH-WT surgical specimens (n = 28) to assess HLA-A expression and various TIL and immune markers, comparing the HLA-A high and low groups (Fig. 3a). HLA-A expression levels detected by NGS and IHC showed a positive correlation (p = 0.012; Fig. 3b). We divided 28 GBM cohorts into two groups according to median HLA-A IHC-positive areas. Patients in the HLA-A low-staining group tended to live longer than those in the high-staining group, according to the Kaplan–Meier analysis (Fig. 3c).
The percentage of PD-L1 negative tumors (score 0) was 35.7% and 14.3% in HLA-A low- and high-staining groups, respectively, revealing no significant difference between the groups (Fig. 3d). Although there was no statistical significance, the survival curve of PD-L1-negative tumors (n = 7) shifted right compared with that of PD-L1-positive tumors (Fig. 3e).
The mean ratios of Foxp3/CD3 and Foxp3/CD8 in HLA-A high- versus low-staining groups were 0.060 ± 0.067 versus 0.027 ± 0.036, and 0.100 ± 0.106 versus 0.046 ± 0.067, respectively. The Foxp3/CD3 and Foxp3/CD8 ratios were approximately two-fold higher in the high HLA-A staining group than in the low HLA-A staining group; however, the differences were not significant (Fig. 3f, g). There were 5.7 ± 9.8 versus 3.7 ± 5.8 tumor-infiltrating PD-1-positive cells in HLA-A high- versus low-staining groups, respectively, with no significant difference between the groups (Fig. 3h).
Whole-exome analysis of GBM tumors identified prognostic gene variants in GBM IDH-WT treated with immunotherapy
We performed whole-exome analysis using DNA from 14/28 GBM IDH-WT tumor specimens with matched PBMCs. All exome-seq cases (n = 14) were included in RNAseq cases (n = 15). Matched PBMCs were not obtained in one case. Figure 4a shows 55 genetic variants, each identified in more than three samples. The median TMB was 3.2 somatic variants per megabase of the target region of the exome panel (IQR: 2.6–4.0). One sample (B18) had a high TMB (21.2 variants/Mb), with 34/55 genetic variants. Most genetic variants were frameshift deletions or missense mutations (Supplementary Fig. S3a, b). Cox regression analysis revealed that higher TMB tended to correlate with a poor prognosis with a hazard ratio (HR) of 1.16 (95% confidence interval [CI]: 0.99–1.35, p = 0.054; Supplementary Fig. S3c).
The Cox proportional hazards regression model identified eight candidate genes with variants indicative of survival with p < 0.10, namely, AHNAK2, CCDC88A, KRT4, KRTAP4-7, LRRK1, STEAP2, TACC2, and TONSL (Supplementary Table S4). The CCDC88A variants were found in three tumors, all in the short-survival group. TONSL variants were observed in 5/14 (36%) patients, all of which belonged to the high HLA-A expression group, as determined by NGS; the presence of a TONSL mutation was significantly associated with high HLA-A expression in tumor cells (Fig. 4a; Supplementary Table S5).
We next attempted to stratify survival using the eight genes and dividing the cohort into two groups based on the presence of variants. Kaplan–Meier analyses and the log-rank test revealed that CCDC88A, KRT4, TACC2, and TONSL variants significantly impacted poor prognosis (Fig. 4b–e; Supplementary Table S6).
We examined whether these gene variants were associated with TMB. CCDC88A mutant tumors had a significantly higher TMB than did CCDC88A wild-type tumors (Fig. 4f). KRT4 and TONSL mutant tumors tended to have an increased TMB compared with their wild-type counterparts (Fig. 4g, i); however, TACC2 mutant tumors did not (Fig. 4h). The mean TMB was approximately twofold higher in the high HLA-A expression group than in the low HLA-A expression group; however, this difference was not significant (Fig. 4j).
All three long-term survivors with GBM IDH-WT who lived over 5 years (B14, B32, and B37) were MGMT unmethylated, had low HLA-A expression, and had no variants in any of the four prognostic genes, CCDC88A, KRT4, TACC2, and TONSL (Figs. 1d, 4a). We, therefore, analyzed whether MGMT promoter methylation status was associated with HLA-A expression, TME features, the TMB, and genetic mutations, which were considered prognostic factors in this study. The HLA-A-positive area and Foxp3/CD8 ratio did not differ in the methylated and unmethylated groups. The Foxp3/CD3 ratio was twofold higher in the methylated group than in the unmethylated group (Supplementary Fig. S4a–c). The number of PD-1-positive cells was tenfold higher in the unmethylated group; however, this difference was not significant (Supplementary Fig. S4d). The mean TMB was approximately two-fold higher in the methylated group than in the unmethylated group, but this difference was not significant (Fig. 4k). CCDC88A variants were only found in the methylated group (Fig. 4a, Supplementary Table S7).
Discussion
We have previously described the safety, effectiveness, and mechanisms of TFDC therapy combined with TMZ, demonstrating immunological and clinical responses in patients with newly diagnosed and recurrent GBM in a phase I/IIa trial [11]. One of the rate-limiting factors in TFDC-based immunotherapy was to secure constant production of the number and viability of harvested tumor cells. The median number of tumor cells in the TFDC immunotherapy used in this study was 0.6 × 106. We previously reported that the efficiency of creating TFDCs is 61.6% with a 2:1 fusion ratio and only 7.2% at a 10:1 ratio [11]. Dhodapkar et al. found that 1.6 to 4.0 × 106 antigen-pulsed DCs induced an effective immune response in healthy adults [41]. Accordingly, we propose a DC count of 1.2 × 106, tumor cell count of 0.6 × 106, and fusion ratio of 2:1 as appropriate conditions for a TFDC vaccine.
There are no biomarkers that can predict the long-term survival of patients with GBM after DC-based immunotherapy. The current study suggested that the level of HLA-A expression in GBM IDH-WT was a significant prognostic factor in patients treated with TFDC immunotherapy. Given that T cells in the localized tumor tissue as well as systemic peripheral blood play a pivotal and major role in regulation for anti-tumor immunity, we observed a trend of Foxp3/CD3 and Foxp3/CD8 ratios being higher in the high HLA-A expression group than in the low HLA-A expression group. These results suggest that immunosuppressive TILs are more prevalent in tumors with high HLA-A expression. HLA-A expression in the tumor can influence the antitumor immune balance, which may impact tumor response to TFDC immunotherapy. Limited data are available on the impact of HLA expression on the prognosis for GBM. Schaafsma et al. reported favorable outcomes in patients with glioma with low HLA expression who were treated with ICIs; however, this was not observed in those with GBM [18]. In general, tumors with higher levels of HLA-A expression are regarded as immunologically “hot” and good responders to cancer immunotherapy. However, the present study demonstrated that GBMs with lower HLA-A expression were associated with prolonged survival. GBM with downregulated HLA-A expression is considered to be in a particularly immunotherapy-naïve state. Modification of DCs, following stimulation and appropriate antigen presentation, maintains an immunosupportive TME [18, 42], and TFDC-based immunotherapy could provide a clinical benefit to immunologically naïve tumors because of the preferable immunological balance in HLA-A low-expression GBM.
To the best of our knowledge, this is the first study analyzing genetic mutations in GBM patients treated with TFDC immunotherapy to evaluate the effects of gene variants on clinical outcomes. We identified mutations in CCDC88A, KRT4, TACC2, and TONSL as potential biomarkers for poor prognosis in GBM patients receiving TFDC-based immunotherapy. Patients with CCDC88A, KRT4, and TONSL mutant tumors tended to have a significantly higher TMB than those with wild-type tumors. Gromeier et al. [17] reported that a very low TMB correlated with longer survival of patients with recurrent GBM following treatment with an oncolytic virus or ICI, as evidenced by immunological engagement. Moreover, the Kyoto Encyclopedia of Genes and Genomes antigen processing and presentation score was significantly higher in non-hypermutational samples (< 10 mutations/megabase) in IDH-WT gliomas [43]. Thus, particularly in IDH-WT tumors, a low TMB may be associated with a better immunotherapeutic effect. The current study suggests that TMB as well as mutations in CCDC88A, KRT4, TACC2, and TONSL could represent important prognostic factors in patients with newly diagnosed IDH-WT GBM treated with TFDC immunotherapy. However, the mechanism by which these gene mutations negatively impact prognosis remains unclear.
In the current study, the 5-year survival of patients with GBM with unmethylated MGMT was 33.3%; this excellent survival rate demonstrated the effectiveness of TFDC therapy. However, whether MGMT status is a prognostic factor for GBM treated with DC-based immunotherapy remains controversial. Five clinical trials of DC-based immunotherapy demonstrated that MGMT methylation was an indicator of favorable prognosis in GBM patients [4, 20,21,22,23,24]; however, two trials presented contrasting results [25, 26]. Further research is therefore needed.
In conclusion, we showed the promising activity of TFDC-based immunotherapy in IDH-WT GBM and the association of low HLA-A expression and the absence of CCDC88A, KRT4, TACC2, and TONSL mutations in tumor cells of patients showing better prognosis. These findings can inform the selection of patients who will clinically benefit from TFDC-based immunotherapy, maximizing favorable prognosis and cost-effectiveness. Expanding upon additional aspects, exploring the correlation between (immunologic) TME under immune-supportive/suppressive conditions and the effectiveness of TFDC immunotherapy presents intriguing subjects for inquiry. We will develop further research to provide proper immune-monitoring which should encompass not only TILs, but also TAMs and myeloid-derived suppressor cells.
Data availability
The datasets generated during and/or analyzed during the current study are available from the corresponding author on reasonable request.
Abbreviations
- CGGA:
-
Chinese Glioma Genome Atlas
- DC:
-
Dendritic cell
- DEGs:
-
Differentially expressed genes
- FFPE:
-
Formalin-fixed paraffin-embedded
- GBM:
-
Glioblastoma
- GO:
-
Gene Ontology
- ICIs:
-
Immune checkpoint inhibitors
- IDH:
-
Isocitrate dehydrogenase
- IQR:
-
Interquartile range
- KPS:
-
Karnofsky Performance Scale
- MGMT:
-
O6-Methylguanine-DNA methyltransferase
- MHC:
-
Major histocompatibility complex
- OS:
-
Overall survival
- PBMCs:
-
Peripheral blood mononuclear cells
- SD:
-
Standard deviation
- TAAs:
-
Tumor-associated antigens
- TAM:
-
Tumor-associated macrophage
- TFDC:
-
Tumor-fused dendritic cell
- TIL:
-
Tumor-infiltrating lymphocyte
- TMB:
-
Tumor mutational burden
- TME:
-
Tumor microenvironment
- TMZ:
-
Temozolomide
- WHO:
-
World Health Organization
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Acknowledgements
We would like to express our deepest appreciation to Dr. Hiroaki Wakimoto for the scientific discussion. We would like to thank Prof. Masato Matsushima, Dr. Takuya Aoki, and Dr. Takashi Sugiyama for their professional statistical support and Ms. Akiko Kuhara for her technical assistance. We would also like to thank Editage (www.editage.com) for English language editing. This work was supported by the Ministry of Education, Culture, Sports, Science and Technology and the Japan Society for Promotion of Science (KAKENHI) (Grant Number 21K09161).
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This work was supported by the Ministry of Education, Culture, Sports, Science and Technology and the Japan Society for Promotion of Science (KAKENHI) (Grant Number 21K09161).
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All authors contributed to the study conception and design. Material preparation, data collection, and data analysis were performed by JT and YK. The first draft of the manuscript was written by Jun Takei and all authors commented on previous versions of the manuscript. All authors read and approved the final manuscript.
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Approval was granted by the Institutional Review Board of Jikei University School of Medicine [permission numbers: 30-137(9158) and 16-184(4412)]. Trial approval was granted by the Institutional Review Board of Jikei University School of Medicine (Trial registration ID: 16-184-4412).
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Written informed consent was obtained from all patients receiving TFDC therapy. In addition, we employed an opt-out method approved by the institutional review board to obtain consent for this retrospective study using a notice posted on our institutional homepage.
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Takei, J., Kamata, Y., Tanaka, T. et al. Prognostic survival biomarkers of tumor-fused dendritic cell vaccine therapy in patients with newly diagnosed glioblastoma. Cancer Immunol Immunother 72, 3175–3189 (2023). https://doi.org/10.1007/s00262-023-03482-8
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DOI: https://doi.org/10.1007/s00262-023-03482-8