Abstract
Purpose
To compare patients’ evaluation of the treatment decision-making process in localized prostate cancer between counseling that included an online decision aid (DA) and standard counseling.
Methods
Eighteen Dutch hospitals were randomized to DA counseling (n = 235) or the control group with standard counseling (n = 101) in a pragmatic, cluster randomized controlled trial. The DA was provided to patients at, or soon after diagnosis. Decisional conflict, involvement, knowledge, and satisfaction with information were assessed with a questionnaire after treatment decision-making. Anxiety and depression served as covariates.
Results
The levels of decision involvement and conflict were comparable between patients in both groups. Patients with a DA felt more knowledgeable but scored equally well on a knowledge test as patients without a DA. Small significant negative effects were found on satisfaction with information and preparation for decision-making. A preference for print over online and depression and anxiety symptoms was negatively associated with satisfaction and conflict scores in the DA group.
Discussion
The DA aimed to support shared decision-making, while outcomes for a majority of DA users were comparable to patients who received standard counseling. Patients, who are less comfortable with the online DA format or experience anxiety or depression symptoms, could require more guidance toward shared decision-making. To evaluate long-term DA effects, follow-up evaluation on treatment satisfaction and decisional regret will be done.
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Background
In a clinical area where multiple equal effective treatments are available for the same medical condition, the preference-sensitive treatment selection that is then required can be challenging for patients as well as physicians [1,2,3]. Treatment selection for localized prostate cancer (Pca), the most commonly detected cancer in men in the Western world, is such an area [4]. When diagnosed at a localized stage, Pca can be managed with equal successful curative treatments (surgery or radiotherapy), or by following an active surveillance (AS) protocol without harming survival perspectives [5,6,7,8]. Although oncologically equivalent, treatments differ in their impact on quality of life, risk of side effects, and perceived burden; therefore, Pca treatment guidelines do not indicate a single superior treatment option, but recommend shared decision-making (SDM) to come to the best patient-treatment fit [5, 6, 9,10,11]. Moreover, many Pca patients have a poor understanding of differences in treatment risks prior to choosing treatment, are dissatisfied with information received, and experience regret after treatment [12,13,14]. With SDM and more decision support, these problems can be resolved.
SDM requires patients to share preferences, uncertainties, and the desired level of participation in the decision process. A physician should be aware of the patient’s preferred level of involvement and take this into account to adequately provide all available information about eligible options, including risks, benefits, and scientific uncertainties [15, 16]. However, patient preferences for involvement are often misinterpreted by care providers and many patients are dissatisfied with the information they received [17,18,19,20].
To facilitate and improve the process of SDM, patient decision aids (DAs) were developed to help patients to increase choice awareness, provide high quality information, structure the decision process, and to help clarify preferences and values [21,22,23]. Simple DAs are plain paper versions, while more elaborate DAs are built as interactive websites that include explicit values clarification methods [24, 25]. DA effects are typically studied by comparing patient-reported outcomes following decision-making between a DA group and a usual care group. In a review of DAs across all medical screening and treatment decisions, it has been shown that DAs contribute to improved patient involvement in the treatment decision, less decisional conflict, and more conservative treatment choices [26].
In the specific area of Pca treatment decision-making, DA results are less conclusive. Positive effects are seen for improved patient education (knowledge, information satisfaction), but mixed effects are found for other decision process measures, such as decisional conflict [27]. Often the studied Pca DAs did not fully comply with the International Patient Decision Aid Standards (IPDAS), mostly because of missing DA development information or unbalanced presentation of treatment benefits and risk. Furthermore, they lacked a user-centered design or were not specifically aimed at facilitating SDM in the patient-doctor encounter [23, 27,28,29].
In the absence of a Dutch Pca treatment DA that included a values clarification method, a novel web-based DA was developed with a specific user-centered focus on facilitating SDM [30]. A cluster randomized controlled trial (RCT) that compared DA counseling to a control arm with standard counseling was set up. The primary finding, that the DA helped patients align treatment choices to their personal preferences, was published previously [31]. The current study investigated patient-reported outcomes related to the decision-making process, directly following treatment decision-making. We hypothesized that with the DA decisional conflict (primary outcome) would be lower and patient involvement, Pca knowledge and information satisfaction (secondary outcomes) would be better, compared to the control group [18]. Moreover, we were interested in individual differences (DA format preference, anxiety, and depression symptoms) among DA users to explain potential differences in outcomes within the trial’s DA arm.
Methods
Participants and recruitment
All patients from participating hospitals, who were newly diagnosed with localized Pca (PSA < 20, Gleason < 8) between August 1, 2014 and July 1, 2016, had at least two treatment options and no mental or cognitive impairments, were suitable for enrollment in this trial. Patients were recruited at diagnosis, by their urologist or by an (oncology) nurse, immediately following diagnosis, and were given a study package containing an information letter, informed consent form, leaflet, and a pre-stamped envelope. To agree with participation, the informed consent form had to be returned using the pre-stamped envelope. On the informed consent form, patients indicated the date of their next consultation, which usually was 2 or 3 weeks following diagnosis and the moment to discuss treatment choice. A questionnaire was sent within 1 week after this indicated date by email (paper version on request) [18].
Design
Eighteen Dutch hospitals were randomized to the intervention or control arm. All hospitals were general hospitals, except for one academic hospital in the control arm. Patients in the control arm received information and counseling as usual, patients from hospitals in the intervention arm received access to the online DA in addition to usual information and counseling. Randomization at hospital level was chosen to avoid contamination of usual counseling with components of the DA. Patients were informed that the topic of the study was to evaluate information provision and treatment decision-making in Pca care, and were unaware of assignment to trial arm as the DA was not mentioned as subject of this study. The regional Medical Ethics Review Board waived the need for formal ethical approval (reference: NW2014-03), and the study protocol was approved by every individual hospital. The study was pre-registered in the Dutch Trial Register (NTR4554).
Intervention
To invite patients to use the DA, patients in the intervention arm received an access card from their health care provider with the DA-web address and a unique username and password. The card also stated the patient’s relevant clinical characteristics, that is, eligible treatment options (AS, surgery, brachytherapy, or external radiation), PSA, and Gleason score. Based on the indicated treatment options, the DA allowed patients to skip information about non-eligible treatments. After accessing the DA and entering the clinical data from the card, patients first could read general information about Pca, before detailed information about AS and treatments was provided. Provided treatment information within the DA was similar for each treatment and consisted of information about procedures, risks, and pros and cons. Information was based on (inter)national guidelines and recent scientific literature. Values clarification methods (VCMs) were included to help patients clarify their personal preference for AS or any of the treatments. VCMs were designed as statements that required a trade-off between two treatment modalities (e.g. “If treatment might be unnecessary, I prefer to wait,” as trade-off between AS and treatment). The DA ended with a summary page that displayed how extensive the DA was used (e.g. “You have read x out of x topics”), the patient’s responses to the VCMs and indicated treatment preference. A printed summary could be taken to the subsequent consultation where the treatment decision was discussed with the urologist. The goal of the summary page is to enable a SDM conversation as it presents the patient’s preferences on the various VCMs and for treatment. A more detailed description of the development and content of this novel Dutch web-based DA is available in a separate publication, which also provides evidence for IPDAS compliance of the current DA [28, 30].
Procedures
In addition to usual information, patients in the intervention arm were granted access to the online DA. The pragmatic aspect of the current trial allowed hospitals to follow their existing procedures and routines for further counseling. For some hospitals, this meant that all newly diagnosed patients saw a radiation oncologist (when eligible for radiotherapy) and an oncology nurse, while at other hospitals this only happened by patient request. Most patients took 2 or 3 weeks to consider their treatment choice before a follow-up consultation was scheduled. Patients in the intervention arm received explanation that the DA should be used during this period, and that the summary provided by the DA, could be taken to the next consultation, although this was not mandatory. In the week following the treatment decision, patients in both arms were invited to fill out the questionnaire online or a paper questionnaire was sent on request. Automatic reminders were sent after 2 and 4 weeks if the questionnaire had not yet been started or completed.
Measures
Sociodemographic and clinical information was obtained from informed consent (date of diagnosis, date of birth) and the questionnaire (marital status, education level, treatment options, treatment choice, and self-administered co-morbidities). Eligible treatments and the received treatment were verified through the patient’s medical record; this data was also used for a separate analysis of treatment choices within this trial [31]. Individual differences between patients in general anxiety and depression symptoms were assessed with the Hospital Anxiety and Depression Scale (HADS) [32].
Main outcome of this study was decisional conflict, which was measured with the Dutch version of Decisional Conflict Scale (DCS), incorporating five subscales regarding feeling uninformed, values clarity, perceived support, decision uncertainty, and the perceived effectiveness of the decision. Scales were converted to 0 to 100, with higher scores indicating more perceived conflict [33, 34]. Internal consistency of the full scale was good (Cronbachs alpha, 0.87, subscales 0.58–0.86). Secondary outcomes included two single items on the patient’s perceived role during decision-making (Problem-Solving Decision-Making Scale) and the perceived preparedness to make the treatment decision (Preparation for Decision-making Scale, alpha = 0.97) [35, 36]. Pca knowledge was assessed with an estimation of the perceived knowledge level per treatment (e.g. “How well do you think your knowledge about surgery is?”) and an objective test consisting of five multiple-choice test questions from the Pca Decision Quality Instrument [37]. Additionally, satisfaction with timing and format of the information received was measured with the corresponding subscale of the Satisfaction with Cancer Information Profile (SCIP-B, alpha = 0.96) [38]. In the DA arm, participants received additional questions to evaluate the DA (e.g. “Was the online DA format your preferred format?” and “Would you preferred if the DA had provided you with a treatment advice?”).
Statistical analyses
Descriptive statistics are presented as means (+/− SD) for continuous variables and frequencies and percentages for categorical variables. Differences between study arms and between responders and non-responders were tested using independent sample t tests for continuous variables and chi-square analyses for categorical variables.
Analyses were performed according to the intention-to-treat principle, assuming that counseling in the DA group was different from the control group because of the introduction of the DA, regardless of actual DA usage by participants. To take the hierarchical structure of the data—due to randomization at hospital level—into account and control for hospital specific effects, linear multilevel regression analyses were used to test the effect of the intervention (the DA) compared to the control group. Study arm (DA vs. usual care) was included in the model as an independent variable. Dependent variables consisted of decisional conflict, involvement, knowledge, and information satisfaction. Participants’ HADS scores served as covariate as anxiety and depression symptoms are common after receiving a cancer diagnosis and are known to be related to the evaluation of information provision [39, 40]. Subgroup analyses were performed on participants from which DA log data indicated the DA was actually used. Participants were grouped according to their DA format preference (online versus paper) and HADS score. HADS scores were initially categorized into normal (0–7), mild [8,9,10], moderate [11,12,13,14], and severe (≥ 15), according to previous studies [41]. Because differences between the mild and moderate group are of little clinical relevance, and to ensure higher statistical power, the mild and moderate categories were collapsed into one group.
The study was powered to detect a clinically relevant effect size of 0.50 between both study arms on decisional conflict. A conservative intra-class coefficient (ICC) of 0.01 was taken; therefore, to obtain 80% power and allow for 25% attrition in the current questionnaire and follow-ups, 238 patients per study arm were targeted [18]. Eventually, fewer patients than targeted were recruited for the control group (n = 109). Due to the conservative sample size calculation, power for making comparisons between arms was still sufficient (> 0.80), but low for comparing smaller subgroups (0.65–0.67). Statistical analyses were conducted using the SPSS 22.0 (Statistical Package for Social Sciences, Chicago, IL). Tests were two-sided and considered statistically significant if p < 0.05.
Results
Based on national cancer registry data, the estimated total number of eligible patients during the trial period was 2000 patients, of which 484 patients were invited to participate in the trial. A total of 382 Pca patients signed informed consent (DA = 273 and control = 109, consent rate 79%), and 336 patients filled out the post-decision questionnaire (response rate 88%). The mean age of responders was 65.3 (SD = 5.9), there were no differences in sociodemographic or clinical characteristics in participants between both study arms (Table 1). Questionnaire non-responders were younger than responders (M = 62.9 vs. M = 65.3, p = 0.01), although the distribution among age groups was comparable (p = 0.18; Table 2). Furthermore, non-responders were less likely to have accessed the DA compared to responders (68 vs. 86%, p = 0.005). The number of patients enrolled per hospital varied between 1 and 64 (Table 1), response rates from all hospitals except one were higher than 80% (Table 2).
Between trial arms, no differences were found on involvement or decisional conflict (Table 3). Participants in the DA arm felt more knowledgeable, but less prepared to make a decision (Table 3). Overall information satisfaction was lower in the DA arm, in particular for information usability, the amount of information, and completeness of the information (Table 3). The mean objective knowledge (test) scores were comparable between trial arms (Table 3); however, within the control arm, knowledge scores were lower for patients eligible for 3 or 4 treatments (F(2, 84) = 5.84, p = 0.004), while in the DA arm, test scores were unrelated to the number of eligible treatments.
A subgroup analysis revealed that 84% of actual DA users (N = 156) were in favor of the online DA format and 16% (N = 30) would preferred to have received the DA in print. Of participants who received but did not access the DA, 56% (N = 15) indicated a DA in print was preferred. Participants favoring the online DA format were younger (M = 64.6 vs. M = 67.3, p = 0.02) and more often highly educated (50% highly educated vs. 27%, p = 0.04). Mean HADS scores were not statistically significantly different between both format preference groups, however, medium or severe HADS scores were more common in participants who would prefer a printed DA (p = 0.03). DA users in favor of the online DA format and with HADS scores < 8 reported less decisional conflict and more information satisfaction compared to other DA users (Table 4). A treatment advice from the DA was preferred more often by DA users with severe of high HADS scores, although differences did not reach statistical significance (Table 4). No other sociodemographic variables were associated to differences between DA users. The same HADS categorization did not yield statistically significant differences in the control arm (data not shown).
Discussion
In this pragmatic cluster randomized controlled trial among patients with localized Pca, adding an online DA to standard counseling did not lead to different levels of patient involvement or decisional conflict in comparison to standard counseling. Patients who used the DA did feel more knowledgeable about Pca treatments but scored equally well as participants from the control group on a knowledge test. Small negative effects of the DA were found on the scales for preparation for decision-making and information satisfaction, in particular for DA users with medium or high anxiety and depression symptoms or who would preferred the DA to be in print.
With the DA, patients were provided with structured information about Pca and possible treatments. Treatment advantages and disadvantages were presented in a balanced manner, and VCMs were included to help patients establish a treatment preference based on personal values [30]. An earlier investigation into treatment choices within this trial revealed that with the current DA, the treatment decisions were more often in line with the patient’s preference instead of the doctor’s preference [31]. However, this did not translate into an effect on decisional conflict in the current study, with previous Pca DA studies also finding mixed results on this outcome [27] . Possibly, this is because of the nature of the concept of decisional conflict. Despite the wide use of decisional conflict as an outcome measure in DA evaluations, it has been debated whether lowering decisional conflict should actually be the desired outcome of a DA intervention [26, 27, 42, 43]. Careful consideration of all available treatment options, including weighing pros and cons against personal preferences, could evoke conflict and the perceived decision difficulty, regardless of interventions to support the decision-making process. If ultimately, the final decision has a better patient-treatment fit, existence or even increase of decisional conflict could also be the expense of a thorough decision-making process [44, 45]. Follow-up evaluation of our trial participants is planned to determine if patients are more satisfied with the selected treatment and experience less regret, after treatment is completed, compared to patients from the control group.
Next to finding no effect on decisional conflict, the effects from the DA on the secondary outcomes, preparation for decision-making and information satisfaction, were small but opposite from what was expected and overall findings in DA studies [18, 26]. Although patients were unaware of randomization at hospital level and were not informed that the DA was the subject of this study, care providers were aware that the purpose of the study was to compare the DA to usual information routines. During counseling, the novelty of the DA might have been over-emphasized, increasing patients’ expectations and leading to a more critical evaluation of the DA in the questionnaire. An indication that some participants might have had other expectations from the DA was found in the proportion of patients who indicated they would like to have received an explicit treatment advice from the DA, while this was not provided by the DA.
Some evidence for an effect of the DA on knowledge was found. Firstly, participants with a DA perceived themselves to be more knowledgeable. Secondly, participants in the DA group scored equally well on the knowledge test, regardless of the number of eligible treatments, while in the control group test scores were lower if the number of eligible treatment options increased. This could indicate that when more treatments are considered, the DA helps to gain more knowledge about all options resulting in a better informed treatment decision, while in the control group there might have been more focus on a single treatment [42].
Not all participants seemed equally suited to receive the DA in its current online format. Older and lower educated participants indicated more often that a print DA was preferred over the current online format. Internet access is common in the Netherlands, also among elderly, of all people aged up to 75 years, 97% has internet access at home (statline.cbs.nl). However, with increasing age, actual usage and comfort in using internet is lower, which could explain some hesitation among participants to engage in an online tool for making a high impact treatment decision [46]. Participants with anxiety and depression symptoms showed more decisional conflict and less information satisfaction with the DA compared to participants with similar symptoms from the control condition. Anxiety and depression is common after a cancer diagnosis [39]. However, for participants in the control condition, we did not find a moderating role of anxiety and depression symptoms on decisional conflict or information satisfaction. This could indicate that without a DA, care providers were able to tailor their counseling according to the estimated level of anxiety and depression, while with the DA, all information about risks and side effects was presented equally explicit to all patients. Communicating uncertainty can lead to lower satisfaction, in particular if patients are more sensible to this because of anxiety or depression [44]. Further research is needed to determine if these groups require further tailored information provision or more guidance in using a DA.
The role of the DA in tailored information should be investigated in future research. During the current trial, most men received the DA soon after diagnosis, and were instructed to use the DA after consultation, regardless of any psychosocial distress from receiving the Pca diagnosis. Distress could have hindered uptake of new information from the DA and the decision-making process [47]. Possibly, some patients benefit from more extensive nurse counseling throughout the decision process and emotions caused by the diagnosis before the DA is introduced. Detailed analysis (by audio or video) of clinical consultations could be helpful to investigate to what extent psychosocial distress plays a role during treatment counseling, and if the DA is of more added value with a tailored approach with various levels of nurse guidance [48].
A major strength of this study was the cluster randomized design to reduce the risk of contamination of standard counseling with components of the DA. Consequently, care providers in the DA arm were able to develop a routine in distributing and explaining the DA. Furthermore, many patients were recruited in the DA arm and once distributed, many patients used the DA.
Some limitations need to be mentioned as well. Firstly, recruitment of participants in the control arm was slower and resulted in less participants than aimed for. Although patient characteristics were very similar in both arms, we cannot exclude a potential selection bias in the control arm which may have led to recruiting only patients who were more likely to consent. Secondly, as mentioned before, care providers were aware of randomization and the true focus of this study. In the control arm, this could have led to modifications of existing information or counseling routines due to the increased attention for SDM from this study, or in the DA group, to the creating of too high expectations as care providers could have (over-)emphasized the novelty of the DA. Thirdly, although the DA achieved a high usage rate, non-users were more likely to also not respond to the questionnaire. The evaluation of patient who chose not to use the DA are therefore underrepresented in the current sample. A qualitative study could provide more insights in their motives to not use the DA.
This study measured DA effects immediately following treatment decision-making. Previous research showed that effects from VCMs included in DAs could also emerge at a later point than at treatment decision-making [49]. Post-treatment follow-ups in the current sample on treatment satisfaction and decisional regret are needed to determine if this is also the case for this DA [18].
In conclusion, this study did not find evidence of beneficial effects from the DA on patient-reported decision process parameters. Importantly, patients who do not favor the online DA format or present with anxiety and depression symptoms could require more guidance and support during DA use and treatment counseling. The effect of the DA on treatment satisfaction and decisional regret once treatment is completed, needs to be investigated in a follow-up study.
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Acknowledgements
We thank all patients and staff from the hospitals involved in this study for their contribution. We are grateful to PROFILES for the use of the data collection system, and we would like to thank Nicole Horevoorts in particular for her assistance in data management and collecting questionnaires.
Funding
This research is funded by CZ Fund, a Dutch not-for profit health insurer (Grant 2013-00070) and Delectus Foundation, a Dutch non-profit foundation aimed to initiate and stimulate research into shared decision-making. The funding agreements ensured the authors’ independence in designing, conducting, and analyzing the results. MdV obtained funding from CZ; PK is chairman of Delectus Foundation.
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All procedures performed in studies involving human participants were in accordance with the ethical standards of the institutional and/or national research committee and with the 1964 Helsinki declaration and its later amendments or comparable ethical standards.
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Informed consent was obtained from all individual participants included in the study.
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Cuypers, M., Lamers, R.E.D., Kil, P.J.M. et al. Impact of a web-based prostate cancer treatment decision aid on patient-reported decision process parameters: results from the Prostate Cancer Patient Centered Care trial. Support Care Cancer 26, 3739–3748 (2018). https://doi.org/10.1007/s00520-018-4236-8
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DOI: https://doi.org/10.1007/s00520-018-4236-8