Abstract
Purpose
The purpose of this study was to conduct cognitive debriefing (CD) interviews with adults diagnosed with chronic hypoparathyroidism (HP) to assess the content validity of the SF-36v2® Health Survey Acute (SF-36v2) measure in this population.
Methods
CD interviews were conducted with adults with HP in the United States (US). Interviews were conducted by a trained moderator using a semi-structured interview guide, employing a think-aloud method in conjunction with verbal probing. Participants were asked whether each item was understandable, relevant, important, and sensitive to change in relation to HP. Additionally, comprehension of instructions, response options, and the appropriateness of a 1-week recall period was assessed.
Results
Sixteen adults with HP participated in individual CD telephone interviews. All items in the SF-36v2 were reported to be understood, relevant, important, and sensitive to change by at least half, and in most cases, by a strong majority of study participants. Most of the study sample confirmed comprehension of the instructions and the entire sample understood all response options.
Conclusion
The study findings show that the items in the SF-36v2® are applicable to adults with HP. The overall high levels of endorsement of items provide strong evidence of the measure’s content validity for this population. The SF-36v2 is therefore recommended for usage in clinical trials examining adults with HP, although it is recommended that this generic measure be supplemented with disease-specific instruments such as the recently developed Hypoparathyroidism Patient Experience Scale—Symptom (HPES-Symptom) and Hypoparathyroidism Patient Experience Scale—Impact (HPES-Impact) measures.
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Background
Chronic hypoparathyroidism (HP) is a rare endocrine disease requiring conventional therapy of oral calcium supplements and active vitamin D to sustain normal serum levels [1, 2]. Chronic HP is associated with significant physical, psychological, and cognitive symptoms despite use of conventional therapy [1]. Prior studies have found that patients with HP who are on conventional therapy report significant symptoms, such as fatigue, muscle spasms, paresthesia, anxiety, depression, and cognitive dysfunction/ “brain fog”, which may be indicative of a reduced quality of life despite control of biochemical parameters [3,4,5,6,7,8,9].
The SF-36v2® Health Survey Acute (herein referred to as the “SF-36v2”) is a validated measure that has previously been used in several studies examining burden of illness and impact of treatment experienced by adult patients with HP [3,4,5, 10, 11]. However, to the best of our knowledge, the content validity of this measure has not been formally assessed for this population. Therefore, the purpose of this project was to conduct cognitive debriefing (CD) interviews with adults who have HP in order to assess the content validity of the SF-36v2 measure in this population.
The study was approved by Institutional Review Board (IRB) WCG IRB, located in Puyallup, Washington, US [AS-HP-SF-36 CD 2021; IRB Number: 20213924]. Informed consent was obtained from all study participants.
Methodology
The CD interview process was developed in accordance with the United States (US) Food and Drug Administration guidance on best practices for establishing the content validity of patient-reported outcome (PRO) instruments for use in clinical trials [12], and best practices for the conduct of cognitive debriefing interviews [13, 14]. The methodological details of the study were reviewed using the COREQ checklist and the design details met all applicable checklist criteria.
CD interviews were conducted with 18 adults with HP in the US between September and October 2021. Individuals with HP were recruited from a database of people who had participated in previous research conducted by The Brod Group (TBG) who had been recruited via a national HP organization and had given permission to be contacted about future studies, and were contacted by TBG research staff to assess their interest and verbally confirm eligibility to participate in the present study. Participants in prior studies had received an honorarium approved by the ethics review board. To be eligible for the study, participants were required to be at least 18 years old; be able to read, write, and speak English; have a diagnosis of HP for at least 6 months; be stable on conventional therapy for at least 3 months, which was defined as experiencing infrequent severe hypo- or hypercalcemia with high-normal to elevated urine calcium excretion (not precluding occasional [≤ 2/week] rescue doses of active vitamin D and/or calcium for symptomatic hypocalcemia); and have a BMI between 17 and 40 kg/m2. Exclusion criteria were having impaired renal function, defined as having stage 4 or 5 chronic kidney disease (eGFR ≤ 30 ml/min/1.73 m2); or a cognitive impairment or any other medical condition, including psychiatric disorders (e.g., bipolar disorder, schizophrenia), which would impact their ability to participate in a one-time, one-on-one telephone interview about their experience with HP.
All interviews were conducted and coded by a female, PhD level qualitative researcher/trained moderator (second author) familiar with HP who followed a semi-structured interview guide which was used to ask participants questions employing a think-aloud method in conjunction with verbal probing as needed [13, 14]. All interviews were conducted by telephone and lasted approximately 1 h. At the beginning of the interview, the interviewer established rapport with participants by introducing herself, and discussing who she worked for, the study’s purpose, which was to ‘test’ the survey on health in general to make sure that it was appropriate and relevant, and that the participant’s role in the study was to help make sure that everything in the survey was relevant and appropriate to ask. Additionally, an opportunity for the participant to ask questions about the informed consent form was provided.
The SF-36v2 is a 36-item generic, multipurpose health survey with questions that yield an 8-scale profile of functional health and well-being, as well as 2 psychometrically based physical and mental health summary scores and a preference-based health utility index [15]. Participants were emailed the survey and asked to print out and complete the survey 24–48 h prior to the interview and have the completed survey on hand for the call. Then during the telephone interview, participants were verbally asked questions based on the discussion guide regarding (1) their comprehension of instructions and items such as What are the instructions asking you to do/think about? and In your own words, what does the question mean to you?, (2) item relevance such as Was the question about something relevant to your experience with hypoparathyroidism?, (3) item importance such as Is this question about an important aspect of how HP affects your functioning and well-being?, and (4) item sensitivity to change such as Do you think if your HP improved, that it would change how you answered this question? At the end of each item or set of items with a unique response option cluster, participants were asked whether the response choices made sense and finally, at the end of the interview, participants were asked questions about whether the measure’s recall period was appropriate and if they were accurately able to remember their experiences over the past week.
Interviews were conducted in blocks of 4 participants each. In between each block, the findings were documented in an item tracking matrix and reviewed by the study team to determine whether any significant issues had been raised by participants about the measure’s instructions, items, and/or response options. All interviews were audio-recorded and transcribed.
Data analysis
Participants’ responses, comments, and suggested changes were organized and compiled into a detailed CD tracking matrix, recorded on an Excel spreadsheet, which was initially based on the interviewer’s notes recorded during and/or right after the interview, and subsequently confirmed and supplemented through a review of the full interview transcripts. These findings were iteratively reviewed by the research team to identify potential signals of true problems with comprehension or content for this population vs. minor individual and/or style-based preferences, following the similar procedures used for other SF-36v2 content validation studies [16,17,18].
Results
Fifty-two potential participants were contacted via email regarding their interest in the study. Twelve of the 52 individuals did not respond to our outreach. Of those who responded (n = 40), none refused participation. Potential participants were screened for eligibility and of those eligible, 18 were selected to be interviewed based on characteristics which would allow for as diverse a sample as possible (16 of whom had participated in previous research conducted by TBG). Two participants were excluded due to reporting during their interview that they had, for the past several years, not had any symptoms from their HP resulting in an analysis sample of 16.
Participant characteristics
Self-reported, detailed demographic, health, disease, and treatment characteristics for the 16 participants who were included in the analysis are shown in Table 1.
Comprehension of instructions
Participants were asked if they understood the instructions provided throughout the SF-36v2, as shown in Table 2. All participants confirmed that they clearly understood the primary instructions at the beginning of the survey (Instruction 1), and the instruction pertaining to the Role—Physical and Role—Emotional domains (Instruction 2). In addition, the vast majority further reported that they understood the instructions for the General Health domain (Instruction 4) (n = 15, 93.8%). Although a small number of participants (n = 3, 18.8%) reported that the instructions for items in the Mental Health and Vitality domains (Instruction 3) were too wordy and/or vague, all were still able to complete the items in that section of the survey. Based on these findings and a review of the participants’ comments on the instructions and corresponding items, it was determined by the research team that issues raised were based on individual preference or style-related changes rather than reflecting a true lack of understanding of the instruction’s intent.
Item comprehension, relevance, importance, and sensitivity to change
Participants confirmed that the items in the SF-36v2 were understandable, relevant, important, and sensitive to change in relation to HP, with nearly all of the questions regarding these aspects being answered affirmatively by the majority of respondents for each item. These findings are shown in Table 3 and summarized further in the subsections below.
Item comprehension
Item comprehension was assessed based on participants’ descriptions of what each item meant, how they chose their answer, and whether they reported having difficulty in interpreting the item’s intent. Overall item comprehension of the measure was very high, with 34/36 items being clearly understood by the entire sample, and the remaining 2 items being clearly understood by 87.5% (n = 14) of the sample (“Were limited in the kind of work or other activities as a result of your physical health” and “Did work or other activities less carefully than usual as a result of any emotional problems (such as feeling depressed or anxious))”.
Relevance and importance
Study participants confirmed that the items in the SF-36v2 were relevant to their experience with HP and represented an important aspect of how HP affected their functioning and well-being. Exemplary quotes are provided in Table 4. Endorsement rates were higher than endorsement rates accepted from concept elicitation interviews as criteria for inclusion of a concept in a newly developed PRO. At least 75% of participants endorsed 31/36 items for both relevance and importance. Of the remaining items, 4 were reported to be both relevant and important by at least 62.5% (n = 10) participants (“Bending, kneeling, or stooping”, “I seem to get sick a little easier than other people”, “Did work or other activities less carefully than usual as a result of any emotional problems (such as feeling depressed or anxious), and “Been very nervous”); and 1 was reported to be relevant by 68.8% and important by 50.0% of participants (“Bathing or dressing yourself”).
Sensitivity to change
Study participants further confirmed that the items in the SF-36v2 were sensitive to changes in their condition. Of those who had endorsed an item as being relevant to their experience with HP, at least 75.0% further reported that the response option they had chosen would change if their condition improved or worsened for 34/36 items; the remaining 2 items had endorsement rates of at least 70.0% (“Bending, kneeling, or stooping” and “I am as healthy as anybody I know”).
Response option comprehension
The entire study sample confirmed that they understood all of the response options throughout the measure and that each set of response options was appropriate for its corresponding items. All suggested changes to the response options were determined to be based on individual preferences (e.g., to add, remove, or change wording of response options) rather than issues with being able to interpret their meaning.
Frequency distribution of item responses
The frequency distribution of participant responses to each item was reviewed for potential floor and ceiling effects, as shown in Table 5. In accordance with other studies, floor effects were assessed based on the percentage of participants choosing worst possible response option (reflecting worst health state) for a given item, and ceiling effects were assessed based on the percentage choosing the best possible response option (reflecting the best health state) [19,20,21]. For this study, floor and ceiling effects were defined as 50% or greater selected either the highest or lowest response option for an item.
Floor effects were observed in 6 items: 4 in the physical functioning domain, and 2 in the general health domain. These effects were likely due to all but 1 participant having self-reported the current severity of their HP symptoms as either moderate or severe, and the majority having reported that they found it “a lot” or “extremely” difficult to manage their HP.
Ceiling effects were observed in 8 items: 5 in the physical functioning domain, 1 in the Role—Emotional domain, and 2 in the Mental Health domain. However, most participants considered each of these items to be relevant (62.5%–100.0%) and/or important (50.0%–93.8%) to their condition, and the vast majority (70.0%–100.0%) of participants who reported an item to be relevant to their experience with HP further indicated that their responses would change if their condition either improved or worsened. Therefore, the content should be considered relevant.
Recall period
For survey items with a 1-week recall period, participants were asked whether they felt that this timeframe was appropriate considering what the questions were about, and whether they were able to accurately remember their experiences over this time frame. Most participants (n = 15, 93.8%) were able to accurately recall their experiences over the past week (data missing for 1 participant).
Just under half of participants (n = 7, 43.8%) considered a 1-week recall period to be optimal. Nine participants, including 2 who considered the time frame to be acceptable, felt that a longer time frame would be more appropriate given the variations they have experienced in the symptoms and impacts associated with HP over time. One participant (6.3%) felt that the time frame was too short because her symptoms tended to vary on a daily basis. It should be noted that the alternative version of the SF-36v2 asks about a 1-month recall which we believe would have been too long for this population given HP-related cognitive issues. Therefore, the acute SF-36v2 1-week recall is preferred.
Discussion
The study findings show that the items in the SF-36v2 are applicable to adults with chronic HP. All items in the SF-36v2 were reported to be understood, relevant, important, and sensitive to change by at least half, and in most cases, a strong majority of study participants. Overall, item comprehension of the measure was very high, with 34/36 items being clearly understood by the entire sample, and the remaining 2 items being clearly understood by 87.5% (n = 14) of the sample. At least 75% of participants endorsed 31/36 items for both relevance and importance. Of the remaining items, 4 were reported to be both relevant and important by at least 62.5% (n = 10) participants and 1 was reported to be relevant by 68.8% and important by 50.0% of participants. Of those who had endorsed an item as being relevant to their experience with HP, at least 75.0% further reported that the response option they had chosen would change if their condition improved or worsened for 34/36 items; the remaining 2 items had endorsement rates of at least 70.0%.
Most participants understood clearly the instructions provided throughout the SF-36v2, and the entire study sample confirmed that they understood all of the response options throughout the measure and found them appropriate. The majority of participants (n = 15, 93.8%) were able to accurately recall their experiences over the past week (data missing for one participant). Although some participants (n = 9, 56.3%) indicated they thought a longer recall period would be more appropriate, the acute SF-36v2 1-week recall is preferred by the research team over the 1-month recall of the alternative version of the SF-36v2 due to the 1-month time frame being too long for this population given HP-related cognitive issues.
Floor effects were observed in 6 items and were likely due to all but one participant having a disease severity of either moderate or severe, and the majority having reported that they found it “a lot” or “extremely” difficult to manage their HP. Ceiling effects were observed in 8 items; however, most participants considered each of these items to be relevant (62.5%–100%) and/or important (50%–93.8%) to their condition, and the vast majority (70.0%–100.0%) further reported that their responses would change if their condition either improved or worsened. Therefore, the content should be considered relevant.
The study findings are consistent with what would be expected; not every item would be relevant or important for every person with HP, just as, for any other measure, not everyone experiences every symptom or impact. The overall high levels of endorsement provide strong evidence of the measure’s content validity for this population with respect to the symptoms and impacts that it is intended to measure. Endorsement rates were higher than accepted endorsement rates from concept elicitation interviews for inclusion of a concept in a newly developed PRO. Additionally, study participants confirmed that the items in the SF-36v2 were sensitive to changes in their condition, which is an essential component when endorsing a measure for use in clinical trials.
Since development of the SF-36 in 1988, the family of SF-36 measures has become one of the most well used, generic health status assessment measures currently available [15]. It was originally developed on a diverse disease patient population without individual conditions being analyzed as subgroups. Since its creation, the SF-36 family of measures has been used in studies in multiple conditions. However, the content validity of the measure has not been examined, with some exceptions such as including diabetes, AL amyloidosis, and lupus [16,17,18]. Unfortunately, it is often incorporated into research without first confirming that the measure is suitable and has content validity for the specific population under study. In HP research, as with other conditions, it has often been used as a generic measure in both clinical trials and health outcomes research in the US as well as globally [22,23,24,25,26,27,28]. This study is the first to examine and confirm that the SF-36v2 is in fact suitable for use in an HP population.
As with all studies, there are limitations. This study was conducted on a US sample and generalizability to other countries and cultures may also need to be examined. Also, given that the SF-36v2 is a generic measure, which may not cover all of the major symptoms and impacts associated with this condition, and has a 1-week recall, which may not capture all the fluctuations of the disease, it is also recommended that its usage be supplemented with disease-specific instruments such as the recently developed Hypoparathyroidism Patient Experience Scale—Symptom (HPES-Symptom) and Hypoparathyroidism Patient Experience Scale—Impact (HPES-Impact) measures [29,30,31].
The study findings show that the items in the SF-36v2 are applicable and relevant to adults with chronic HP and that the items represented an important aspect of how HP affected their functioning and well-being. Participants confirmed that the items in the SF-36v2 were understandable, relevant, important, and sensitive to change in relation to HP, with strong majorities answering affirmatively to nearly all of these questions for every item. The SF-36v2 is therefore recommended for usage in clinical trials examining adults with HP.
Data availability
The data for the research presented in the publication may be available on a case-by-case basis for reasonable requests from the corresponding author.
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Acknowledgements
The authors would like to thank Jane Beck for editorial assistance.
Funding
This study was funded by Ascendis Pharma, Inc.
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All authors participated in the conception and design of the study. MB and LW were involved in data collection, data analysis, interpretation of results, and drafting the manuscript. AS and ADS contributed to critical manuscript revisions and intellectual content. All authors have given their approval of the final version of the manuscript and take responsibility for the manuscript’s content and accuracy.
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M. Brod is a consultant to the pharmaceutical industry, including Ascendis Pharma. L.T. Waldman was a consultant to the pharmaceutical industry and an employee of The Brod Group when the study was conducted. A. Smith and A.D. Shu are employees of Ascendis Pharma, Inc.
Ethical approval
This study was performed in line with the principles of the Declaration of Helsinki. Ethics approval was granted by WCG IRB, Washington, US [AS-HP-SF-36 CD 2021; IRB Number: 20213924].
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Brod, M., Waldman, L.T., Shu, A.D. et al. Content validation of the SF-36v2® Health Survey Acute for use in hypoparathyroidism. Qual Life Res 32, 1795–1806 (2023). https://doi.org/10.1007/s11136-023-03352-x
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DOI: https://doi.org/10.1007/s11136-023-03352-x