Abstract
Background/Objective
Optimizing patients’ access to primary care is critically important but challenging. In a national survey, we asked primary care providers and staff to rate specific care processes as access management challenges and assessed whether clinics with more of these challenges had worse access outcomes.
Methods
Study design: Cross sectional. National Primary Care Personnel Survey (NPCPS) (2018) participants included 6210 primary care providers (PCPs) and staff in 813 clinics (19% response rate) and 158,645 of their patients. We linked PCP and staff ratings of access management challenges to veterans’ perceived access from 2018–2019 Survey of Healthcare Experiences of Patients-Patient Centered Medical Home (SHEP-PCMH) surveys (35.6% response rate). Main measures: The NPCPS queried PCPs and staff about access management challenges. The mean overall access challenge score was 28.6, SD 6.0. The SHEP-PCMH access composite asked how often veterans reported always obtaining urgent appointments same/next day; routine appointments when desired and having medical questions answered during office hours. Analytic approach: We aggregated PCP and staff responses to clinic level, and use multi-level, multivariate logistic regressions to assess associations between clinic-level access management challenges and patient perceptions of access. We controlled for veteran-, facility-, and area-level characteristics.
Key Results
Veterans at clinics with more access management challenges (> 75th percentile) had a lower likelihood of reporting always receiving timely urgent care appointments (AOR: .86, 95% CI: .78–.95); always receiving routine appointments (AOR: .74, 95% CI: .67–.82); and always reporting same- or next-day answers to telephone questions (AOR: .79, 95% CI: .70–.90) compared to veterans receiving care at clinics with fewer (< 25th percentile) challenges.
Discussion/Conclusion
Findings show a strong relationship between higher levels of access management challenges and worse patient perceptions of access. Addressing access management challenges, particularly those associated with call center communication, may be an actionable path for improved patient experience.
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BACKGROUND
Timely access to needed care is a critical component of high-quality primary care.1,2 Access is foundational to building patient trust with providers, obtaining preventive care; conversely, poorer outcomes are associated with delayed or missed care.3 Earlier studies have focused on patient-level correlates of access4,5,6,7,8,9 and clinic-level interventions intended to improve patients’ access to care such as advanced access10,11,12 or patient-centered medical homes.13,14,15 Nonetheless, primary care clinic leaders face ongoing challenges to ensuring timely access to needed care given varied resources, challenges, and local contexts.16,17,18
An expert panel reached consensus on ideal access measures and access management given sparse evidence on what management interventions improve patient perceptions of access.19,20,21 The expert panel defined access management as encompassing the set of goals, evaluations, actions, and resources needed to achieve patient-centered health care services that maximize access for defined eligible populations, and optimal access management as engaging patient, providers, and teams in continuously improving care design and delivery to achieve optimal access.21 The expert panel also set forth a framework, based on Donabedian’s structure-process-outcome model of quality of care,22 to develop an evidence base of how to achieve optimal access management, given primary care practice site characteristics and supply and demand mismatches.
This study draws on the access management framework set forth by the expert panel to assess if certain processes of care impact access outcomes. We asked primary care providers and staff to rate the extent to which these processes were challenging as they attempted to ensure patients’ access to primary care during the past year. We then assessed whether these challenges were associated with patient perceptions of access (access outcomes). The access outcomes analyzed here are validated, standardized measures assessing patients’ perception of access and benchmark performance among private health insurance, Medicare, and Medicaid nationally.23 By assessing relationships between access management challenges and access outcomes, this study builds on previous work that explores associations between clinic-level characteristics and patient outcomes24,25,25,26,27,28 and strives to provide healthcare leaders with evidence-based insights about access improvements.
METHODS
We analyzed data with individual patients’ ratings of perceived access to care (level 1) linked to primary care clinics where they received care. These responses were linked to primary care provider and staff ratings of access management challenges aggregated to clinic-level measures (level 2). This work, conducted as a non-research evaluation, was undertaken as part of the United States (U.S.) Department of Veterans Affairs, Primary Care Analytics Team (PCAT).
Patient-Level Data Sources and Measures (Level 1)
Measures of patient perceptions of access, demographics, self-reported health status, and healthcare use were derived from VA’s Survey of Healthcare Experiences of Patients-Patient Centered Medical Home (SHEP-PCMH) survey. We analyzed SHEP-PCMH data collected August 2018 to March 2019 to align with the time that the National Primary Care Personnel Survey (NPCPS) was in the field, and 6 months after, since SHEP-PCMH asks respondents to rate care received in the previous 6 months. VA administers SHEP-PCMH with a standardized, comprehensive questionnaire to obtain veterans’ evaluations of health care received from VA clinicians. SHEP-PCMH methods are described in a report.29 SHEP data is widely used in VA for quality improvement.30 SHEP-PCMH survey items are based on the industry-standard Consumer Assessment of Healthcare Providers and Systems (CAHPS) surveys, developed by the National Committee for Quality Assurance (NCQA) and the CAHPS Consortium, sponsored by the Agency for Healthcare Research and Quality (AHRQ).23
We selected the three questions that comprise the CAHPS access to care composite. These questions measure ease of obtaining urgent and routine appointments and having questions answered by telephone. The questions are as follows: (1) “In the last 6 months, when you contacted this provider’s office to get an appointment for care you needed right away, how often did you get an appointment as soon as you needed?” (perceived access to urgent care appointment); (2) “In the last 6 months, when you made an appointment for a check-up or routine care with this provider, how often did you get an appointment as soon as you needed?” (perceived access to routine care appointment); and (3) “In the last 6 months, when you contacted this provider’s office during regular office hours, how often did you get an answer to your medical question that same day?” (perceived response to questions during office hours). The response options were never, sometimes, usually, and always. For each question, we created a dependent variable with responses of “always” = 1 and other responses = 0.29,31,32 The SHEP-PCMH survey data included measures such as age, gender, race/ethnicity, and self-rated physical health status. We included a measure of patient-provider continuity, e.g., the length of the relationship with the current provider. We hypothesized that patients with longer continuity relationships would have better perceptions of access to care.33 All patient characteristics included in the analysis are listed in Table 1.
Clinic-Level Data Sources and Measures (Level 2)
The NPCPS data was collected using a web-based, cross-sectional survey fielded August–October 2018. The 2018 study has been used to study use of access tools, management of high-risk patients, and correlates of burnout among primary care providers and staff.34,35,36,37 The survey methods are described elsewhere.34,37 The final sample included all respondents that were a core part of a primary care team, including primary care providers (physicians, physician assistants, and nurse practitioners), nurse care managers (registered nurses), licensed nurses, and administrative associates (medical support assistants or clerks). We excluded responses from extended team members such as clinical pharmacists, social workers, dieticians, and behavioral health providers because they are not directly involved in every primary care patient’s care, as core primary care team members are.
The key predictor was a clinic-level measure of access management challenges, aggregated from primary care provider and staff responses to 9 survey items. These items described different care processes that posed challenges, that is, reducing time available for direct patient care, described here as access management challenges (Table 2). Some of the processes that may have imposed additional work may have resulted from poor communication with appointment call centers. For example, some primary care providers and staff reported that receiving timely receipt of patient messages from the call center was an extreme challenge, meaning patients may not receive timely responses to questions about whether an appointment was needed or whether the issue could be resolved over the phone. Another challenge resulted when primary care providers and staff reported needing to “scrub” appointments made by call center, that is, review and determine if appointments had to be rescheduled or canceled because the appointment call center scheduled a return visit too soon, scheduled appointment(s) with the wrong primary care provider, or canceled appointments if the issue in question could be handled by telephone or email. Other processes could be associated with time-consuming care coordination challenges. For example, VA primary care providers and team members may receive calls from patients that could not reach their VA specialist or VA community care provider for lab or diagnostic test results. VA primary care teams may also be responsible for coordinating tests or labs requested by or reviewing medications prescribed by VA community care providers. VA primary care teams may also be responsible for tracking down test results or medical records from VA community care providers. Other care processes that could impact workflows were unexpected demands or needs from patients.
We included clinic-level measures from the VA Corporate Data Warehouse. These clinic-level characteristics included measures of primary care clinic staffing, workload, and risk adjustment score or case mix. We measured staffing as the number of registered nurses (care managers), licensed nurses, and medical support assistants or clerks assigned to each primary care clinician (expected ratio was 3 staff per clinician). We measured clinic-level workload as percent of panel fullness, the percent of patients assigned to each primary care clinician and team members. In VA, the panel size is typically 1200 for medical doctors and 900 for nurse practitioners or physician assistants. Since panel sizes vary, we used percent of panel fullness to have a comparable measure across primary care providers. If the panel fullness measure exceeds one, the panels are considered “over”-paneled, that is, the workload is greater than expected; if less than one, the panels are considered “under”-paneled and the workload is less than expected. We hypothesized that patients seeking care at “over”-paneled clinics would have a worse perception of access. Another measure of clinic-level workload was number of primary care visits associated with each primary care clinic in fiscal year 2018, more visits implying greater workload and worse perceived access. A third clinic-level measure was patient case mix. We used fiscal year 2018 clinic-level Nosos risk scores. Nosos risk scores are centered around 1, meaning a veteran was expected to have costs equivalent to the national average for VA patients.38 If the clinic-level Nosos risk score exceeded 1, the patients were assumed to be more costly and complex. We hypothesized that patients at clinics with higher Nosos risk scores would have worse perception of access.
Statistical Analyses
The study design was cross sectional. We created clinic-level measures of access management challenges by aggregating primary care provider and staff responses. We performed bivariate analyses assessing the relationship between each access management challenge and patient perceptions of access to care. Since all access management challenges were associated with patient perceptions of access, we summarized the access management challenges into a single score. We used Cronbach’s analysis to assess internal consistency.39 We then performed multi-level multivariate logistic regressions, assessing associations between access management challenge scores and patient perceptions of access two ways. First, we analyzed differences for low (less than 25th percentile), medium (25th–74th percentile), or high (greater than 75th percentile) access management challenge scores. To prioritize which groups of access management challenges should be targeted for intervention, we performed exploratory factor analysis with iterated principal axes, then with varimax rotations, to ascertain if the 9 challenges could be reduced into meaningful groups.40 We identified three factors with two access management challenges each. In multi-level multivariate models, we assessed associations of the 3 factors with each access outcome measure. For all analyses, we used Stata Version 15.41
RESULTS
The overall response rate for NPCPS was 19%: 14.3% for primary care providers, 22.7% for registered nurses, 19.5% for licensed nurses, and 13.8% for clerks or medical support assistants. The final clinic-level data included 4992 responses from primary care providers and staff; their responses were aggregated to 813 clinics. Response rates for the SHEP-PCMH survey were 35.6% from August 2018 to March 2019. The aggregated clinic-level measure was linked to responses from 158,645 patients who obtained at least one visit from the 813 primary care clinics during the study period. The mean and standard deviation for each clinic-level access management challenge are presented in Table 2. Cronbach’s alpha on the items summed as a single score was 0.8757. The clinic-level mean on the access management challenge score was 28.6, SD: 6.0. Exploratory factor analysis identified 3 factors. Factor 1 was comprised of 2 items reported on a 5-point Likert scale that explained 30% of the variance, with factor loadings of 0.77 and 0.72. Factor 2 was comprised of 2 items that explained 27% of the variance, with factor loadings of 0.62 and 0.64. Factor 3 was comprised of 2 items that explained 24% of the variance, with factor loadings of 0.67 and 0.62.
For the patient perceptions of access (access outcomes), 56% of patients reported always receiving same-day or next-day (urgent care) appointment when needed; 66% reported they always got the (routine care) appointment when they made an appointment for a check-up or routine care with their provider as soon as needed; and 52% reported that when they contacted their provider’s office during regular office hours, they always got an answer to their medical question that same day (answers to medical questions).
In multi-level, multivariate models assessing associations between the access management score and patient perceptions of access (Table 3), we found that patients receiving care in primary care clinics with medium and high levels of challenges were less likely to report getting urgent care when needed [adjusted odds ratio (AOR) for clinics with a medium level of access management challenges: .86, 95% CI: 0.78–0.95; AOR for clinics with high level: 0.75, 95% CI: 0.67–0.84] or always having questions answered on the same day (AOR for clinics with medium level: 0.88, 95% CI: 0.80–0.97; AOR for clinics with high level: 0.79, 95% CI: 0.70–0.90). For routine care appointments, we only found a statistically significant difference for patients receiving care in clinics with the highest levels of access management challenges compared with the lowest level (AOR: 0.74, 95% CI: 0.67–0.82). Other patient- and clinic-level results are shown in Table 3. When we modeled access management challenges as a continuous variable, the results were similar.
In Table 4, we report associations between 3 access management challenge factors and patient perceptions of access. Patients at clinics reporting challenges related to the call center (factor 3: timely receipt of messages, scrubbing appointments) were less likely to perceive access as optimal (AOR for urgent care: .86, 95% CI: 0.81–0.92; AOR for routine care: .86, 95% CI: 0.81–0.92; AOR for having questions answered: 0.90, 95% CI: 0.85–0.96). Patients at clinics reporting care coordination challenges (factor 1: challenges fielding calls from patients who could not reach their VA specialist(s) or their VA community care providers) were less likely to perceive access to urgent care as optimal (AOR: .93, 95% CI: 0.87–0.99). We failed to detect statistically significant differences for the factor focused on additional workload arising from care coordination challenges (factor 2: obtaining medical information from VA community care providers and unanticipated demand).
DISCUSSION
We found statistically significant relationships between an aggregated clinic-level measure of access management challenges and patient perceptions of access. In the seminal work Crossing the Quality Chasm, the authors identified six aims of high-quality care, one of which was timely care.2 In the NASEM report, “Transforming Health Care Scheduling and Access: Getting to Now,”3 the authors acknowledged there are major challenges associated with providing patients timely access to needed care. While the NASEM report on access and other studies have emphasized the importance of aligning supply and demand,21,42,43 there is also consensus that leaders need evidence to improve access to care, especially when supply and demand were misaligned. Our study found that the relationships between access management challenges and access outcomes were similar across all 3 outcomes, after controlling for patient-, clinic-, and area-level characteristics, similar to other studies assessing relationships between clinic-level characteristics and other patient-level outcomes.14,24,25,25,26,27,28,31
We identified two access management challenges that are candidates for future process improvement efforts. Both involve improving communication between primary care clinics with appointment call centers. This finding is similar to that of the expert panel, where patient telephone access management was identified as one of the 8 key priorities for initiating access management improvement.21 There may be healthcare system issues with appointment call centers, such as inadequate staffing or inconsistent communication pathways between primary care staff and the appointment call center that may negatively impact patient experiences.44 Staff burnout or struggles with healthcare system challenges could result in poor-quality interactions between patients and medical support assistants working in the primary care clinic or call center and negatively impact patient perceptions of access.36,45 While there are many opportunities for improvement, productive approaches might include those in which patients and providers and staff partner together.46 This might be particularly relevant for primary care staff and appointment call centers since patients could give input on the most common problems.
In this study, we assessed determinants of patient perceptions of access, using CAHPS measures, which benchmark patient experiences for patients with private insurance, Medicare, and Medicaid. The access management challenges identified here may have relevance in non-VA settings. Other healthcare systems have identified telephone consultation as important for improving access but reported challenges with patient safety and patient experience.47,48,49
LIMITATIONS
The study design was cross sectional; we were only able to assess associations, not causality. While we attempted to control for factors that may impact patient perceptions of access, including socio-demographic factors, length of relationship with (continuity) primary care providers, and a comprehensive set of primary care clinic processes and characteristics, we recognize there may be other factors that impact patient perceptions of access. We reported a low response rate for the NPCPS. Since we only have data on role and clinic, we lack other relevant data (e.g., primary care provider and staff demographic characteristics, burnout level, VA tenure) to assess non-response bias. A study analyzed non-response bias in an earlier wave of the NPCPS50 and found that there were statistically significant differences between responders and non-responders. However, these differences did not impact estimates of prevalence of burnout; we see no reason to believe there would be differential impacts on ratings of access management challenges.
CONCLUSION
Ensuring patients’ timely access to needed care has long been recognized as an important part of high-quality primary care. We have identified a set of care processes that may detract from direct patient care (access management challenges) and are linked to variations in patient perceptions of access. We identified specific challenges, e.g., communication between appointment call centers and primary care clinics, as the potential candidates to improve patient experience. Further study is needed to identify specific challenges to communication and collaboration between VA primary care clinics and appointment call centers.
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Acknowledgements
This work was undertaken as part of the United States (U.S.) Department of Veterans Affairs, Primary Care Analytics Team (PCAT). This research includes data obtained from VHA Office of Performance Measurement (17API2), which resides within the Office of Analytics and Performance Integration (API), under the Office of Quality and Patient Safety (QPS).
Funding
Funding was provided by the Veterans Health Administration, Office of Primary Care (OPC), Primary Care Analytics Team. Dr. Yano’s effort was supported by a United States Department of Veterans Affairs Health Services Research & Development Service Senior Research Career Scientist Award (Project #RCS 05–195). Dr. Leung is supported by a United States Department of Veterans Affairs Health Services Research & Development Service Career Development Award (Project #IK2 HX002867).
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Rose, D.E., Leung, L.B., McClean, M. et al. Associations Between Primary Care Providers and Staff-Reported Access Management Challenges and Patient Perceptions of Access. J GEN INTERN MED 38, 2870–2878 (2023). https://doi.org/10.1007/s11606-023-08172-w
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DOI: https://doi.org/10.1007/s11606-023-08172-w