Abstract
The realization of Majorana zero modes in condensed matter have been attracting enormous interests from fundamental science such as topological quantum computation. Recently iron based superconductors were identified as a high-temperature platform for realizing topological superconductivity and Majorana modes. As unconventional superconductors, one of the most important characteristics of them is that they are in the vicinity of magnetic states due to the strong Hund’s coupling in iron atoms. Here we propose that the line defects with missing Te/Se anions in Fe(Se, Te) superconductors provide the realization of intrinsic antiferromagnetic (AFM) chains with Rashba spin-orbit coupling. Against conventional wisdom, Majorana zero modes (MZMs) can be robustly generated at these AFM chain ends. These results can consistently explain the recent experimental observation of zero-energy end states in line defects of monolayer Fe(Te, Se)/SrTiO3 by scanning tunneling microscopy (STM) measurements. Our research not only demonstrates an unprecedented interplay among native line defect, emergent magnetism and topological superconductivity but also explores a high-temperature platform for Majorana fermions.
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1 Introduction
Majorana zero modes, hosted in the surface or edge of topological superconductors, have drawn enormous attentions in condensed matter physics, due to its non-Abelian statistics, which is essential for fault-tolerant quantum computation [1–9]. There have been many studies including both theoretical proposals [10–19] and experimental efforts [20–27] for their realization. In particular, a ferromagnetic atomic chain on an s-wave superconducting substrate [22] has been experimentally shown to generate MZMs at its ends, where the spin-polarized bands are forced to favor p-wave pairing. However, there is little investigation along the other way of thinking, namely, searching for superconductors with intrinsic magnetic chains. As conventional superconductors are incompatible with magnetism, unconventional superconductors are promising candidates.
Recently, theoretical predictions and experimental measurements have identified topological band structures in some families of iron-based superconductors [28–36]. The natural integration of topological properties and high \(\mathrm{T}_{c}\) superconductivity in iron based superconductors have rendered them an exciting platform to realize topological superconductivity at high temperature. MZMs localized in impurities or vortex cores are evidenced by the zero-bias peaks in STM experiments in both iron chalcogenides (Fe(Te, Se) crystals) and iron pnictides (CaKFe4As4) [37–43]. In addition, in two-dimensional (2D) monolayer \(\mathrm{FeSe}_{1-x}\mathrm{Te}_{x}\)/SrTiO3 (STO), the band inversion process at Γ point has been directly observed with increasing x and the system becomes topologically nontrivial when \(x>0.79\) [35, 36]. Based on discovered topological band structures, high-order topological superconductivity with Majorana hinge/corner states has been proposed to be realized in iron based superconductors as well [44–49].
Besides the topological properties, one of the most prominent features for iron-based superconductors, distinct from conventional superconductors, is that they are in a vicinity of magnetic order states owing to the strong Hund’s coupling in iron atoms. Despite an isolated Fe atom has a large magnetic moment, in the crystals of Fe-based superconductors, electrons of Fe atoms become delocalized through hybridizations with anions, suppressing local magnetic moments. Thus, in the absence of or by weakening the anion bridging, Fe atoms have a tendency towards strong local magnetism. Line defects formed by missing anions have been observed recently in a monolayer FeTe0.5Se0.5/STO [50]. Surprisingly, a zero-bias peak at the ends of atomic line defects was detected, highly resembling the characteristics of MZMs [50]. Considering the magnetic nature of Fe atoms, it is naturally to conjecture that the line defects may be new platforms for high-temperature MZMs.
In this work, we study the electronic properties of these line defects formed by missing Se/Te anions in Fe(Se, Te) monolayer to explore their topological nature. Our first-principles calculations reveal that the \(d_{yz}\) and \(d_{x^{2}-y^{2}}\) orbitals of Fe atoms in the line defect contribute to flat bands near the Fermi level, leading to a magnetic instability. Further calculations suggest an AFM configuration is energetically more favorable, in sharp contrast to the hypothetical nonmagnetic nature. In both ferromagnetic(FM) and AFM configurations, \(d_{xz}\) bands are partially occupied and dominantly contribute to Fermi surfaces. By including Rashba spin-orbit coupling (SOC), an odd number of 1D bands cross the Fermi level in the magnetic states and the underlying intrinsic superconductivity in Fe(Se, Te) drives the line defect into a 1D topological superconducting phase with MZMs at its ends. To our knowledge, this is the first realistic instance of realizing MZMs in an AFM chain. Owing to the compatibility of superconductivity and antiferromagnetism, our study suggests that the missing anion magnetic line defects provide a unique platform to explore AFM topological superconductivity and MZMs.
2 Result
Band structure for line defects in monolayer Fe(Te, Se)
The line defect in monolayer Fe(Te, Se), displayed in Fig. 1(a), corresponds to a line missing of top Te/Se atoms, naturally emerging in the growth process [50]. Compared with normal Fe atoms in Fe(Te, Se), the iron atoms Fe1 in the defect can only couple with two nearest Te/Se atoms, which should generate a significant change in the local electronic structure.
We perform first-principles calculations to study the electronic structure for the line defect and the details can be found in Sect. I of supplementary materials (SM) (Additional file 1). In the following, we discuss the line defect in monolayer FeSe in our calculations, as the atomic relaxation and the substitution of Te for Se will not qualitatively change the results (see Sect. I in SM). Due to the tetrahedral crystal field in iron based supercondutors, the five d orbitals of iron are split into \(t_{2}\) and e orbitals. In Fe(Te, Se) systems, iron atoms have a nominal valence of Fe2+ and e orbitals are occupied while \(t_{2}\) orbital are partially filled, contributing dominantly to the Fermi surfaces. However, the absence of top Te/Se atoms in the line defect will change the valence of the corresponding iron atoms Fe1, which are expected to have a nominal 3d7 (Fe+) configuration. Figure 1(b) displays the band structure and density of states for a line defect in monolayer FeSe, where the gray lines denote the bulk bands and the lines with triangles and squares are bands from the line defect. We notice that the \(t_{2}\) orbitals of Fe1, including \(d_{xz}\), \(d_{yz}\) and \(d_{x^{2}-y^{2}}\), are nearly half-filled, consistent with occupations of Fe+ 3d electrons. Moreover, the most prominent feature is that the \(d_{yz}\) and \(d_{x^{2}-y^{2}}\) bands of Fe1 are extremely flat, in sharp contrast to the normal Fe bands. These flat bands originate from the reduced hopping along y direction due to the missing line Te/Se atoms, contributing a large density of states (DOS) near the Fermi level, as displayed in Fig. 1(b). By comparing the DOS of Fe atoms close to the line defect (see Sect. I in SM), we find that the DOS at the Fermi level \(D(E_{f})\) of Fe atoms in the line defect is almost two times larger than that of bulk Fe. This large \(D(E_{f})\) is relatively robust against electron doping in the realistic monolayer Fe(Te, Se)/STO. According to the Stoner criterion, a large \(D(E_{f})\) can induce a magnetic instability if interactions are sufficiently strong.
Magnetic configurations of line defects
We turn to investigate the magnetic order and the corresponding electronic structures of line defects in monolayer Fe(Te, Se). The magnetic order in iron chalcogenides can be described by a Heisenberg model with the nearest, the next-nearest, and the next next-nearest neighbor couplings \(J_{1}\), \(J_{2}\), and \(J_{3}\) [51]. All of them have a superexchange origin mediated by Te/Se hence are antiferromagnetic. As a consequence, the absence of top Te/Se atoms in the line defect will significantly reduce the corresponding exchange coupling between nearest and next-nearest neighbor Fe1 atoms and we label these exchange couplings as \(J'_{1}\) and \(J'_{2}\), as depicted in Fig. 1(a). For Fe1 with half-filled \(t_{2}\) orbitals, \(J'_{2}\) is derived from the direct exchange coupling and should be antiferromagnetic.
For this one-dimensional (1D) line defect, we only consider FM and AFM configurations and neglect complicated spiral magnetic orders due to the short-ranged exchange couplings. In the FM configuration, the antiferromagnetic \(J'_{1}\) can induce a small opposite magnetic moment on Fe2 with respect to Fe1 (see Sect. I in SM). The magnetic states of the defect can be described by a Heisenberg model with nearest neighbor coupling \(J_{eff}\),
where \(\boldsymbol{S}_{1i}\) is the magnetic moment for Fe1 and \(J_{eff}\) includes contributions from the direct coupling \(J'_{2}\) and indirect coupling \(J'_{1}\). As \(J'_{1}\) effectively contributes a ferromagnetic coupling between nearest neighbor iron atoms, the \(J'_{1}\) coupling will compete with \(J'_{2}\) term. The corresponding energies per Fe for FM and AFM states based on the above Heisenberg model are: \(E_{FM}=-4J'_{1} S_{1}S_{2}+J'_{2} S^{2}_{1}\), \(E_{AFM}=-J'_{2} S^{2}_{1}\), where \(S_{1}\) (\(S_{2}\)) is the magnetic moment for iron atoms Fe1 (Fe2) in the line defect. The line defect favors a FM order if \(J'_{2}/J'_{1}<2S_{2}/S_{1}\) otherwise an AFM order. According to our calculation, the magnetic states have a much lower energy compared with the nonmagnetic state (about 1 eV/Fe) and \(S_{2}/S_{1}\sim 0.1\) in the FM state. Moreover, the AFM configuration is 13 meV/Fe lower in energy than the FM configuration, leading to \(J_{eff}=6.5\text{ meV/S}^{2}_{1}\), where the magnetic moment of Fe1 is about 2.9 \(\mu _{B}\), close to the value for half-filled \(t_{2}\) orbitals. The easy axis of the Fe spin moments is out-of-plane (z axis in Fig. 1) and about 1.7 meV/Fe lower in energy than the two high-symmetry in-plane directions.
In the FM state, the DOS for Fe1 atoms is shown in Fig. 1(c), where majority-spin \(t_{2}\) orbital are occupied while the minority-spin \(d_{xz}\) band is partially filled, contributing two Fermi points around Y (see Sect. I in SM). In the AFM state, each band is two-fold degenerate without including SOC, the minority-spin \(d_{xz}\) band of one Fe1 is partially occupied, as shown in Fig. 1(d), and there are Fermi points around Y (see Sect. I in SM). In both cases, \(d_{xz}\) orbitals dominate the Fermi points for the line defects.
Majorana modes at the ends of line defects
From our above calculations, we find that the line defects in monolayer Fe(Te, Se) are intrinsically magnetic. Although the energy of AFM configuration is slightly lower than that of FM configuration, we consider both configurations in the following model calculations. The 1D line defect can be theoretically described by the Hamiltonian,
where \(\langle ij \rangle \) labels the nearest neighbor Fe1 sites, \(\alpha =1,2,3\) represent \(d_{xz}\), \(d_{yz}\) and \(d_{x^{2}-y^{2}}\) orbitals for iron atoms in the line defect and \(s_{i}\) labels the Pauli matrix in spin space. The first and second term are the kinetic energy part, where the \(d_{xz}\) orbital is decoupled from the other two due to the mirror reflection with respect to the line defect. The third term describes the magnetic coupling for each iron site. This magnetic coupling is assumed to be orbital independent and can be expressed as \(\boldsymbol{M}_{i\alpha}=\boldsymbol{m}_{0}+(-1)^{i}\boldsymbol{m}_{1}\), where \(\boldsymbol{m}_{0}\) (\(\boldsymbol{m}_{1}\)) is the FM (AFM) coupling. The fourth term is the Rashba SOC due to the mirror symmetry breaking from the absence of top Se/Te atoms and a built-in electric field induced by the charge transfer from STO to monolayer Fe(Te, Se) [52], which is sizable in first-principles calculations (see Sect. I in SM) and crucial for topological superconductivity in the AFM configuration. The last term describes the onsite and nearest neighbor spin singlet pairing in proximity to the superconducting monolayer Fe(Te, Se) and the orbital independent pairing is adopted for convenience. By fitting to the band structure in Fig. 1(b), the hopping parameters are \(t_{1}=0.15\), \(t_{2}=-0.065\), \(t_{3}=0.09\) and \(t_{23}=0.004\text{ eV}\).
The band structures from the above model in nonmagnetic and FM states are qualitatively consistent with first-principles calculations in both configurations (see Sect. I in SM). Since the Fermi points in normal states are predominantly attributed to \(d_{xz}\) orbitals in magnetic states (see Fig. 1(c) and (d)), we can further simplify the above model to a single-orbital one. Then, the Bogoliubov-de Gennes (BdG) Hamiltonian can be written as \(\mathcal{H}^{1}_{LD}=\sum_{\boldsymbol{k}}\Psi ^{\dagger}_{\boldsymbol{k}}h_{LD}( \mathbf{k})\Psi _{\boldsymbol{k}}\), with the basis being \(\Psi ^{\dagger}_{\boldsymbol{k}}=(\psi ^{\dagger}_{\boldsymbol{k}},\psi ^{T}_{-\boldsymbol{k}})\) and \(\psi ^{\dagger}_{\boldsymbol{k}\sigma}=(c^{\dagger}_{\boldsymbol{k}a\uparrow},c^{\dagger}_{ \boldsymbol{k}b\uparrow},c^{\dagger}_{\boldsymbol{k}a\downarrow},c^{\dagger}_{\boldsymbol{k}b \downarrow})\), where a, b is the sublattice index of Fe1 site. The Hamiltonian matrix reads,
where σ and τ label the Pauli matrices in the sublattice and Nambu spaces and \(\Delta '_{0/1}\) and \(\Delta ''_{0/1}\) are the real and imaginary parts of the superconducting pairing \(\Delta _{0/1}\), respectively. Generally the above Hamiltonian has the particle-hole symmetry \(\mathcal{C}h_{LD}(\boldsymbol{k})\mathcal{C}^{-1}=-h_{LD}(-\boldsymbol{k})\) with \(\mathcal{C}=\tau _{x}\mathcal{K}\) and \(\mathcal{K}\) being the complex conjugate operation, belonging to symmetry class D.
Without magnetic orders, the representative band structure in normal states is shown in Fig. 2(a), where time reversal symmetry protects a degeneracy at \(k=0,\pi \) and the Fermi level always crosses even number of bands. In the FM state, the bands are non-degenerate and only one minority-spin band crosses the Fermi level, contributing two Fermi points around Y, as shown in Fig. 2(b). As the electron pockets of monolayer Fe(Te, Se) are projected to Y point in line defects, these Fermi points will obtain a superconducting gap by proximity effect. Most importantly, the effective pairing is p-wave as required by the Fermionic antisymmetry, resembling to the 1D Kitaev model [5]. Due to the nontrivial topology, the system remains gapped in the center while two MZMs will occur at the ends of the line defect (see Sect. II in SM).
In the AFM state, there is an effective time reversal symmetry \(\tilde{\Theta}=\Theta T_{\frac{1}{2}}\), combining time reversal symmetry Θ and a half-lattice translation \(T_{\frac{1}{2}}\). \(\tilde{\Theta}^{2}=\mp 1\) at \(k=0,\pi \) suggests that Kramers degeneracy only occurs at \(k=0\) but not \(k=\pi \). At a generic k point, the intrinsic Rashba SOC lifts the degeneracy. In contrast to the Rashba band of a nanowire, the prominent feature is that an odd number of 1D bands cross the Fermi level in a wide range of chemical potential. When the exchange coupling \(m_{1}\) is relatively strong (see Fig. 1(c) and (d)), the representative band structure is displayed in Fig. 2(c) and only one band with mixed minority-spin and majority-spin contributions cross the Fermi level. Further including superconductivity, it naturally induces MZMs located at the ends of the line defect, displayed in Fig. 2 (f). We emphasize that there is only one MZM at each end, distinct from the topological Shockley defect scenario [50, 53]. Figure 2(d) and (e) display the spin-resolved spatial profiles of MZMs in FM and AFM line defects. The MZMs are localized at ends in both cases but the spin polarization of MZMs differs. In the former, there is a uniform spin polarization, however, in the latter, the spin polarization is spatially alternating.
The phase diagram of topological superconductivity in line defect as a function of AFM and FM couplings is displayed in Fig. 3(a). In the region I, an odd number of bands cross the Fermi level, inducing a topological phase. Furthermore, the \(m_{1}\)-dominated region is much larger than the \(m_{0}\)-dominated one, suggesting that AFM line defect is easier for the realization of MZMs. In the region II, there are an even number of bands crossing the Fermi level and the system is generally topologically trivial in the class D, where the topological invariant is \(\mathbb{Z}_{2}\) in 1D. The \(m_{0}\)-dominated and \(m_{1}\)-dominated phases are always separated by a trivial from a band analysis (see Sect. II in SM). If an increasing external magnetic field can induce a phase transition from an AFM state to a FM state, it could also render topological phase transitions first from a nontrivial phase to a trivial one then back to a nontrivial one. The corresponding local DOS evolution at ends of line defects can be found in Sect. II of SM.
3 Discussion
Our results are distinct from those in Ref. [50, 53], where MZMs are considered as a Kramers pair in topological Shockley defects protected by time-reversal symmetry. These two different schemes can be distinguished by applying an external magnetic field. In the Shockley case, once the time-reversal symmetry is broken by an external magnetic field parallel to the Rashba spin-orbit field (along x axis in Fig. 3(b)), the Krammers pair of MZM will split (see Sect. III in SM). In our case, however, there is only one MZM at each end of the magnetic line defect and it is robust against weak external perturbations.
As long as an odd number of bands acquire the proximity superconducting gap, the line defect is topological, regardless of the pairing symmetry of monolayer Fe(Te, Se). The scenario of the AFM line defects is consistent with available experimental evidences. The observed in-gap bound states on a single Te/Se vacancy defect in monolayer Fe(Te, Se)/STO are reminiscent of the Yu-Shiba-Rusinov (YSR) states in superconductors [50], indicating its magnetic nature. If the line defect is FM, it can be considered as magnetic impurities in Fe(Te, Se) superconductors and thus YSR ingap states are also expected. However, there are no other in-gap states except zero-energy end states on the line defect in STM measurements [50]. In contrast, as the total magnetization of an AFM line defect vanishes, it performs as a nonmagnetic impurity and therefore there are no in-gap states, consistent with STM measurements. Moreover, the effective superconducting gap for the line defect is proportional to the Rashba SOC strength in the FM state and is expected to be much smaller than the bulk superconducting gap. On the contrary, the nearest-neighbor pairing is allowed in the AFM state and the SC gap should be comparable to the bulk value, in agreement with experiments [50].
To experimentally distinguish AFM and FM scenarios shown in Fig. 3(b), spin-polarized STM measure can provide direct evidence about the magnetic nature of line defects and the spin-resolved spatial profiles of MZMs at ends, as depicted in Fig. 2(d) and (e). Moreover, MZMs in the two cases will exhibit distinct behaviors under an external magnetic field B along the magnetization axis: the MZMs are robust in FM line defects; however, for AFM line defects, a large magnetic field drives topological phase transitions and the zero-bias peak at ends will first split at certain B and emerge again at a larger B (see Sect. II in SM).
Conclusion
We study the topological superconductivity of intrinsic line defects in monolayer Fe(Te, Se)/SrTiO3. First-principles calculations reveal that the missing Te/Se atoms introduce a large DOS near the Fermi level, inducing a magnetic order on the line defect. In either FM or AFM configurations, the line defect is 1D topologically superconducting, which hosts MZMs at its ends, consistent with recent STM experiments. In particular, we find the AFM configuration is energetically more favorable and the MZMs in the AFM configuration has a spatially alternating spin-polarized profile. The AFM line defects, derived from atomic vacancies, are quite common and almost unavoidable and can also occur in iron pnictides, cuprates or other superconducting materials. As superconductivity and antiferromagnetism are compatible, they offer a novel and concise platform to explore AFM topological superconductivity and realize MZMs.
4 Methods
Our DFT calculations employ the projector augmented wave (PAW) method encoded in the Vienna ab initio simulation package (VASP) [54–56], and the generalized-gradient approximation (GGA) [57] for the exchange correlation functional are used. The cutoff energy of 500 eV is taken for expanding the wave functions into plane-wave basis. In the calculation for the line defect, the Brillouin zone is sampled in the k space within the Monkhorst-Pack scheme [58]. The number of these k points is \(1\times 11\times 1\) for monolayer FeSe and FeTe. In the calculations, the inplane lattice constant \(a=3.905\) Å and the height of the Se/Te anions from the Fe plane \(h=1.50\) Å are adopted [36]. To model a line defect in Fe(Te, Se), we choose a \(15\times 1\) supercell of monolayer FeSe with a vacuum layer of 25 Å along z direction and remove one top Se atom in the center. This slab is large enough to avoid interactions between the adjacent line defects. We also study the effect of atomic relaxation and the substitution of Te for Se in monolayer FeSe on the band structure with a \(7\times 1\) supercell, where internal atomic positions and forces are minimized to less than 0.02 eV/Å.
Availability of data and materials
The data that support the findings of this study are available from the first author upon reasonable request.
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Funding
Open access funding provided by Shanghai Jiao Tong University. X. Wu was supported by the National Natural Science Foundation of China (grant no. 12047503). J. Hu was supported by the Ministry of Science and Technology (grant no. 2022YFA1403901), the National Natural Science Foundation of China (grant no. NSFC-11888101) and the New Cornerstone Foundation.
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XW, CL and JH conceived this project. XW performed the numerical calculations and XW, JY, CL and JH performed the analysis. XW, CL and JH wrote the manuscript and all the authors participated in the discussion. All authors read and approved the final manuscript.
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Wu, X., Yin, JX., Liu, CX. et al. Topological magnetic line defects in Fe(Te, Se) high-temperature superconductors. Quantum Front 2, 17 (2023). https://doi.org/10.1007/s44214-023-00042-0
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DOI: https://doi.org/10.1007/s44214-023-00042-0