Abstract
This systematic review aimed to review neuroimaging studies comparing clozapine-resistant schizophrenia patients with clozapine-responding patients, and with first-line antipsychotic responding (FLR) patients. A total of 19 studies including 6 longitudinal studies were identified. Imaging techniques comprised computerized tomography (CT, n = 3), structural magnetic resonance imaging (MRI, n = 7), magnetic resonance spectroscopy (MRS, n = 5), functional MRI (n = 1), single-photon emission computerized tomography (SPECT, n = 3) and diffusion tensor imaging (DTI, n = 1). The most consistent finding was hypo-frontality in the clozapine-resistant group compared with the clozapine-responding group with possible differences in frontal-striatal-basal ganglia circuitry as well as the GABA level between the two treatment-resistant groups. Additional statistically significant findings were reported when comparing clozapine-resistant patients with the FLR group, including lower cortical thickness and brain volume of multiple brain regions as well as lower Glx/Cr level in the dorsolateral prefrontal cortex. Both treatment-resistant groups were found to have extensive differences in neurobiological features in comparison with the FLR group. Overall results suggested treatment-resistant schizophrenia is likely to be a neurobiological distinct type of the illness. Clozapine-resistant and clozapine-responding schizophrenia are likely to have both shared and distinct neurobiological features. However, conclusions from existing studies are limited, and future multi-center collaborative studies are required with a consensus clinical definition of patient samples, multimodal imaging tools, and longitudinal study designs.
Similar content being viewed by others
Introduction
The clinical course of schizophrenia shows huge interpatient variability, ranging from complete remission to persistent severe symptoms with significant functional impairment1,2. Despite adequate trials of at least 2 antipsychotic medications with sufficient dose and duration, ~15–30% of patients experience persistent symptoms3,4,5, and are defined as treatment-resistant schizophrenia (TRS)6. At present, clozapine is the only antipsychotic medication that is effective in ameliorating symptoms of TRS7 with evidence showing clinical efficacy in both short and long-term studies8,9,10,11. However, 30–70% of patients with TRS show inadequate response to clozapine3,12, and are categorized as ultra-treatment-resistant schizophrenia (UTRS)6. UTRS patients are associated with poorer clinical and functional outcomes compared to non-treatment-resistant schizophrenia (NTRS) and TRS patients who responded to clozapine5. Though delay in clozapine prescription is consistently identified as a factor associated with poor clozapine response5,13, multiple barriers to clozapine prescription are suggested including concerns of side effects14. Understanding factors associated with clozapine non-response, including neurobiological mechanisms may contribute to the development of targeted interventions to improve outcomes. Of the many studies examining predictors or associated factors contributing to clozapine responses, relatively few consistent effects were reported including younger age, fewer negative symptoms at onset and paranoid schizophrenia subtypes15; consistent biological predictors were lacking16.
Earlier studies suggested that a disturbance in dopaminergic transmission is central to schizophrenia17, with a growing focus on presynaptic dopaminergic dysfunction18. A meta-analysis of 44 studies using positron emission tomography (PET) or single-photon emission computed tomography (SPECT) reported a significant increase in synthesis and release of striatal dopamine in patients with schizophrenia19. Furthermore, the magnitude of dopamine synthesis increase predicted the clinical efficacy of dopamine receptor antagonist antipsychotics, and thus the treatment response20,21. In contrast, a cross-sectional study found a lower dopamine synthesis capacity in TRS than NTRS patients22. Coupled with the lower affinity of clozapine for dopamine receptors23, a different underlying of pathophysiology for TRS was proposed, as well as the possibility of using response to antipsychotic medications to characterize biologically distinct subtypes of illness24.
Evidenced by the two meta-analyses of 1H magnetic resonance spectroscopy (1H-MRS) studies, glutamate hypothesis is a complementary theory of schizophrenia, highlighting the role of upstream N-methyl-D-aspartate (NMDA) receptor hypofunction in causing a downstream cascade of neurotoxicity25,26. In more recent cross-sectional studies, TRS patients showed significantly higher glutamate levels in the anterior cingulate cortex (ACC) than the NTRS patients27 and healthy controls28. Moreover, higher ACC glutamate levels were associated with poorer treatment response to non-clozapine antipsychotics29. Meta-analyses of structural magnetic resonance imaging (MRI) studies reported subcortical volumetric reduction in schizophrenia patients compared to healthy subjects30,31. Specifically, cortical thinning was observed in the dorsolateral prefrontal cortex (DLPFC) of TRS patients compared to NTRS patients32. These neuroimaging studies highlighted the possibility of different biological mechanisms in TRS and NTRS and suggest reducing ACC glutamate levels may be a strategy for intervention in TRS.
Over decades, understanding the mechanisms of clozapine in TRS has been challenging due to the heterogeneity of TRS and the complex interaction between receptors and neurotransmitter systems33. Despite growing evidence supporting structural brain changes and differential neural mechanisms between NTRS and TRS, the neuroimaging evidence comparing TRS groups, including those who respond to clozapine (CRS) with UTRS is sparse and inconsistent16. An improved, systematically derived understanding of the neurobiological substrates of TRS as well as differences between CRS and UTRS would contribute to understanding the mechanisms of clinical efficacy of clozapine in TRS, and could facilitate greater application of existing clozapine treatment as well as facilitate development of novel interventions.
The aim of this review was to address the current research gap by systematically reviewing neuroimaging studies comparing patients with UTRS with other stages of the illness, particularly TRS responding to clozapine to provide insight on potential distinct neural mechanisms among UTRS patients. The results may provide further information on the possible presence of unique neurobiological characteristics of different subtypes of schizophrenia corresponding to characteristics of treatment response.
Methods
Literature review
Systematic searches of relevant articles were conducted from the electronic database, including Ovid Medline, Embase, Pubmed, PsychINFO, and Web of Science, from inception to 20 August 2022. An additional search was conducted from 21–30 August 2022 to confirm the inclusion of all relevant studies. Studies that were published in English in a peer-reviewed journal with study samples including schizophrenia, schizoaffective disorder, and schizophreniform disorders according to Diagnostic and Statistical Manual of Mental Health (DSM) or International Classification of Diseases (ICD) criteria, having an operationalized definition of UTRS status with comparison of CRS and patients with other treatment response characteristics using any form of neuroimaging approach were included. All cross-sectional and longitudinal studies were included. Conference abstracts, theses, and editorials were excluded. References from other review articles were examined for relevant studies. The review protocol was registered in the public domain (PROSPERO [International Prospective Register of Systematic Reviews] number: CRD42020203527).
An electronic database search was conducted using the following syntax as search terms: (“ultra-treatment resistant”) OR (“ultra-resistant schizophrenia”) OR (“non clozapine responder schizophrenia”) OR (“clozapine resistant schizophrenia”) OR (“treatment refractory schizophrenia”) OR (“clozapine nonresponder”) AND (magnetic resonance imaging OR MRI OR functional magnetic resonance imaging spectroscopy OR fMRI OR magnetic resonance spectroscopy OR MRS OR voxel-based morphometry OR VBM OR positron emission tomography OR PET or diffusor tensor imaging OR DTI OR single-photon emission computed tomography OR SPECT OR computed tomography OR CT OR Diffusion-weighted magnetic resonance imaging OR DWI). The results of the systematic review are reported based on the PRISMA guidelines (Fig. 1).
Data extraction
After removal of duplicates, one of the reviewers (TP) conducted a first-level screening of the titles and abstracts. References of included studies were screened for eligibility. Eligible studies were selected for full review and data extraction. A second reviewer (SKWC) independently conducted the review process. Inconsistencies were resolved through consensus meetings.
Basic information from the eligible studies was extracted independently by two reviewers, including study characteristics (author, publication year, study design, sample size, demographics of the target population, neuroimaging modality), participant details (number of subjects per group), clinical characteristics, statistical analysis used, and main study outcomes. Due to different definitions of UTRS, details of the inclusion criteria and definition of each patient group were documented. Inconsistencies were resolved through consensus meetings.
To align the different names and definitions of the illness status used in various studies, the following definitions are used in the current review: first-line responders (FLR) are those who show adequate response to non-clozapine antipsychotic medications; treatment-resistant schizophrenia (TRS) are those who failed to show an adequate response to at least 2 previous non-clozapine antipsychotics with at least 6 to 8-week trials; TRS that respond to clozapine (CRS) are TRS patients with symptomatic improvement after receiving adequate clozapine trials; TRS that do not respond to clozapine (UTRS) are TRS who failed to show an optimal response after adequate clozapine trials. Studies were grouped based according to brain region of interest and imaging modalities used.
Study quality
Joanna Briggs Institute (JBI) appraisal tools were used to assess the methodological quality of all included studies. This tool allows consistent and transparent judgment of the quality of parameters including recruitment procedures, sample size, and the degree of appropriateness of statistical analysis. JBI critical appraisal tools for cohort and longitudinal studies were used as appropriate. These tools are comprised of 10 questions that address study design, the methodology, and the statistical analysis used and for each question, the risk of bias assessed using ‘Yes’, ‘No’, ‘Unclear’, and ‘Not applicable’. Two raters (T.P and D.M) completed the critical appraisal tool independently and any discrepancies were resolved through discussion.
Results
A total of 308 studies were identified based on search keywords; 19 studies fulfilled the inclusion criteria and were finally included in the current review (Fig. 1). Of the 19 studies, three used computerized tomography (CT), seven used structural magnetic resonance imaging (MRI), five used magnetic resonance spectroscopy (MRS), one reported functional MRI, three used single-photon emission computerized tomography (SPECT), and one used diffusion tensor imaging (DTI). Six were longitudinal and thirteen were cross-sectional studies (Table 1). All studies reported operational definitions of the UTRS and CRS while nine studies included FLR with clear operational definitions and the total sample size of each study ranging from 22 to 152 (Table 1). Study quality is reported in Supplementary Table 1 (for cross-sectional studies) and 2 (for longitudinal studies). A comprehensive overview of the significant findings is displayed in Fig. 2.
Global brain structural and connectivity
Five studies reported the global structural differences between UTRS patients and patients with other treatment response characteristics (Table 2). An early cross-sectional CT study demonstrated significantly increased global sulcal widening and significantly higher total cortical score in UTRS compared to CRS34. However, one CT study with 10 UTRS patients and 26 CRS reported no significant difference in general sulcal widening between the two groups35 and another CT scan study with 12 UTRS patients and 22 CRS also found no significant differences in ventricular brain ratio between the two groups36. Compared with healthy controls (HC) and FLR, patients with both treatment-resistant groups had significantly smaller overall gray matter volume (GM) and all patient groups had smaller whole brain volume and white matter (WM) volume than the healthy controls. However, no significant differences were seen between the UTRS and the CRS37. In a longitudinal study of response to clozapine, marginally more cortical thinning of the left medial frontal cortex and the right middle temporal cortex was seen for the UTRS in comparison with clozapine responders, but overall differences in brain volumes and cortical thickness between patients and healthy controls were reported at either time point38.
Only one study reported the white matter microstructure using track-based spatial analysis of diffusion tensor imaging data, and a significantly higher fractional anisotropy (FA) of the right superior longitudinal fasciculus in the UTRS patients compared with the CRS patients was found39. However, the significance disappeared after adding head motion as a regressor. Furthermore, CRS patients had overall lower FA than health controls, the FLR, and the UTRS patients, though none of the post-hoc analyses survived corrections for multiple testing39. Only one functional MRI study investigated whole brain functional connectivity and reported that UTRS had the weaker connectivity in 3 networks including the cerebella-frontal, cingulo-frontal-temporal, and fronto-parietal when compared with healthy controls but no differences when compared to other patient groups40. The connectivity between controls, FLR, and CRS patients was found to be similar.
Structural and functional differences based on brain regions
Frontal lobes
Thirteen studies reported results of analyses of frontal lobes; three used CT, three used MRI, three used SPECT, and four used MRS (Table 3). A larger frontal sulcal widening in UTRS compared with CRS was consistently reported in CT scan studies34,35,36. These findings suggest that enlarged frontal sulcal widening could be a unique structural characteristic of UTRS. UTRS showed significantly greater cortical thinning in the left medial frontal cortex than CRS longitudinally38, while no differences were seen when investigated cross-sectionally41. Another MRI study reported no differences in cortical thickness between UTRS and CRS but a significantly greater mean diffusivity was found in UTRS compared to CRS after controlling for age and gender42. However, a greater cortical thinning in the frontal regions was observed in UTRS compared with healthy controls and FLR regardless of age, sex, chlorpromazine equivalent (CPZ) daily dose, and PANSS total scores41. In addition, UTRS demonstrated a significantly greater mean diffusivity in the ACC compared to healthy controls after controlling for age and gender42.
Three 99Tc-labeled hexamethyl-propylene-aminoxine (HMPAO) SPECT studies were conducted (Table 3). In the earliest study, neither UTRS nor CRS revealed any prefrontal perfusion changes at follow-up43. Shortly after, another study discovered a lower perfusion in the lower and right upper dorsal lateral prefrontal cortex (DLPFC) in UTRS compared to CRS at baseline. Furthermore, no changes in cortical frontal perfusion were observed in the UTRS group, whereas the responder group had a significant reduction in cortical frontal perfusion44. The later SPECT study found a significant increase in frontal/caudate perfusion ratio in the clozapine responder group but not in the non-responder group45. When compared with HC, a significantly lower perfusion value at the left DLPFC was noted in UTRS at baseline44. Furthermore, improvement of digit span-forward was significantly correlated with increase in percentage change in the right frontal/caudate perfusion ratio, whereas a significant relationship between improvement of word fluency and increase in percentage change in both right and left frontal /caudate perfusion ratio was seen.
Three spectroscopy studies found no group differences (clozapine responders or non-responders) in glutamate or Glx (glutamate and glutamine) levels in the dorsolateral prefrontal cortex (DLPFC)46, nor Glx/creatinine (Glx/Cr) level47, likewise for the glutathione level in the dorsal anterior cingulate cortex (dACC)48 (Table 3). One study reported higher Glx levels in the anterior cingulate cortex in the UTRS group compared with clozapine responders (Ochi et al., 2022). Another study reported that UTRS had higher Glx/Cr levels in the DLPFC compared with the FLR47. A recent study found a higher gamma-aminobutyric acid (GABA) level in mid-cingulate cortex (MCC) in UTRS compared with CRS after controlling for smoking status, sex, education, GM/(GM + WM), and age but no differences in Glx levels were found49. Furthermore, all four spectroscopy studies reported no significant relationship between the levels of these neuro-metabolites and clinical or cognitive function scores.
Parietal lobes
Two studies (one MRI and one SPECT) examined the parietal lobes (Table 4) without finding a difference in GM and WM volume nor in the perfusion changes between UTRS and CRS37,45. When compared with FLR, an extensive reduction of GM volume in the right parietal operculum was observed among UTRS37.
Occipital lobes
Three studies (two MRI and one SPECT) investigated the occipital lobes region (Table 4) reporting no significant difference in GM, WM, and CSF between UTRS and CRS37,41, and no significant difference in perfusion ratio between the groups43. However, UTRS showed a significant GM reduction in the right lateral occipital cortex when compared with healthy controls, whereas the CRS patients showed a significant GM reduction in the lateral occipital cortex when compared with the FLR group37. Although no significant differences in cortical thinning in occipital lobes were found between UTRS and CRS, a significantly greater cortical thinning in UTRS was found in occipital gyri when compared with healthy controls, in addition to a more extensive thinning in the left occipital gyri than FLR41.
Temporal lobes
Five studies examined temporal lobe regions (Table 4) with only one study reporting significant cortical thinning of the right middle temporal cortex in UTRS compared with CRS38. Other studies did not find any difference in cortical thickness41, no volumetric differences in lateral ventricle, hippocampus, and amygdala50, no GM volume differences of temporal cortex37, nor cerebral perfusion differences at the anterior and posterior temporal lobe43 between the two groups. When compared with FLR and HC, significant cortical thinning was found in UTRS41. A bilateral pattern of decreased GM volume was also found in the superior and middle temporal gyri when compared between UTRS and healthy controls37. Compared with FLR, a significant reduction of the GM volume in superior, middle, and inferior temporal gyri was seen in the CRS group37.
Basal ganglia
Six studies examined the basal ganglia region; three used MRI, one MRS, and two SPECT techniques (Table 4). All three MRI studies reported no significant volumetric differences in the basal ganglia region between UTRS and CRS in both a cross-sectional study51 and longitudinal studies50,52. However, UTRS showed a smaller mean striatal volume, globus pallidus, nucleus accumbens, pre- and post-commissural putamen, and pulvinar nucleus volume when compared against FLR51. Furthermore, both patient groups were found to have a reduction in volume of putamen and hippocampus compared with healthy controls50 but no differences were shown between UTRS and HC51.
The study examining glutamatergic function reported a significantly higher Glx/Cr in CRS than UTRS in putamen after controlling for CPZ but no other significant differences in metabolites were detected in putamen between UTRS and other comparison groups47. Lastly, one 99Tc-labeled HMPAO SPECT study44 noted decreased perfusion in the bilateral basal ganglia in UTRS compared to CRS, while the other indicated a decreased perfusion in the left basal ganglia in CRS instead43. When compared with HC, UTRS had significantly lower perfusion in the basal ganglia44. Furthermore, another 99Tc-labeled HMPAO SPECT study found a significant increase in right and left frontal/caudate perfusion ratio in the CRS compared with the UTRS45.
Thalamus
Four studies examined the thalamus region, two using MRI and two SPECT (Table 4). No significant volumetric differences in the thalamus between UTRS and CRS were observed in a cross-sectional51 or a longitudinal study50. A smaller pulvinar nucleus volume in UTRS compared to FLR and HC and a smaller mean thalamus volume was found between UTRS and HC after controlling for age, sex, total brain volume, education, tobacco use, life history of substance dependence or abuse51. In the two 99Tc-labeled HMPAO SPECT studies, both showed CRS had a significant decrease of perfusion in thalamus43,44.
Cerebellum
Only one MRI study examined the cerebellum region (Table 4), reporting no significant GM differences observed between the two treatment-resistant patient groups. A significant reduction of GM volume in the left cerebellum was found comparing the UTRS and the FLR patients as well as UTRS and the healthy controls37.
Discussion
Certain neurobiological features of treatment-resistant schizophrenia appear categorically different from treatment-responsive patients and could be considered biomarkers53. Response to antipsychotic medications is further suggested as a subtyping strategy for patients with schizophrenia54. Despite the plethora of literature on biomarkers in predicting treatment-resistant schizophrenia as well as clozapine response16, there were only 19 neuroimaging studies identified in the current review specifically comparing UTRS patients with patients with other characteristics of treatment responsiveness, in particular clozapine response. Among these studies, comparisons of frontal lobe properties were reported most frequently (13 studies) and generated the greatest number of differences between groups. Four out of five studies reported a significant difference between UTRS and CRS, including lowered cortical thickness and widening of sulci, suggesting a general reduction of the frontal lobe volume in UTRS patients in comparison with patients who responded to clozapine. Furthermore, two SPECT studies both reported a significant reduction in perfusion of the frontal region and the frontal/caudate perfusion ratio in UTRS patients. One MRI study reported UTRS had a significantly greater mean diffusivity in ACC than CRS. Studies of other brain regions are much fewer, and all reported no differences in brain volumes. Only one MRS study reported a significantly lower Glx/Cr level in putamen in UTRS compared with CRS, one MRS study found a significantly higher GABA level in mid-cingulate cortex (MCC) in UTRS compared with CRS, and two SPECT study reported lower perfusion and lack of perfusion changes with clozapine treatment in the thalamus among the UTRS patients compared with the CRS patients. These findings suggested that the most pervasive and significant neurobiological differences between the UTRS patients compared with patients who responded to clozapine are likely to be in the frontal region. In fact, this is also reflected by the largely negative findings of global brain volume and cortical thickness comparison between the two treatment-resistant group patients. Furthermore, compared with healthy controls, the UTRS group was found to have lower brain functional connectivity of three networks, all involving the frontal region. But no difference in the CRS patients was found in comparison with controls. These findings align with previous reports on the presence of low prefrontal cortex activities in clozapine-resistant patients16 and relationship of hypo-frontality and clozapine treatment in an earlier systematic review55. Furthermore, an earlier systematic review identified 5 studies comparing clozapine responders and clozapine non-responders also similarly found involvement of the frontal region53.
Studies of other regions comparing UTRS and CRS patients are relatively few, and mostly with negative findings apart from basal ganglia and thalamus. One SPECT study reported both reduction in perfusion of the bilateral basal ganglia and thalamus in UTRS patients compared with the clozapine response group and two studies reported a lack of perfusion changes in the UTRS with clozapine initiation. Another SPECT study also suggested significantly lowered frontal/caudate perfusion ratio in the UTRS patients. Furthermore, one MRS study reported significantly higher Glx/Cr in CRS than UTRS in putamen. Previous review also reported the caudate volume and basal ganglia perfusion were related to clinical response to clozapine without specific comparison of UTRS and CRS53. Though all the positive findings were reported in only a single study, coupled with the findings of the frontal lobe region, it is possible that frontal-striatal-basal ganglia circuitry function may represent a distinct neurobiological marker of UTRS. However, further exploratory studies are required.
Only one DTI study compared the white matter microstructure of the two treatment-resistant groups. Surprisingly the CRS patients were found to have the lowest FA compared with all other groups (HC, FLP and UTRS). In particular, they had a significantly lower FA of the right superior longitudinal fasciculus compared with the UTRS. Though it was no longer significant after correction for multiple testing and adding the head motion as regressor, the preliminary results of this single study may indicate the possible presence of a unique pattern of white matter microstructure of patients who respond to clozapine. Lower FA indicates lower homogeneity of white matter tractography and poorer white matter integrity. However, a study of Williams syndrome found higher FA of the superior longitudinal fasciculus tract associated with poorer visual-spatial functioning56. A counterintuitive result of an early brain imaging study also found brain dysmorphology is related to better symptom improvement with clozapine57. These results place more complexity into the relationship between white matter microstructure and the clozapine responses of TRS patients.
There were only three MRS studies comparing the two treatment-resistant patient groups and only one study of GABA, that reported significantly higher GABA level in mid-cingulate cortex (MCC) in UTRS compared with CRS. A unique relationship between clozapine and GABAB receptor-mediated inhibitory neurotransmission was reported58 as well as the binding properties of clozapine with the GABAB receptor59. Therefore, it is possible that the GABA level may be a biomarker of clozapine-resistant TRS patients. However, replication studies are required. Furthermore, given that the MCC was the only region examined, studies of GABA level in other brain regions particularly in the frontal lobes are needed to further our understanding. Studies of Glx/Cr were largely negative with only one reporting a significantly higher Glx/Cr level in CRS than UTRS in putamen.
There were more significant findings when comparing UTRS with the FLR group including lower cortical thickness and brain volume of multiple brain regions as well as lowered Glx/Cr level in the dorsolateral prefrontal cortex. In fact, both treatment-resistant groups were found to have extensive differences in neurobiological features in comparisons with the FLR group. These suggested that the treatment-resistant patient groups have biologically distinct features compared with the FLR group and are likely to be a subtype of schizophrenia. Within the treatment-resistant patient group, the clozapine response group and clozapine-resistance group may share certain neurobiological features. However, a distinct hypo-frontality, abnormalities of frontal-striatal-basal ganglia circuitry as well as the GABA level differences may be neurobiological features differentiating the two treatment-resistant groups.
One of the strengths of this review study is covering results from multiple imaging modalities whilst focusing on specific regions of the brain to provide a comprehensive coverage of the neurobiological characteristics of UTRS. Secondly, the comparison was focusing specifically on differences between UTRS and CRS as well as FLR and HC and only studies with clearly stated operational definitions of different treatment outcome groups of schizophrenia were included. However, the limited sample size, diverse sample definitions and imaging modalities of existing studies make the conclusions difficult. Furthermore, heterogeneity of the TRS has been reported before, some developed TRS during the first episode and others after multiple relapses5,60, thus presence of multiple neurobiological characteristics of TRS and UTRS are possible. Various symptom mixtures of TRS patients might have also contributed to the diversity of results. Therefore, the conclusions with the current literature are far from complete in the pursuit of the understanding of neurobiological nature of different TRS groups and mechanisms of the TRS development. Only five studies adopted a longitudinal design, limiting examination of the effects of clozapine. On the other hand, clinical study of treatment-resistant populations with large sample sizes is challenging. Future multi-center collaborative studies are needed to examine neurobiological markers of clozapine-resistant schizophrenia using the current consensus definition of patient samples6, multimodal imaging tools and a longitudinal study design. Studying neurobiological changes because of the neuromodulation interventions of TRS could also be a viable strategy. Moreover, studies with better symptom characteristics of UTRS and focusing on specific symptom dimensions such as hallucination might better inform the neurobiological mechanisms of TRS and UTRS.
Conclusions
This systematic review of neuroimaging studies comparing clozapine-resistant schizophrenia patients with patients responding to clozapine and patients responding to other antipsychotic medications found 17 studies with variable definitions of patient samples and study methodologies. The most consistent finding was the hypo-frontality of the clozapine-resistant group compared with the clozapine responsive group with a possible difference of frontal-striatal-basal ganglia circuitry as well as the GABA level between the two treatment-resistant patient groups. Extensive neurobiological differences were seen between the two treatment-resistant patient groups and patients responding to other antipsychotics. These suggest the treatment-resistant schizophrenia is likely to be a neurobiological subtype of schizophrenia. Clozapine-resistant and clozapine-response schizophrenia are likely to have some shared neurobiological features, but possible distinct features in the frontal lobe, frontal-striatal-basal ganglia circuitry as well as the GABA level. However, available studies are limited and define the need for multi-center collaborative studies using a consensus definition of patient samples, multimodal imaging tools, and longitudinal study designs.
References
Demjaha, A. et al. Antipsychotic treatment resistance in first-episode psychosis: prevalence, subtypes and predictors. Psychol. Med. 47, 1981–1989 (2017).
Chan, S. K. W., Hui, C. L. M., Chang, W. C., Lee, E. H. M. & Chen, E. Y. H. Ten-year follow up of patients with first-episode schizophrenia spectrum disorder from an early intervention service: predictors of clinical remission and functional recovery. Schizophr. Res. 204, 65–71 (2019).
Siskind, D. et al. Rates of treatment-resistant schizophrenia from first-episode cohorts: systematic review and meta-analysis. Br. J. Psychiatry 220, 115–120 (2022).
Kane, J., Honigfeld, G., Singer, J. & Meltzer, H. Clozapine for the treatment-resistant schizophrenic. A double-blind comparison with chlorpromazine. Arch. Gen. Psychiatry 45, 789–796 (1988).
Chan, S. K. W. et al. Predictors of treatment-resistant and clozapine-resistant schizophrenia: a 12-year follow-up study of first-episode schizophrenia-spectrum disorders. Schizophr. Bull 47, 485–494 (2021).
Howes, O. D. et al. Treatment-resistant schizophrenia: treatment response and resistance in psychosis (TRRIP) working group consensus guidelines on diagnosis and terminology. Am. J. Psychiatry 174, 216–229 (2017).
Keepers, G. A. et al. The american psychiatric association practice guideline for the treatment of patients with schizophrenia. Focus 18, 493–497 (2020).
Meltzer, H. Y. et al. Cost effectiveness of clozapine in neuroleptic-resistant schizophrenia. Am. J. Psychiatry 150, 1630–1638 (1993).
Verma, M., Grover, S. & Chakrabarti, S. Effectiveness of clozapine on quality of life and functioning in patients with treatment-resistant schizophrenia. Nord. J. Psychiatry 75, 135–144 (2021).
Citrome, L. Clozapine for schizophrenia: life-threatening or life-saving treatment? Clozapine, despite its side effect burden, may be the most effective and have the lowest mortality risk among all available antipsychotics. Curr. Psychiatr. 8, 56–64 (2009).
Hoff, A. L. et al. The effects of clozapine on symptom reduction, neurocognitive function, and clinical management in treatment-refractory state hospital schizophrenic inpatients. Neuropsychopharmacology 15, 361–369 (1996).
Remington, G., Saha, A., Chong, S.-A. & Shammi, C. Augmentation strategies in clozapine-resistant schizophrenia. CNS Drugs 19, 843–872 (2005).
Shah, P. et al. The impact of delay in clozapine initiation on treatment outcomes in patients with treatment-resistant schizophrenia: a systematic review. Psychiatry Res 268, 114–122 (2018).
Zheng, S., Lee, J. & Chan, S. K. W. Utility and barriers to clozapine use: a joint study of clinicians’ attitudes from Singapore and Hong Kong. J. Clin. Psychiatry 83, 21m14231 (2022).
Okhuijsen-Pfeifer, C. et al. Demographic and clinical features as predictors of clozapine response in patients with schizophrenia spectrum disorders: a systematic review and meta-analysis. Neurosci. Biobehav. Rev. 111, 246–252 (2020).
Samanaite, R. et al. Biological predictors of clozapine response: a systematic review. Front. Psychiatry 9, 327 (2018).
Howes, O. D., McCutcheon, R., Owen, M. J. & Murray, R. M. The role of genes, stress, and dopamine in the development of schizophrenia. Biol. Psychiatry 81, 9–20 (2017).
Miyake, N., Thompson, J., Skinbjerg, M. & Abi-Dargham, A. Presynaptic dopamine in schizophrenia. CNS Neurosci. Ther 17, 104–109 (2011).
Howes, O. D. et al. The nature of dopamine dysfunction in schizophrenia and what this means for treatment. Arch. Gen. Psychiatry 69, 776–786 (2012).
Kolakowska, T. et al. Schizophrenia with good and poor outcome. I: Early clinical features, response to neuroleptics and signs of organic dysfunction. Br. J. Psychiatry 146, 229–239 (1985).
Abi-Dargham, A. et al. Increased baseline occupancy of D2 receptors by dopamine in schizophrenia. Proc. Natl. Acad. Sci. USA 97, 8104–8109 (2000).
Demjaha, A., Murray, R. M., McGuire, P. K., Kapur, S. & Howes, O. D. Dopamine synthesis capacity in patients with treatment-resistant schizophrenia. Am. J. Psychiatry 169, 1203–1210 (2012).
Kapur, S. & Seeman, P. Does fast dissociation from the dopamine d(2) receptor explain the action of atypical antipsychotics?: A new hypothesis. Am. J. Psychiatry 158, 360–369 (2001).
Farooq, S., Agid, O., Foussias, G. & Remington, G. Using treatment response to subtype schizophrenia: proposal for a new paradigm in classification. Schizophr. Bull. 39, 1169–1172 (2013).
Marsman, A. et al. Glutamate in schizophrenia: a focused review and meta-analysis of 1H-MRS studies. Schizophr. Bull 39, 120–129 (2013).
Howes, O., McCutcheon, R. & Stone, J. Glutamate and dopamine in schizophrenia: an update for the 21st century. J. Psychopharmacol. 29, 97–115 (2015).
Mouchlianitis, E. et al. Treatment-resistant schizophrenia patients show elevated anterior cingulate cortex glutamate compared to treatment-responsive. Schizophr. Bull. 42, 744–752 (2016).
Tarumi, R. et al. Levels of glutamatergic neurometabolites in patients with severe treatment-resistant schizophrenia: a proton magnetic resonance spectroscopy study. Neuropsychopharmacology 45, 632–640 (2020).
Egerton, A. et al. Response to initial antipsychotic treatment in first episode psychosis is related to anterior cingulate glutamate levels: a multicentre 1H-MRS study (OPTiMiSE). Mol. Psychiatry 23, 2145–2155 (2018).
Okada, N. et al. Abnormal asymmetries in subcortical brain volume in schizophrenia. Mol. Psychiatry 21, 1460–1466 (2016).
van Erp, T. G. M. et al. Subcortical brain volume abnormalities in 2028 individuals with schizophrenia and 2540 healthy controls via the ENIGMA consortium. Mol. Psychiatry 21, 547–553 (2016).
Zugman, A. et al. Reduced dorso-lateral prefrontal cortex in treatment resistant schizophrenia. Schizophr. Res. 148, 81–86 (2013).
Nucifora, F. C. Jr, Mihaljevic, M., Lee, B. J. & Sawa, A. Clozapine as a model for antipsychotic development. Neurotherapeutics 14, 750–761 (2017).
Honer, W. G. et al. Regional cortical anatomy and clozapine response in refractory schizophrenia. Neuropsychopharmacology 13, 85–87 (1995).
Konicki, P. E. et al. Prefrontal cortical sulcal widening associated with poor treatment response to clozapine. Schizophr. Res. 48, 173–176 (2001).
Friedman, L., Knutson, L., Shurell, M. & Meltzer, H. Y. Prefrontal sulcal prominence is inversely related to response to clozapine in schizophrenia. Biol. Psychiatry 29, 865–877 (1991).
Anderson, V. M., Goldstein, M. E., Kydd, R. R. & Russell, B. R. Extensive gray matter volume reduction in treatment-resistant schizophrenia. Int. J. Neuropsychopharmacol. 18, yv016 (2015).
Ahmed, M. et al. Progressive brain atrophy and cortical thinning in schizophrenia after commencing clozapine treatment. Neuropsychopharmacology 40, 2409–2417 (2015).
McNabb, C. B. et al. Aberrant white matter microstructure in treatment-resistant schizophrenia✩. Psychiatry Res. Neuroimaging 305, 111198 (2020).
McNabb, C. B. et al. Functional network dysconnectivity as a biomarker of treatment resistance in schizophrenia. Schizophr. Res. 195, 160–167 (2018).
Shah, P. et al. Glutamatergic neurometabolites and cortical thickness in treatment-resistant schizophrenia: Implications for glutamate-mediated excitotoxicity. J. Psychiatr. Res. 124, 151–158 (2020).
Ochi, R. et al. Investigating structural subdivisions of the anterior cingulate cortex in schizophrenia, with implications for treatment resistance and glutamatergic levels. J. Psychiatry Neurosci. 47, E1–E10 (2022).
Molina Rodríguez, V. et al. SPECT study of regional cerebral perfusion in neuroleptic-resistant schizophrenic patients who responded or did not respond to clozapine. Am. J. Psychiatry 153, 1343–1346 (1996).
Rodríguez, V. M. et al. Fronto-striato-thalamic perfusion and clozapine response in treatment-refractory schizophrenic patients. A 99mTc-HMPAO study. Psychiatry Res. 76, 51–61 (1997).
Ertugrul, A. et al. The effect of clozapine on regional cerebral blood flow and brain metabolite ratios in schizophrenia: relationship with treatment response. Psychiatry Res. 174, 121–129 (2009).
Iwata, Y. et al. Glutamatergic neurometabolite levels in patients with ultra-treatment-resistant schizophrenia: a cross-sectional 3T proton magnetic resonance spectroscopy study. Biol. Psychiatry 85, 596–605 (2019).
Goldstein, M. E., Anderson, V. M., Pillai, A., Kydd, R. R. & Russell, B. R. Glutamatergic neurometabolites in clozapine-responsive and -resistant schizophrenia. Int. J. Neuropsychopharmacol. 18, pyu117 (2015).
Iwata, Y. et al. Glutathione levels and glutathione-glutamate correlation in patients with treatment-resistant schizophrenia. Schizophr Bull Open 2, sgab006 (2021).
Ueno, F. et al. Gamma-aminobutyric acid (GABA) levels in the midcingulate cortex and clozapine response in patients with treatment-resistant schizophrenia: a proton magnetic resonance spectroscopy (1 H-MRS) study. Psychiatry Clin. Neurosci. 76, 587–594 (2022).
Tronchin, G. et al. Progressive subcortical volume loss in treatment-resistant schizophrenia patients after commencing clozapine treatment. Neuropsychopharmacology 45, 1353–1361 (2020).
Kim, J. et al. Neuroanatomical profiles of treatment-resistance in patients with schizophrenia spectrum disorders. Prog. Neuropsychopharmacol. Biol. Psychiatry 99, 109839 (2020).
Scheepers, F. E. et al. The effect of clozapine on caudate nucleus volume in schizophrenic patients previously treated with typical antipsychotics. Neuropsychopharmacology 24, 47–54 (2001).
Mouchlianitis, E., McCutcheon, R. & Howes, O. D. Brain-imaging studies of treatment-resistant schizophrenia: a systematic review. Lancet Psychiatry 3, 451–463 (2016).
Lee, J. et al. Subtyping schizophrenia by treatment response: antipsychotic development and the central role of positive symptoms. Can. J. Psychiatry 60, 515–522 (2015).
Nakajima, S. et al. Neuroimaging findings in treatment-resistant schizophrenia: a systematic review: Lack of neuroimaging correlates of treatment-resistant schizophrenia. Schizophr. Res. 164, 164–175 (2015).
Hoeft, F. et al. More is not always better: increased fractional anisotropy of superior longitudinal fasciculus associated with poor visuospatial abilities in Williams syndrome. J. Neurosci. 27, 11960–11965 (2007).
Lauriello, J. et al. Association between regional brain volumes and clozapine response in schizophrenia. Biol. Psychiatry 43, 879–886 (1998).
Daskalakis, Z. J. & George, T. P. Clozapine, GABA(B), and the treatment of resistant schizophrenia. Clin. Pharmacol. Ther. 86, 442–446 (2009).
Nair, P. C., McKinnon, R. A., Miners, J. O. & Bastiampillai, T. Binding of clozapine to the GABAB receptor: clinical and structural insights. Mol. Psychiatry 25, 1910–1919 (2020).
Wada, M. et al. Dopaminergic dysfunction and excitatory/inhibitory imbalance in treatment-resistant schizophrenia and novel neuromodulatory treatment. Mol. Psychiatry 27, 2950–2967 (2022).
Author information
Authors and Affiliations
Corresponding author
Ethics declarations
Competing interests
The authors declare no competing interests.
Additional information
Publisher’s note Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Supplementary information
Rights and permissions
Open Access This article is licensed under a Creative Commons Attribution 4.0 International License, which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made. The images or other third party material in this article are included in the article’s Creative Commons license, unless indicated otherwise in a credit line to the material. If material is not included in the article’s Creative Commons license and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder. To view a copy of this license, visit http://creativecommons.org/licenses/by/4.0/.
About this article
Cite this article
Pang, T.S.W., Chun, J.S.W., Wong, T.Y. et al. A systematic review of neuroimaging studies of clozapine-resistant schizophrenia. Schizophr 9, 65 (2023). https://doi.org/10.1038/s41537-023-00392-7
Received:
Accepted:
Published:
DOI: https://doi.org/10.1038/s41537-023-00392-7
- Springer Nature Limited