Abstract
Childhood adversity and adulthood adversity affect cognition later in life. However, the mechanism through which adversity exerts these effects on cognition remains under-researched. We aimed to investigate if the effect of adversity on cognition was mediated by distress or neuroticism. The UK Biobank is a large, population-based, cohort study designed to investigate risk factors of cognitive health. Here, data were analysed using a cross-sectional design. Structural equation models were fitted to the data with childhood adversity or adulthood adversity as independent variables, distress and neuroticism as mediators and executive function and processing speed as latent dependent variables that were derived from the cognitive scores in the UK Biobank. Complete data were available for 64,051 participants in the childhood adversity model and 63,360 participants in the adulthood adversity model. Childhood adversity did not show a direct effect on processing speed. The effect of childhood adversity on executive function was partially mediated by distress and neuroticism. The effects of adulthood adversity on executive function and processing speed were both partially mediated by distress and neuroticism. In conclusion, distress and neuroticism mediated the deleterious effect of childhood and adulthood adversity on cognition and may provide a mechanism underlying the deleterious consequences of adversity.
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Introduction
Childhood adversity is an umbrella term for adverse childhood experiences that could impair children’s health and wellbeing1,2,3. The U.S. Department of Health & Human Services distinguishes between several types of child adversity including physical abuse, psychological or emotional maltreatment, sexual abuse, sex trafficking, medical neglect, neglect or deprivation of necessities4. Childhood adversity can lead to lifelong physical health problems, mental health conditions and behavioural problems5. A large body of evidence has also linked adversity with cognitive deficits later in life6,7,8,9 including executive function10. Executive function in this context may be defined as a complex set of cognitive abilities that include working memory, inhibitory control, cognitive flexibility, planning, reasoning, and problem solving11. In addition to childhood adversity, the experience of adverse events during adulthood, can accumulate over the life course which is known as adulthood adversity and can have a detrimental impact on cognition12. However, the mechanisms underlying the effect of adversity on cognition later in life are not fully understood and are subject to further research. A potential mechanism through which adversity affects cognition is through early changes of personality during childhood that may lead to subsequent mental health conditions, including distress, and psychosocial problems. One personality trait that might be associated with early childhood adversity is neuroticism. Neuroticism may be defined as the tendency to experience negative emotions, including anxiety, depression, hostility, and mood swings13. Indeed, research suggests that childhood abuse increases the likelihood of developing neurotic personality traits in later life14.
Furthermore, previous research showed a link between neuroticism and performance in cognitive tests: Older adults high in neuroticism perceived more stress which led to lower performance in executive function tasks across a study period of six years15. Further research showed that in older adults, neuroticism was associated with worse performance in working memory, executive function16 and other cognitive performance tasks17. Thus, neuroticism may be a candidate mediator of the negative effect of adversity on cognitive performance because of the known association between neuroticism and adversity14 on one hand and the known association between neuroticism and cognition on the other hand15,16,17.
Neuroticism is also of particular interest from a theoretical perspective to further investigate the link between adversity and cognition. In the Eysenck personality model, interindividual differences along the neuroticism-emotional stability continuum are the result of interindividual differences in the neurophysiology of the limbic system that controls the reactivity of the autonomic nervous system including the sympathetic and parasympathetic branches18. Hyperarousal of the sympathetic nervous system has also been suggested as a contributing factor for development mental health conditions in adulthood following early childhood adversity19. Hyperarousal of the sympathetic nervous system is also linked to cognitive decline in old age20. Hence neuroticism, as marker of interindividual differences in the functioning of the autonomic nervous system may be able to further explain the three-fold association between childhood adversity, mental health and cognitive performance which is the reason why neuroticism was selected as a mediator here. Another candidate mediator is affect-related distress which is expressed as concomitant symptoms of anxiety and depression21. Distress in this context may be defined as non-specific symptoms of stress, anxiety and depression22. Anxiety and depression are known to have high comorbidity23,24,25. The DSM-5, therefore, introduced the anxious distress specifier in recognition of the clinical importance of this comorbidity in depressed patients26. Previous research showed that childhood adversity was associated with comorbid anxiety and depression27, which is the reason why the present study focused on the distress in general rather than individual symptoms of depression or anxiety.
Previous research also showed that individually anxiety and depression show high comorbidity24,28,29 and may be overlapping constructs of mental health-related distress30. Childhood adversities were also found to increase vulnerability to anxiety, depression and distress later in life as reviewed by31, but no association between adversity type and a specific mental health condition, e.g. depression or anxiety was found, suggesting that general vulnerability to mood and affect disorders is increased later in life. We, therefore, investigated affect-related distress as a single construct rather than considering individual types of mood disorders. We were particularly interested in affect-related distress because research showed that childhood maltreatment and trauma were associated with a greater risk of depression and anxiety disorders during adulthood32,33,34.
Depression and anxiety disorders, in turn, have been linked to deficits in cognitive function and performance35. Indeed, cognitive deficits often last longer than the depressive episode as so-called residual symptoms of depression36. In a large cohort study, cognitive and somatic depressive symptoms, measured using the PHQ-9 were associated with lower cognitive function among older adults37. Research also showed that older adults with depressive symptoms had lower memory, executive function, and processing speed compared to older adults without depressive symptoms and that these lower levels in cognitive performance might be explained by low brain-derived neurotrophic factor (BDNF) levels in the blood38. Research showed that BDNF plays a vital role in the pathophysiology of depression39, and that genetic BDNF polymorphisms can influence cognition40, thereby suggesting that low BDNF levels may provide a link between depression and cognitive performance. These findings let to the neurotrophic theory of depression that posits that decreased levels of neurotrophic factors may contribute to the atrophy of limbic brain regions (e.g. the hippocampus and prefrontal cortex) that in turn may explain symptoms of depression, and that the therapeutic actions of antidepressants may result from a reversal of this neuronal atrophy and cell loss41. Evidence further suggests that deficits in BDNF contribute to the pathogenesis of both depression and Alzheimer’s disease42. Similar to patients with depression, patients with post-traumatic stress disorder (PTSD) were found to perform poorly in cognitive tasks measuring psychomotor speed/attention and learning/working memory43. A meta-analysis found older adults with PTSD performed worse across a range of measures from several cognitive domains relative to older adults without PTSD44.
In the present study, the association between childhood or adulthood adversity and cognitive performance was investigated. Neuroticism, and affect-related distress were investigated as candidate mediators of this association. We aimed to investigate the relationship between neuroticism and affect-related distress on the effect of adversity on cognition in the UK Biobank.
Results
Descriptive statistics
Models were run listwise including only subjects that had complete data for the model being tested. The structural equation model on childhood adversity included 64,051 participants aged 40 to 72 years (M = 55.63 years; SD = 7.61), 54.76% females. The structural equation model on adulthood adversity included 63,360 participants aged 40 to 72 years (M = 55.62 years; SD = 7.60), 54.66% females. A frequency table for childhood and adulthood adversity is displayed in Supplementary Table S2.
Exploratory factor analysis
The exploratory factor analysis showed that a two-dimensional factor structure describes the cognitive data in the UK Biobank best (Table 1 for factor loadings). Only two factors were retained because the eigenvalues associated with the remaining factors were negative45. The first factor comprised tasks measuring executive function including the Trail Making Test, the numeric memory test score, the fluid intelligence score, and the symbol digit test score. The second factor comprised a task measuring processing speed involving mean reaction time from the “snap game” and reaction time variability from the “snap game”. A correlation analysis showed that the retained factors were weakly correlated (Pearson’s r = − 0.278, p < 0.001).
Effects of childhood adversity on cognitive performance
Direct effects model
A direct effects model (Fig. 1) with childhood adversity as the independent variable and executive function and processing speed as the latent, dependent variables had good model fit, CFI = 0.931, RMSEA = 0.049, and SRMR = 0.027. There was a moderate direct effect of childhood adversity on executive function (β = − 0.055, p < 0.001), but the direct effect of childhood adversity on processing speed was not significant (β = − 0.002, p = 0.621).
Indirect effects model
For the structural equation modelling (Fig. 2) with childhood adversity as the independent variable and executive function and processing speed as the latent, dependent variables, the model fit was very good46,47, CFI = 0.986, RMSEA = 0.028, and SRMR = 0.011. Higher levels of childhood adversity significantly predicted lower performance in tasks measuring executive function (β = − 0.037, p < 0.001), but did not predict performance in the processing speed task (β = 0.003, p = 0.566). Higher levels of distress and neuroticism both predicted lower executive function (β = − 0.041, p < 0.001 and β = − 0.028, p < 0.001 respectively), and higher processing speed (β = 0.020, p = 0.001 and β = 0.018, p = 0.002 respectively). From this analysis the mediated paths of adversity on cognition were tested for significance. This analysis was followed by a post hoc mediation analysis to test if the effects of childhood adversity on executive function and processing were mediated by distress and/or neuroticism. The effect of childhood adversity on executive function was partially mediated by distress (β = − 0.007, p < 0.001) and neuroticism (β = − 0.004, p < 0.001). 16.5% of the effect of childhood adversity on executive function was mediated by distress (Indirect effect/Total effect Ratio = 0.165). 10.4% of the effect of childhood adversity on executive function was mediated by neuroticism (Indirect effect/Total effect Ratio = 0.104). Significant complete mediation48 or indirect-only mediation49 was found for the effect of childhood adversity on processing speed with distress (β = 0.004, p = 0.001) and neuroticism (β = 0.003, p = 0.002) as mediators, thereby indicating that only the indirect path from childhood adversity to distress/neuroticism to processing speed was significant, whereas the direct path from childhood adversity to processing speed showed no effect. 54.3% of the effect of childhood adversity on processing speed was mediated by distress (Indirect effect/Total effect Ratio = 0.543). 48.5% of the effect of childhood adversity on processing speed was mediated by neuroticism (Indirect effect/Total effect Ratio = 0.485). Table 2 shows the path coefficients and test statistics for the direct and indirect effects in the model as well as the components.
Effects of adulthood adversity on cognitive performance
Direct effects model
A direct effects model (Fig. 3) with adulthood adversity as the independent variable and executive function and processing speed as the latent, dependent variables had good model fit, CFI = 0.930, RMSEA = 0.050, and SRMR = 0.027. There were moderate direct effects of adulthood adversity on executive function (β = − 0.119, p < 0.001) and processing speed (β = 0.040, p < 0.001).
Indirect effects model
For the SEM (Fig. 4) with adulthood adversity as the independent variable and executive function and processing speed as the latent, dependent variables, the model fit was very good46,47, CFI = 0.987, RMSEA = 0.028, and SRMR = 0.011. Higher levels of adulthood adversity significantly predicted lower performance in tasks measuring executive function (β = − 0.090, p < 0.001) and higher processing speed (β = 0.036, p < 0.001). Higher levels of distress and neuroticism both predicted executive function (β = − 0.033, p < 0.001 and β = − 0.025, p < 0.001 respectively) and higher processing speed (β = 0.015, p = 0.010 and β = 0.017, p = 0.003 respectively). From this analysis the significance of the mediated paths of adversity on cognition were tested for significance. The effect of adulthood adversity on executive function was partially mediated by distress (β = − 0.006, p < 0.001) and neuroticism (β = − 0.003, p < 0.001). 6.6% of the effect of adult adversity on executive function was mediated by distress (Indirect effect/Total effect Ratio = 0.066). 3.7% of the effect of adult adversity on executive function was mediated by neuroticism (Indirect effect/Total effect Ratio = 0.037). Similarly, the effect of adulthood adversity on processing speed was partially mediated by distress (β = 0.003, p = 0.011) and neuroticism (β = 0.002, p = 0.003). 7.1% of the effect of adult adversity on processing speed was mediated by distress (Indirect effect/Total effect Ratio = 0.071). 6% of the effect of adult adversity on processing speed was mediated by neuroticism (Indirect effect/Total effect = 0.060). Table 3 shows the path coefficients and test statistics for the direct and indirect effects in the model as well as the components.
Discussion
Here we have investigated whether the deleterious effect of childhood adversity and adulthood adversity on cognition was mediated by neuroticism or affect-related distress in the UK Biobank, a large cohort study. Childhood adversity showed a significant direct effect on executive function; however, childhood adversity did not show a direct effect on processing speed. By contrast, adult adversity showed significant direct effects on both executive function and processing speed. We found that the negative effect of childhood adversity on executive function was partially mediated by distress and neuroticism, whereas childhood adversity did not show a direct effect on processing speed. The effect of childhood adversity on processing speed was only apparent when considering the indirect path with neuroticism and distress as significant complete mediators. For adult adversity, our findings indicate that the detrimental effects of adult adversity on executive function and processing speed were partially mediated by distress and neuroticism.
Our findings are consistent with previous research that showed that adversity negatively affects cognitive performance in a variety of cognitive tasks6,8,9,50. Our findings add to what is known from previous research that the detrimental effect of adversity on cognition was mediated by neuroticism and distress. These findings are important because understanding the mechanisms through which adversity affects cognitive performance opens the door to designing interventions that support cognitive health in individuals who experienced adversity in childhood or adulthood.
The findings from the exploratory factor analysis revealed two factors that are theoretically meaningful in the context of cognitive development and decline in adulthood. The factor “processing speed” can be linked to the processing-speed theory of adult age differences in cognition that suggest an association between increased age in adulthood and a decrease in the speed with which cognitive processes can be executed51. Processing speed has been linked to brain integrity52 and more specifically to white matter integrity53. In light of these theories, the effect of adversity on processing speed may reflect an accelerated aging process in response to the experience of adversity. Indeed, pervious research showed that child adversity was associated with accelerated aging54. The factor “executive function” can be linked to the prefrontal-executive theory that asserts that structural and functional changes in prefrontal cortex lead to declines in executive function, which in turn leads to lower cognitive performance55,56. The prefrontal cortex is sensitive to stress and particularly vulnerable during development, which is the reason why early life adversity may impair development of the prefrontal cortex57.
Our study has several strengths: First, the study’s sample size was large. Second, IRT was used to optimise the distress and neuroticism mediators. Compared to summated test scores, IRT has the advantage of improved precision and reliability through the identification and deletion of misfitting items58. Third, the analysis was adjusted for a range of covariates.
The present study has several limitations: Childhood adversity was assessed retrospectively self-report and might be subject to retrospective memory bias. Indeed, research indicated that high distress at recall was associated with a greater recall frequency of potentially traumatic events59. However, more recent research found that retrospectively reported child abuse was not biased by depression in adulthood60. Since we have found similar findings for the mediating role of distress and neuroticism for both childhood adversity and adulthood adversity on cognition, it may be unlikely that our findings are the result of a retrospective memory bias.
Another limitation resulting from the cross-sectional nature of the study design is that the mediators were acquired at approximately the same time as the independent and dependent variables in the mediation analysis model. Due to the implied causation of the mediation analysis, mediators should ideally be antecedents of the dependent variables and acquired before the dependent variables in a longitudinal design61. This was not possible in our analysis. However, the PHQ-9 from which our distress score was derived was previously found to be a proxy of lifetime depression62. Similarly, neuroticism remains rather stable in middle and older adulthood63. Thus, it seems to be reasonable to conclude that the distress score and neuroticism score from the UK Biobank may still serve as a proxy of past distress and neuroticism in mediation analysis. However, it should also be noted that the analysis does not shed light on the directionality of the association between distress/neuroticism and cognition and the association could be reversed.
Since we have seen here in a large and heterogenous cohort that the negative effect of adversities on cognition was mediated by neuroticism and mental-health related distress, this suggests that evidence-based interventions in clinical practice and policy-making can be specifically targeted at early mental health support. Interventions lowering mental-health-related distress or negative affectivity may have the potential to support cognitive health in individuals who experienced adversity in childhood or adulthood. Further experimental research investigating interventions for cognitive health is needed to confirm this implication.
Future research is required to investigate distress and neuroticism as mediators for the effect of adversity on cognition using a longitudinal design. Longitudinal designs have the advantage that (1) childhood adversity can be measured irrespective of any retrospective memory bias, (2) mediators in longitudinal designs are “true antecedents”, (3) pre-/post-score comparisons on the dependent variables measuring cognitive health can reduce inter-individual variability in cognition. Future research should also investigate a broader range of mediators for the effect of adversity on cognition.
In conclusion, our study demonstrated that adulthood adversity negatively impacted both performances in executive function and processing speed. Distress and neuroticism mediated the detrimental effect of childhood and adulthood adversity on cognition. Childhood adversity only negatively affected executive function, whereas lower processing speed was only found when considering the indirect path with distress and neuroticism as mediators.
Methods
Design
Details of the design, participants, procedure and ethics of the UK Biobank study are available elsewhere64. The UK Biobank is a large, population-based study that involved the recruitment of 502,665 participants and the collection of comprehensive baseline data64. Ethical approval was granted to UK Biobank from the Research Ethics Committee—REC reference Ref 11/NW/0382 (approval letter dated 17th June 2011)64. All participants gave written informed consent prior to their participation. The UK Biobank study was conducted in accordance with the Declaration of Helsinki.
Materials
Adversity
Separate adversity scores were used for childhood and adulthood adversity as previous research indicated differential effects of adversity on cognition across the lifespan7. The composite score for childhood adversity was derived from items from the Childhood Trauma Screener (CTS-5)65 that were scored on a 5-point Likert scale: Never true (0), Rarely true (1), Sometimes true (2), Often (3), Very often true (4). The following items were used to yield the composite childhood adversity score: “When I was growing up… I felt that someone in my family hated me”, “When I was growing up… People in my family hit me so hard that it left me with bruises or marks”, “When I was growing up… Someone molested me (sexually)”, and “When I was growing up… I felt loved”. The composite score of childhood adversity was computed by summing up these four items and ranges from 0 to 16, with higher scores indicating higher levels of adversity.
The adulthood adversity score was derived from items that were adapted from the British Crime Survey66 that were also scored on a 5-point Likert scale. The following items were used to yield the composite adulthood adversity score: “Since I was sixteen… A partner or ex-partner sexually interfered with me, or forced me to have sex against my wishes”, “Since I was sixteen… A partner or ex-partner deliberately hit me or used violence in any other way”, “Since I was sixteen… A partner or ex-partner repeatedly belittled me to the extent that I felt worthless”, and “Since I was sixteen… I have been in a confiding relationship”. The composite score of adulthood adversity was computed by summing up these four items. This composite score of adulthood adversity ranges from 0 to 16, with higher scores indicating higher levels of adversity.
Distress
The PHQ-ADS scale21 was used to measure affect-related distress and an optimised latent trait variable was derived using item-response theory. The procedure used to derive the latent trait variable involved discarding misfitting items from the scale and applying an item-response theory model on 7 items with good model fit as previously described in more detail67. Data from three trials previously showed that the PHQ-ADS has high internal reliability and high construct and convergent validity21.
Neuroticism
The Eysenck Personality Questionnaire68 was used to measure neuroticism and an optimised ed latent trait variable was derived following a procedure previously described69.
Cognition
Details of the cognitive tasks selected for this study are reported in the supplementary materials. In brief, we used the digit span task assessing numeric short-term memory, the fluid intelligence test, symbol matches task measuring complex attention, and trail-making tasks that measure executive function, visual scanning, and working memory as well as the average and variability of reaction times in the snap game task.
Covariates
Models were adjusted for age, gender, Townsend deprivation index (TDI) and education (see supplementary materials, methods section for details).
Analytic strategy
UK Biobank data for this analysis (application 15697) were uploaded onto the Dementias Platform UK (DPUK) Data Portal70 and analysed using STATA SE 17.071. An SEM was fitted to the data with childhood adversity or adulthood adversity as the independent variable, cognitive performance as the dependent variable and distress and neuroticism as mediators. The Stata package medsem72 was used to test for mediational hypotheses48,49 using Sobel estimators73. The goodness of fit of the SEM was assessed using the Comparative Fit Index (CFI), Root Mean Squared Error of Approximation (RMSEA), and Standardized Root Mean Square Residual (SRMR).
Data availability
The dataset(s) supporting the conclusions of this article is(are) available in the Dementias Platform UK (DPUK) Data Portal repository, https://portal.dementiasplatform.uk/. Access to the data can be requested through UK Biobank (https://www.ukbiobank.ac.uk/enable-your-research/apply-for-access).
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Acknowledgements
All analyses were conducted on the Dementias Platform (DPUK) Data Portal using UK Biobank application 15697 PI JG for DPUK project 0169. The Medical Research Council supports DPUK through Grant MR/T0333771. SB and CPP are supported by DPUK. Access to the data can be requested through UK Biobank (https://www.ukbiobank.ac.uk/enable-your-research/apply-for-access). MK is funded by grants from the Leenaards Foundation and the Swiss National Centre of Competence in Research Lives—Overcoming Vulnerability: Life Course Perspectives (NCCR LIVES), which is financed by the Swiss National Science Foundation (Grant Number: 51NF40-185901 and SNDF-P500PS_210853).
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S.B. and C.P.P. conceptualised the idea. C.P.P., M.K., and S.B. analysed and interpreted the data. CPP drafted the initial manuscript. C.P.P., S.B., M.K., and J.G. edited and proofread the manuscript. S.B. and J.G. provided overall supervision of the research. All authors read and approved the final manuscript.
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Pflanz, C.P., Künzi, M., Gallacher, J. et al. Distress and neuroticism as mediators of the effect of childhood and adulthood adversity on cognitive performance in the UK Biobank study. Sci Rep 14, 8108 (2024). https://doi.org/10.1038/s41598-024-58510-z
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DOI: https://doi.org/10.1038/s41598-024-58510-z
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