Abstract
The rising utilization of circulating tumor DNA (ctDNA) assays in Precision Oncology may incidentally detect genetic material from secondary sources. It is important that such findings are recognized and properly leveraged for both diagnosis and monitoring of response to treatment. Here, we report a patient in whom serial cell-free DNA (cfDNA) monitoring for his known prostate adenocarcinoma uncovered the emergence of an unexpected FGFR3-TACC3 gene fusion, a BRCA1 frameshift mutation, and other molecular abnormalities. Due to the rarity of FGFR3 fusions in prostate cancer, a workup for a second primary cancer was performed, leading to the diagnosis of an otherwise-asymptomatic urothelial carcinoma (UC). Once UC-directed treatment was initiated, the presence of these genetic abnormalities in cfDNA allowed for disease monitoring and early detection of resistance, well before radiographic progression. These findings also uncovered opportunities for targeted therapies against FGFR and BRCA1. Overall, this report highlights the multifaceted utility of longitudinal ctDNA monitoring in early cancer diagnosis, disease prognostication, therapeutic target identification, monitoring of treatment response, and early detection of emergence of resistance.
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Introduction
Circulating tumor DNA (ctDNA) analysis has an established role in uncovering actionable driver mutations in solid tumors, while having potential future uses in cancer diagnosis and monitoring as well1,2,3. The concept of a “molecular response”, as defined by on-treatment reductions in ctDNA, correlates with traditional assessments such as radiographic response and survival4,5,6, but is not yet fully validated in solid malignancies. Recently, a ctDNA-guided approach to de-escalating adjuvant chemotherapy in resected stage 2 colorectal cancer resulted in reduced chemotherapy usage with no decrease in recurrence-free survival7. The use of ctDNA for early cancer detection is also under evaluation8,9,10. Moreover, with increasing use of ctDNA testing in clinical practice, clinicians will inevitably encounter unexpected incidental molecular findings derived from clonal hematopoiesis of indeterminate potential (CHIP) or previously undiagnosed malignancies11. Here we report a case where ctDNA monitoring in a patient with known prostate adenocarcinoma resulted in the expedited diagnosis of an asymptomatic urothelial carcinoma (UC) and was incorporated into the longitudinal assessment of response to treatment.
Results
Clinical history
A 73-year-old Hispanic male smoker with biochemically recurrent, non-metastatic castration-sensitive prostate cancer (PC), well-controlled on androgen deprivation therapy (ADT), was found on longitudinal ctDNA monitoring to have acquired somatic DNA variants that had not been reported in his PC tissue, including a FGFR3-TACC3 gene fusion, raising suspicion for a second malignancy.
Nine years earlier, the patient was diagnosed with prostate adenocarcinoma, Gleason 4 + 3, with serum prostate-specific antigen (PSA) 15.4 ng/mL. He was treated with intensity-modulated radiation therapy and 16 months of ADT with PSA nadir 0.08 ng/mL. Four years later, his PSA rose to 6.36 ng/mL; he declined salvage prostatectomy and was restarted on ADT. Since then, his serum PSA levels have remained minimally detectable and stable at <0.1 ng/mL.
Approximately 8 years after his initial presentation, the patient underwent next-generation sequencing (NGS) of his original PC biopsy tissue (Fig. 1A) and was started on longitudinal cell-free DNA (cfDNA) monitoring using the commercially available Tempus platform as part of a Precision Oncology initiative at our institution. Liquid biopsies for ctDNA monitoring were performed at the time of each follow-up visit, on average three months apart. Initially these reported no abnormalities, but approximately nine years from his initial PC presentation, the clinical reports of the liquid biopsies began to demonstrate multiple molecular abnormalities at rising variant allele fractions (VAFs), including TP53 p.G245D, BRCA1 p.N1521fs, MYC amplification and FGFR3ex18-TACC3ex12 fusion (Figs. 1A, B). Because none of these were present in the patient’s original PC tissue, and as FGFR3-TACC3 fusions are very rare in PC (Supplemental Table 1), we pursued workup for a second malignancy12. Imaging showed a left ureteral mass (with biopsy revealing high-grade UC, positive for GATA-3, P63, CK7, and CK20), a pathologic para-aortic node, and liver lesions in segments 2 and 6 (Figs. 1A, 2A–C, 3). Liver biopsy confirmed metastatic UC (mUC) (Fig. 3). NGS performed on the liver biopsy specimen demonstrated the FGFR3ex18-TACC3ex12 fusion, which, interestingly, was not detected in the primary UC biopsy (Figs. 1A, 4).
Systemic treatment for mUC was initiated with cisplatin and gemcitabine. After one cycle, all molecular abnormalities disappeared from the patient’s liquid biopsy clinical report (Fig. 1B). After three cycles of chemotherapy (out of six planned), there was concern for cisplatin nephrotoxicity. Repeat imaging showed response at all sites of disease (Fig. 2D–F). Given radiographic as well as molecular response with elimination of detectable ctDNA findings from the clinical NGS reports, it was decided to de-escalate treatment and switch to immunotherapy with pembrolizumab. Six months later, the clinical reports of cfDNA NGS began again to show abnormalities seen previously in the patient’s UC, including TP53 p.G245D as well as, eventually, the BRCA1 p.N1521fs and the FGFR3ex18-TACC3ex12 fusion (Fig. 1B). Restaging scans at that time did not show radiographic progression of disease (Fig. 2G–I).
Approximately four months after the reappearance of the UC-associated ctDNA abnormalities, restaging imaging showed a questionable new sclerotic lesion within the T9 vertebral body. All prior sites of disease, including the urothelial primary site and liver metastases, were stable in size. After discussion with Radiology, a decision was made to obtain a bone scan, which was performed one month later and was convincing for new bony metastatic disease, with sclerotic lesions showing radiotracer uptake at T7-T10, T3, sternum, right second rib, and left ninth rib (Fig. 2M, N). Repeat body imaging also demonstrated minimal enlargement of the UC primary, while the known liver metastases remained stable (Fig. 2J–L). During this time, the VAFs of the UC-associated molecular abnormalities in the cfDNA continued to rise (Fig. 1B), and, for the first time, additional gain-of-function (GOF) variants FGFR2 p.F276C and NRAS p.Q61L were reported in the clinical results by the NGS vendor. Meanwhile, the patient’s PSA remained minimally detectable at <0.1 ng/mL, and no PC-related mutations were found in the cfDNA. Thus, clinical suspicion was much higher for progressing UC rather than PC relapse. At this time, the patient was offered a therapy switch for presumed progressing UC, but ultimately it was decided to first pursue a confirmatory biopsy of the T9 bone lesion, which showed metastatic UC (Fig. 3). Unfortunately, this tissue was inadequate for NGS testing. Radiation treatment was administered to the T9 bone lesion, with a rapid reduction in ctDNA VAFs of UC-associated mutations (Fig. 1B, Supplemental Table 2). The patient was then initiated on systemic therapy with the FGFR inhibitor erdafitinib, which initially resulted in further improvement of the ctDNA VAFs of the UC-associated mutations. However, very quickly, the VAFs for TP53 p.G245D and BRCA1 p.N1521fs began to rise again (Fig. 1B, Supplemental Table 2), while the ctDNA presence of FGFR3ex18-TACC3ex12 and FGFR2 p.F276C declined dramatically (Supplemental Tables 2 and 3). At the same time, the NRAS p.Q61L VAF increased rapidly (Supplemental Table 2). Collectively, these observations suggest that FGFR3ex18-TACC3ex12 and FGFR2 p.F276C are sensitive to erdafitinib, while NRAS p.Q61L can serve as a mechanism of resistance to it.
Retrospective re-analysis of cfDNA sequencing data
Throughout the patient’s course detailed above, clinical-grade NGS results were provided by the clinical sequencing vendor to the treating physicians in real time. While NGS on the cfDNA platform is performed at 5,000x coverage, clinical reports are limited by reporting cutoffs set by the vendor, including VAF of 0.1% for missense variants and 0.5% for insertions/deletions (indels), as well as lack of reporting VAFs for fusion products. We, therefore, retrospectively sought to better understand our patient’s disease course by re-aligning the raw sequencing data, as described in the Methods section, for possible UC-derived variants that were present below the vendor’s reporting thresholds.
In cfDNA samples from the period preceding the diagnosis of mUC, our own tumor-informed re-alignment and re-analysis found the TP53 G245D and BRCA1 N1521fs mutations to be present 12 (at least) and 8 months, respectively, prior to their earliest appearance in the clinical reports, at VAFs of 0.24% and 0.04%, respectively. FGFR3ec18-TACC3ex12 was not detected at any new earlier time point compared to the clinical reports (Fig. 1B and Supplemental Table 2).
After initiation of cytotoxic chemotherapy for mUC, the clinical NGS reports were negative for any UC-associated cfDNA findings for approximately six months. However, our own tumor-informed re-alignment and re-analysis found the TP53 G245D to be detectable in the cfDNA throughout this entire period, while we detected the BRCA1 N1521fs in cfDNA samples collected 2 months prior to its re-appearance in the vendor’s clinical reports (Fig. 1B). Details on all analyzed variants are presented in Supplemental Table 2.
Collectively, our own tumor-informed re-alignment and re-analysis shows that UC-associated somatic mutations could be detected in the cfDNA, albeit at low VAFs, at least 12 months prior to their earliest appearance on the vendor’s clinical reports; at least 18 months prior to clinical UC diagnosis; and at least 12 months prior to definitive radiographic progression after first-line therapy.
Supplemental tissue genomic testing
The clinical sequencing vendor provides a homologous recombination deficiency (HRD) test, in which a score computed based on a proprietary algorithm on formalin-fixed tissue samples is designed to predict the probability that a tumor’s gene expression profile correlates with benchmarks of a HRD phenotype, such as those found in tumors with biallelic BRCA loss13. Testing of both the UC primary and the liver metastasis yielded a highly positive score of 88/100 and 96/100 by this assay, respectively (assay cutoff: >50/100 is considered HRD+).
Discussion
Our patient’s mUC was detected, while asymptomatic, by liquid biopsy cfDNA NGS which uncovered molecular alterations not previously seen in his PC. While some of these newly detected mutations (e.g. TP53 and BRCA1) are relatively tissue-nonspecific and could potentially be acquired during clonal evolution of his PC, the FGFR3-TACC3 fusion is extremely rare in PC (Fig. 5 and Supplemental Table 1) and was highly suggestive of a new UC primary.
Fibroblast growth factor receptors (FGFRs) play important roles in cellular growth, differentiation, and survival14. FGFR aberrations can include gene amplification, GOF point mutations, and fusions, leading to constitutive activation of downstream signaling pathways promoting carcinogenesis15. FGFR fusions most commonly involve FGFR2/3 and can produce functional fusion proteins with constitutively active tyrosine kinase domains (Fig. 4 and16). While numerous fusion partners have been described for both FGFR2/3, one of the most common fusion partners with FGFR3 across multiple tumor types is transforming acidic coiled-coil-containing protein 3 (TACC3). This fusion likely occurs via a tandem duplication event on chromosome 415,16,17. In addition to altered FGFR3 kinase signaling, these fusions may also promote carcinogenesis via mitotic defects18. While FGFR alterations have been documented in virtually all types of solid cancers, the FGFR3-TACC3 fusion is extremely rare in PCs, which raised suspicion of a second primary malignancy in our patient12,19,20,21,22,23,24,25,26 (Fig. 5 and Supplemental Table 1).
FGFR3 fusions are seen in approximately 5% of UCs27,28,29. The FGFR3ex18-TACC3ex12 fusion was present in our patient’s cfDNA and liver metastasis, but not in his primary UC (Fig. 1A and Supplemental Table 2). Furthermore, the FGFR3ex18-TACC3ex12 fusion frequency in the liver metastasis at the time of diagnosis was consistent with it being only a subclonal event: 65 fusion reads/1540 total reads at FGFR3ex18, yielding an allele frequency of 4.2%, vs. TP53 p.G245D VAF of 74.2% and BRCA1 N1521fs VAF of 68.6%. Although FGFR3 point mutations are reported to be an early event in UC pathogenesis and are seen more frequently in non-muscle-invasive UC, the same is not necessarily true of FGFR3 fusions30. Subsequent ctDNA reads of the FGFR3ex18-TACC3ex12 fusion, normalized to total FGFR3ex18 reads and to the TP53 mutation VAFs, were elevated at the time of clinical progression compared to both the original liver metastasis and the pre-treatment cfDNA, consistent with clonal expansion of the fusion-harboring clone (Supplemental Table 2 and 3). The co-existence of BRCA1 and TP53 loss-of-function (LOF) mutations, including in the primary UC tumor, also suggest that our patient’s tumor may have harbored a tandem duplicator phenotype that may have produced the FGFR3ex18-TACC3ex12 fusion in a subclonal population15,16. This phenotype has been best described in breast and ovarian cancers, and combined abrogation of BRCA1 and TP53 is described to result in genome-wide instability that manifests as increased tandem duplications.
Erdafitinib is a FGFR1-4 inhibitor which has received FDA accelerated approval for mUC harboring susceptible FGFR alterations31. The approval was based on a phase 2 single arm study enrolling UC patients with either FGFR3 mutations or FGFR2/3 fusions. The response rate to erdafitinib was higher in patients with FGFR mutations (49%) than in patients with FGFR2/3 fusions (16%). The most common fusion was FGFR3:TACC3v1; four out of eleven (36%) of these patients had objective responses. A confirmatory phase 3 study (THOR) comparing erdafitinib to chemotherapy (investigator’s choice) in patients with FGFR2/3 alterations has been presented in abstract form, with results showing a significant overall survival benefit for erdafitinib32. In our patient, erdafitinib had an initial suppressive effect on the TP53 p.G245D and BRCA1 p.N1521fs VAFs, but they quickly began to rise again (Fig. 1B, Supplemental Table 2), while the cfDNA presence of FGFR3ex18-TACC3ex12 and FGFR2 p.F276C declined dramatically (Supplemental Table 3). Our longitudinal cfDNA monitoring suggests that the FGFR3ex18-TACC3ex12 and FGFR2 p.F276C kinases are sensitive to erdafitinib, while NRAS p.Q61L can serve as a mechanism of resistance to it.
In mUC, the optimal number of cycles of platinum-based chemotherapy is not known; although 6 cycles is a traditional goal, 3–5 cycles may be noninferior33. There are no guidelines for therapy de-escalation based on clinical factors, although, in practice, toxicity often is dose-limiting with an unknown impact on effectiveness. In early-stage solid tumors, ctDNA levels after treatment correlate with minimal residual disease and predict for relapse34,35,36. De-escalation of chemotherapy via utilizing cfDNA monitoring is a strategy under investigation in multiple cancer types7. In the neoadjuvant setting, clearance of ctDNA after neoadjuvant therapy correlates with pathologic complete response37,38. Our patient’s rapid initial decline in tumor-associated variants was reassuring for a good clinical response to chemotherapy and contributed to the decision to transition to maintenance immunotherapy. Although our patient ultimately had a molecular relapse followed by a clinical relapse, his clinical progression-free interval exceeded the median reported in trials of maintenance immunotherapy in mUC39.
Our patient’s UC carries several molecular abnormalities which can be followed longitudinally by ctDNA analysis as a complement to conventional imaging. After one cycle of chemotherapy, these molecular abnormalities dropped below clinical reporting threshold. Reappearance of known tumor-associated variants, as in our patient, serves as an early warning sign that may precede impending clinical relapse. Moreover, appearance of new variants can suggest clonal evolution and emergence of resistance mechanisms40, such as, in this case, NRAS p.Q61L. On-treatment longitudinal cfDNA monitoring correlates well with time-to-treatment failure and progressive disease, and should prompt close disease monitoring6,41,42. There is emerging evidence that intervening early on the basis of ctDNA changes alone can delay time to frank clinical progression in estrogen receptor-positive breast cancer43. However, more validation is needed before basing management decisions on ctDNA alone can be considered standard-of-care in any tumor type.
Our patient’s UC also harbored a BRCA1 LOF mutation detectable in both blood and tissue (the latter with a VAF of 88.3%, suggestive of biallelic loss). Consistent with this, his HRD-RNA score (an assay validated to detect transcriptional signatures of HRD)13, indicated HRD-high phenotype in both his primary UC site and his liver metastasis. LOF mutations in BRCA1/2 are present in 5–10% of patients with UC, although only a minority of them are predicted to have a HRD phenotype, probably because the rest lack locus-specific loss of heterozygosity21,44,45. By the commercially available RNA-based HRD test, 3.4% of bladder cancers are homologous recombination-deficient13. Defects in homologous recombination can predict sensitivity to platinum-based chemotherapy in urothelial cancers44,46,47. After platinum-based chemotherapy, the poly (ADP-ribose) polymerase (PARP) inhibitor rucaparib extends PFS in mUC patients with biomarkers of HRD or HRD-associated mutations48. Responses to olaparib have also been reported in patients with BRCA1 LOF mutations49. Untreated, platinum ineligible UC patients harboring homologous recombination repair gene mutations including BRCA1/2 may also benefit from the PARP inhibitor olaparib in combination with the PD-L1 inhibitor durvalumab50. Our patient’s BRCA1 mutation VAFs suggest that this molecular event was acquired relatively early in the evolution of this tumor, which is also supported by the high HRD scores at both primary site and metastasis. Therefore, although no PARP inhibitor is currently FDA-approved for UC in any line of therapy, PARP inhibition remains a consideration for a later line of therapy if standard-of-care options have been exhausted and if genetic testing at that time continues to show a dominant BRCA1-mutated/HRD+ clone.
Our patient’s primary UC tumor harbored a subclonal BRAF p.G469A mutation, which was not detected within the liver metastasis. This mutation was never reported in any ctDNA clinical reports. However, our own re-alignment of the raw sequencing files revealed a positive sample, which was collected near the time of initial diagnosis (i.e., at peak disease burden), with a VAF of 0.04%, and this mutation again became detectable at a low VAF of 0.02–0.03% intermittently in samples collected at the time of clinical progression (again, a timepoint of high tumor burden). Oncogenic BRAF mutations have been classified by their mechanism of action51,52. Class I BRAF mutations include classical BRAF p.V600E mutations, where BRAF signals as an active monomer in a RAS-independent fashion. The combination of the BRAF inhibitor dabrafenib and the MEK inhibitor trametinib carry a tumor-agnostic FDA indication for patients with tumors harboring a BRAF V600E mutation based on two basket trials53,54. Class II BRAF mutations, including the p.G469A that was seen in our patient, signal as activated heterodimers and are resistant to existing BRAF inhibitors such as dabrafenib, but have been reported to have some clinical susceptibility to off-label MEK inhibition in limited case reports55,56. In our patient, the subclonal nature of the BRAF mutation, its complete absence from the metastatic site, as well as the lack of strong evidence for activity of BRAF or MEK inhibition against non-V600 BRAF mutants, make BRAF-targeted therapy less attractive.
While our patient’s UC was detected incidentally as part of a cfDNA surveillance program intended to monitor his known PC, this case also illustrates the potential of cfDNA for early cancer detection, especially for histologies without screening guidelines (such as UC). The PATHFINDER study evaluated a multi-cancer early detection (MCED) methylation-based screen in participants without a known cancer diagnosis, detecting a cancer signal in 1.4% of patients, of whom 38% were ultimately diagnosed with cancer9,10. In the parallel SYMPLIFY study of participants presenting with non-specific symptoms felt to be potentially concerning for cancer, the MCED assay demonstrated a positive predictive value of 75.5%, although sensitivity towards detecting cancer was lower in stage I vs stage IV patients (24.2% versus 95.3%)57. The CancerSEEK assay, a PCR-based assay directed against 16 cancer-associated genes, demonstrated sensitivity of 15.6% when backed by PET imaging58. Use of cfDNA for multiple cancer screening continues to be an area of active investigation8.
In conclusion, our case report highlights the ability of longitudinal cfDNA monitoring to transform clinical Oncology practice through early cancer detection, identification of personalized therapeutic targets, monitoring response to therapy, predicting clinical relapse/progression and characterizing the mechanism of drug resistance.
Methods
Molecular testing
All NGS testing was performed using the commercially available platforms by Tempus, Inc (Chicago, IL). Both the initial sequencing of the patient’s PC tissue as well as the sequencing of his UC biopsy samples were performed with the Tempus|xT assay, which is a 648-gene NGS-based test with depth of coverage of 500x. Longitudinal cfDNA monitoring was performed using the Tempus|xF assay, which is a 105-gene NGS-based test with depth of coverage of 5000x59. Functional assessment of homologous recombination deficiency (HRD) was determined by the Tempus HRD-RNA algorithm13 in the patient’s tissue samples. This algorithm uses gene expression data from 16,750 RNA-seq samples to predict the probability that a tumor’s gene expression profile (assessed by evaluating RNA expression of 20,000 genes) correlates with well-characterized benchmarks of the HRD phenotype13.
Data analysis
The patient was enrolled in a specimen acquisition research protocol (approved by the Baylor College of Medicine IRB and administered by the Integrated Biobanking Shared Resource at the Dan L Duncan Comprehensive Cancer Center) and provided written informed consent. Re-alignment of raw sequencing data was performed post-hoc (not available for real-time clinical decision-making) by our team (I.M.). The raw NGS data, provided by the sequencing vendor in the form of FastQ files, were trimmed and aligned to UCSC Golden Path’s hg19 (GRCh37) 2009 version. The resulting BAM files were then sorted and run through the MarkDuplicates program from the package Picard to remove PCR duplicate reads. The SVIM package was used to identify structural variants. In our own analysis, we considered samples positive for each point mutation if at least 2 reads of that variant were detected, and we considered samples positive for the FGFR3ex18-TACC3ex12 fusion if at least 1 fusion read was present. The squarify package was used to generate the treemap in Fig. 5.
Reporting summary
Further information on research design is available in the Nature Research Reporting Summary linked to this article.
Data availability
The datasets used and/or analyzed during this study are available in the SRA repository at https://www.ncbi.nlm.nih.gov/sra/PRJNA988144.
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Acknowledgements
We would like to thank the patient for allowing us to participate in his care and giving us permission to report on his case. The work was supported by the Human Tissue Acquisition and Pathology Core and the Population Sciences Biorepository Core of the Integrated Biobanking Shared Resource at the Dan L Duncan Comprehensive Cancer Center (NCI Cancer Center Support Grant P30CA125123). The authors would also like to acknowledge the American Association for Cancer Research and its financial and material support in the development of the AACR Project GENIE registry, as well as members of the consortium for their commitment to data sharing. Interpretations are the responsibility of study authors.
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Conceptualization: N.M. Writing and figure preparation: Q.H, I.M., H.D., N.M. Data analysis: I.M. Reviewing and editing: I.M., H.D., N.Z., A.N., P.C., M.S., G.G., M.M.
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P.C. declares significant financial interest in Sample-Kiosk.com, which is a mobile application for the secure collection of data. Sample-Kiosk is solely owned and developed by Jody and P.C. All other authors declare no financial or non-financial competing interests.
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Huang, Q., Mitsiades, I., Dowst, H. et al. Incidental detection of FGFR3 fusion via liquid biopsy leading to earlier diagnosis of urothelial carcinoma. npj Precis. Onc. 7, 123 (2023). https://doi.org/10.1038/s41698-023-00467-9
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DOI: https://doi.org/10.1038/s41698-023-00467-9
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