Abstract
We study the coupling of non-linear supersymmetry to supergravity. The goldstino nilpotent superfield of global supersymmetry coupled to supergravity is described by a geometric action of the chiral curvature superfield \(\mathscr {R}\) subject to the constraint \((\mathscr {R}-\lambda )^2=0\) with an appropriate constant \(\lambda \). This constraint can be found as the decoupling limit of the scalar partner of the goldstino in a class of \(f(\mathscr {R})\) supergravity theories.
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1 Introduction
Studies of non-linear supersymmetric actions have been revived recently due to potential interesting applications in particle physics [1] and cosmology [2–4] and their realization in particular string compactifications [5, 6]. Indeed, effective actions with non-linear supersymmetry parametrize in a model independent way the effects of supersymmetry breaking at low energies compared to the mass of the sgoldstino (supersymmetric partner of the goldstino) which is in general of the order of the supersymmetry breaking scale at the ‘hidden’ sector. The goldstino on the other hand, although part of the massive gravitino providing its longitudinal degrees of freedom, is always in the low-energy spectrum since it becomes massless in the absence of gravity and interacts with a strength fixed by the supersymmetry breaking scale, in contrast to the transverse gravitino components, which become free and decouple. In the string theory context, non-linear supersymmetry appears naturally on the world-volume of D-branes realizing the broken supersymmetries of the bulk. It can then even remain an exact symmetry of certain vacua, if for instance the orientifold projection respects it [5, 7].
At the global level, a convenient way to write off-shell non-linear supersymmetric actions is by utilizing a nilpotent chiral superfield [8–11]. In analogy to ordinary non-linear sigma models, the constraint eliminates the sgolsdtino component, playing the role of the radial Higgs mode, and replaces it by a goldstino bilinear. In the absence of matter fields, the low-energy action (i.e. without higher order super-derivatives) is completely determined in terms of the goldstino decay constant (or equivalently the supersymmetry breaking scale), and reproduces [11, 12] the Volkov–Akulov action [13] on-shell. Indeed, the most general Kähler potential is canonical and the superpotenial is linear in the nilpotent goldstino superfield. In the presence of matter, the simple nilpotent constraint may change if some matter fields have superheavy superpartners (of the order of the sgoldstino mass) [14], but it remains valid if all other extra fields belong to ordinary linear supermultiplets [1].
The coupling to supergravity is straightforward since the constraint does not involve any derivatives [2]. The superpotential now admits also a constant piece, allowing for an arbitrary cosmological constant of any sign and space-time to be anti-de Sitter, de Sitter or flat. In flat space, the gravitino mass is given by the usual relation in terms of the supersymmetry breaking scale and the Planck mass. In the unitary gauge, the action is reduced to the ordinary \(N=1\) supergravity with a mass term for the gravitino that has absorbed the goldstino. The theory has an alternative geometric formulation in terms of the chiral curvature superfield \(\mathscr {R}\), which obeys an appropriate quadratic constraint \((\mathscr {R}-\lambda )^2=0\) with \(\lambda \) a constant [2, 15, 16].
In this work, we first show the equivalence of the two formulations of non-linear supersymmetry coupled to supergravity by computing explicitly the two actions in components. An alternative way to obtain the constraint is to add it in the action with an independent coupling-coefficient \(\rho \) and take the limit \(\rho \rightarrow \infty \). The resulting \(\mathscr {R}^2\) supergravity contains besides the graviton and the gravitino the degrees of freedom of a chiral multiplet that should play the role of the goldstino multiplet. It turns out, however, that this theory does not have a minimum in flat space for finite \(\rho \), while, starting from a de Sitter minimum, the decoupling limit of the sgoldstino, and thus of non-linear supersymmetry, does not exist. We then study a general class of \(f(\mathscr {R})\) \(N=1\) supergravity theories [17, 18] that satisfy the required limit in flat space; the mass of the extra complex scalar goes to infinity in a Minkowski minimum of the scalar potential and the geometric constraint for the chiral curvature is recovered.
The structure of the paper is as follows. In Sect. 2, we show the equivalence between the two formulations of non-linear supersymmetry coupled to \(N=1\) supergravity using first a formal argument with superfields and then by comparing the two effective actions in components. We find two possible values for the constant \(\lambda \) entering the geometric constraint: \(\lambda =0\) and \(\lambda =6W_0\) with \(W_0\) a constant superpotential. In Sect. 3, we recover this constraint in the sgoldstino decoupling limit of a particular class of \(f(\mathscr {R})\) supergravity theory that we construct as a Taylor series expansion around a flat space minimum of the corresponding scalar potential. Finally, in “Appendix A” we give some details for the derivation of the solution of the geometric constraint, while in “Appendix B” we show why an \(\mathscr {R}^2\) supergravity does not have a stable supersymmetry breaking vacuum that reproduces the constraint in a suitable limit.
2 Two equivalent Lagrangians
In the constrained superfield formalism of non-linear supersymmetry, the goldstino is described by the fermionic component of a chiral superfield, X, that satisfies the nilpotent constraint \(X^2=0\) [8–11]. The scalar component (sgoldstino) is then eliminated by the constraint and is replaced by a goldstino bilinear. The most general low-energy (without super-derivatives) Lagrangian, invariant (upon space-time integration) under global supersymmetry, is then given by
where \(f \ne 0\) is a complex parameter. The subscripts D and F denote D- and F-term densities, integrated over the full or the chiral superspace, respectively, and correspond to the Kähler potential and superpotential of \(N=1\) supersymmetry. It can be shown [11, 12] that \(\mathscr {L}_{\mathrm{VA}}\) is equivalent to the Volkov–Akulov Lagrangian [13] on-shell.
The coupling to supergravity in the superconformal context [19, 20], (2.1), takes the form
where we have used the superconformal tensor calculus [21], [22] with \(S_0\) being the superconformal compensator superfield. We have also used a Lagrange multiplier T in order to impose the constraint \(X^2 = 0\) explicitly in \(\mathscr {L}\), while the factor \(\frac{1}{2}\) is put merely for convenience. \(W_0\) is a complex constant parameter whose importance will appear shortly. The Kähler potential corresponding to (2.2) is given by
We would now like to find a geometrical formulation of (2.2), that is, to eliminate X and write an equivalent Lagrangian that contains only superfields describing the geometry of spacetime, such as the superspace chiral curvature \(\mathscr {R}\) [2, 15, 16]. To this aim, we observe that the following Kähler potential \(K'\):
is related to the Kähler potential K via a Kähler transformation of the type
This tells us that \(\mathscr {L}\) is equivalent to \(\mathscr {L}'\), where
Using the constraint \(X^2 = 0\), we have
where we have set \(\lambda = f + 3 W_0 \) and we have used the identity [22]
In (2.7), X enters only in F-terms without derivatives and can be thus integrated out. Solving the equation of motion for X, we have
and substituting it back into (2.7), we get
where we have used again the identity (2.8). We can now view \(\frac{1}{T}\) as a Lagrange multiplier that imposes the constraint
Consequently, we have established an equivalence between the constrained Lagrangians (2.2) and (2.10); they both describe the coupling of non-linear supersymmetry to supergravity, with \(\mathscr {L}'\) providing its geometric formulation with the use of a constraint imposed on \(\mathscr {R}\) instead of X. This constraint was proposed in [2] for \(\lambda =0\). In what follows we will confirm the equivalence by writing these Lagrangians in terms of component fields.
2.1 Constraining a chiral superfield X
In the following we use the method and conventions of [23] except from a factor of 1 / 6 which we omit in the expression of \(\mathscr {R}\) but introduce at the Lagrangian level. We also set the gravitational coupling \(\kappa ^2 = 8 \pi G_N\) (given here in natural units) to be equal to one, in accordance with the usual convention. After gauge-fixing the superconformal symmetry by using the convenient gauge \(S_0=1\), the Lagrangian (2.2) can be written as follows:
where \(\mathscr {D}\) is the super-covariant derivative and \(\mathscr {E}\) the chiral superfield density that is constructed from the vielbein \(e_a^m\):
Here \(\psi _a\) is the gravitino, \(\Theta \) the fermionic coordinates of the curved superspace and \(\sigma ^a=(-1,\mathbf {\sigma })\), \(\sigma ^{ab \beta }_{\alpha }=\frac{1}{4}(\sigma ^a_{\alpha \dot{\alpha }} \bar{\sigma }^{b \dot{\alpha } \beta } - \sigma ^b_{\alpha \dot{\alpha }} \bar{\sigma }^{a \dot{\alpha } \beta } ) \) with \(\mathbf {\sigma }\) the Pauli matrices. Note that the Lagrange multiplier T in (2.2) has been used to impose the constraint \(X^2 =0\), which can be solved, fixing the scalar component (sgoldstino) in terms of the goldstino G and the auxiliary field F of X [11].
We now substitute X, \(\mathscr {E}\) and \(\mathscr {R}\) with their respective expressions in component fields:
The exact components of \(\mathscr {R}\) and \(\Xi \) are computed, for example, in [23] (our convention for \(\mathscr {R}\) differs by 1 / 6 with respect to [23]). M and \(b_a\) are the auxiliary fields of the \(N=1\) supergravity multiplet in the old-minimal formulation. Then
where
This expression is simplified significantly if we choose to use the unitary gauge, setting \(G = 0\) and thus \(A = y = 0\):
Moreover, also in the unitary gauge, one can compute
Now, using the property
the Lagrangian (2.12) in terms of the component fields becomes
where R is the Ricci scalar. The equations of motion for the auxiliary fields \(b^a\), M, F are then
Substituting it back into (2.20) we get
In this form, it is obvious that the Lagrangian reduces to the usual \(N=1\) supergravity, together with a gravitino mass term:
Imposing that the cosmological constant (i.e. the vacuum expectation value of the scalar potential) vanishes, one finds
This means that \(W_0 \ne 0\), which justifies the use of the constant piece \(W_0\) in the superpotential in \(\mathscr {L}\). Then the final form of \(\mathscr {L}\) is
It is important to notice that the use of the constrained superfield X is what has generated the gravitino mass term: the final form of the Lagrangian in flat space is just the pure \(N=1\) supergravity, but with a massive gravitino. The use of the unitary gauge \(G = 0\) results in the gravitino absorbing the goldstino and becoming massive, in analogy with the well-known Brout–Englert–Higgs mechanism.
2.2 Constraining the superspace curvature superfield \(\mathscr {R}\)
After gauge-fixing the superconformal symmetry by imposing \(S_0=1\), the Lagrangian (2.10) can be written as follows:
\(\mathscr {L}'\) then yields
Now let us solve the constraint which is the second of Eq. (2.26). To this aim, we substitute the second of Eq. (2.14) into the constraint and find the set of the following equations:
where
Equation (2.28) yield
Indeed, B in this case depends only on the gamma-trace or the divergence of the gravitino, \(\bar{\sigma }^a\psi _a\) and \(\widetilde{\mathscr {D}}^a\psi _a\) (using the Clifford algebra property of sigma-matrices \((\sigma ^a\bar{\sigma }^b+\sigma ^b\bar{\sigma }^a)_{\alpha }^{\beta } = - 2\eta ^{ab} \delta _{\alpha }^{\beta }\)), which can be put to zero by an appropriate gauge choice. Alternatively, one can show that B vanishes on-shell (see “Appendix A”).
Using (2.30), Eq. (2.27) becomes
Substituting now \(\lambda =f + 3W_0\), one finds that the cosmological constant is given by \(3e|W_0|^2-\frac{1}{3}e|f|^2\) and the Lagrangian (2.31) is identical to (2.22). Note that the vanishing of the cosmological constant
gives two possible solutions for \(\lambda \):
corresponding to \(f=\pm 3W_0\), which solves the condition (2.24).
3 Without imposing direct constraints
In this section, we would like to start with a regular \(\mathscr {R}^2\) supergravity and recover the constraint in an appropriate limit where the additional (complex) scalar arising from \(\mathscr {R}^2\) becomes superheavy and decouples from the low-energy spectrum. Indeed, by analogy with ordinary General Relativity in the presence of an \(R^2\)-term (with R the scalar curvature), an \(\mathscr {R}^2\) supergravity can be re-written as an ordinary Einstein \(N=1\) supergravity coupled to an extra chiral multiplet.Footnote 1 Let us then consider the Lagrangian
where \(\rho \) is a real parameter. In the limit \(|\rho | \rightarrow \infty \), one would naively expect to recover the constraint \( (\mathscr {R} - \lambda )^2 \rightarrow 0 \), and thus (3.1) should be reduced to (2.10). In principle, one could linearize (3.1) with the use of a chiral superfield S and then demonstrate that in the limit \(|\rho | \rightarrow \infty \), \(\mathscr {L}\), \(\mathscr {L}'\) and \( \bar{\mathscr {L}}\) are all equivalent. If this were true, one would expect that S corresponds to the goldstino superfield and that supersymmetry is non-linearly realized (in the limit \(|\rho | \rightarrow \infty \)), as is the case for the chiral nilpotent superfield X. In other words, the mass of the scalar component of S would approach infinity as \(|\rho | \rightarrow \infty \) and would, therefore, decouple from the spectrum. However, upon computing the scalar potential and the scalar mass matrix corresponding to (3.1), we found that this is not the case. This means that the parameter space \((\lambda , W_0, \rho )\) does not allow for a supersymmetry breaking minimum that realizes the sgoldstino decoupling and the equivalence between \(\bar{\mathscr {L}}\) with \(\mathscr {L}\) and \(\mathscr {L}'\). The detailed analysis can be found in “Appendix B”.
To solve this problem, we start with a more general class of \(f(\mathscr {R})\) supergravity actions. More precisely, we modify \( \bar{\mathscr {L}}\) with the addition of a suitable term that is suppressed by \(\rho \) in the limit \(|\rho |\rightarrow \infty \) Footnote 2:
where S is a chiral superfield coupled to gravity and F(S) is a holomorphic function of the superfield S. This extra term has already been studied in the literature and is known as \(f(\mathscr {R})\) supergravity [17, 18]. Indeed, S can be integrated out by its equation of motion at finite \(\rho \):
where \(F' = \frac{\partial F}{\partial S}\). This equation can be in principle solved to give S as a function of \(\mathscr {R}\) and replacing it back in (3.2) one finds an \(f(\mathscr {R})\) theory.
We will now study the physical implications of \(\mathscr {L}''\) in the limit \(\rho \rightarrow \infty \) so as to confirm the equivalence between \(\mathscr {L}\), \(\mathscr {L}'\) and \(\mathscr {L}''\) (without loss of generality, we take \(\rho \) positive). We first use Eq. (3.3) to replace \(\mathscr {R}\) in terms of S in the third term of (3.2), instead of doing the reverse as described above. Using then the identity (2.8), we get
We now fix the gauge according to \(S_0 = 1\) and set \(\phi \) to be the lowest component of S. Then the Kähler potential and the superpotential corresponding to \(\mathscr {L}''\) are given by
where now \(F' = \frac{\partial F}{\partial \phi }\). (We use the same symbols K and W as in Sect. 2 as there is no confusion.)
It follows that
and
Also
Putting everything together, we find that the scalar potential V is given by
where
For \(\rho \rightarrow \infty \), the leading behavior of V is given by
It is positive definite with a minimum at zero when \(F'=\lambda \) or \(F''=0\). In the following, we will analyze the case \(F'=\lambda \); its curvature defines the (canonically normalized) scalar mass given by
which goes to infinity at large \(\rho \) and \(\phi \) decouples. At the minimum \(F'=\lambda \), the potential at large \(\rho \) becomes constant, proportional to \(|\lambda |^2 - 3 \lambda \bar{W}_0 - 3 \bar{\lambda } W_0\). This term vanishes precisely if Eq. (2.32), or equivalently (2.24), holds. We conclude that in the model (3.2) the cosmological constant can be tuned to zero (in the limit \(\rho \rightarrow \infty \)) by using the same condition as for the model (2.10). As shown in Sect. 2.2, this is the case for two possible values of \(\lambda \):
Now let us investigate the minimum of the potential at finite but large \(\rho \). We shall construct the solution as a power series in \(1/\rho \) around the asymptotic field value of the minimum \(\phi =\phi _0\) that solves \(F'=\lambda \). Simple inspection of the potential (3.10) shows that it is sufficient to consider only even powers in \(1/\rho \):
or equivalently,
where
We then compute the derivative of \(\tilde{V}\) with respect to \(\phi \) and keep only the terms that do not vanish in the limit \(\rho \rightarrow \infty \):
This expression vanishes if every coefficient at each order vanishes.
We now substitute the expansion (3.14), (3.15) into \(\tilde{V}_{\phi }\) (ignoring orders that vanish as \(\rho ^{-2}\) and higher) and impose each coefficient to be set to zero so as to have an extremum. Assuming for simplicity that \(W_0, \lambda , \phi _0, c, d\) are real, we find the following constraints on the function F:
which yield
where in the second line above, we used the two possible values of \(\lambda \) (3.13), \(\lambda =6W_0\) for the \(+\) sign and \(\lambda =0\) for the \(-\) sign, for which the potential vanishes at the minimum.
At the minimum, the F-auxiliary term of S, \(\mathcal{F}_\phi \), is given by
where in the third line we used \(\lambda =0\) or \(\lambda =6W_0\). We conclude that supersymmetry is spontaneously broken in this limit along the direction of \(\phi \), which can be identified with the scalar superpartner of the goldstino that becomes superheavy and decouples. The supersymmetry breaking scale remains finite and is given by \(f= 3|W_0|\). Therefore, we identify the fermionic component of S with the goldstino and \(\phi \) with its superpartner, the sgoldstino. According to (3.12), the latter decouples from the spectrum in the limit \(\rho \rightarrow \infty \), which is equivalent to imposing the nilpotent constraint for the goldstino superfield \(X^2=0\) on \(\mathscr {L}\). Finally, the gravitino mass is given by
which completes the proof of equivalence between \(\mathscr {L}\), \(\mathscr {L}'\) and \(\mathscr {L}''\).
Notes
In principle, we may replace \(1/\rho \) by \(1/\hat{\rho }(\rho )\) with \(|\hat{\rho }(\rho )|\rightarrow \infty \) when \(\rho \rightarrow \infty \). One can show, however, that our results do not change and thus we make the simple choice \(\hat{\rho }=\rho \).
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Acknowledgments
I.A. would like to thank E. Dudas for enlightening discussions. C.M. would like to thank the laboratory LPTHE of the UPMC for partial financial support as well as for the warm hospitality in regard to the Master’s Thesis. C.M. is also grateful to the Greek State Scholarships Foundation (IKY) for partially funding her Master’s Studies through the programme “IKY Scholarships”.
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Appendices
Appendix A
Here, we derive the equation of motion for the gravitino from (2.31):
Contracting (A.1) with \(\widetilde{\mathscr {D}}_a\), we obtain the following equation:
Moreover, contracting the hermitian conjugate
of (A.1) with \(\sigma _a\), we have
where we have used (A.2) and
Consequently,
where we have used the identity
Now let us consider \(B_{\alpha }\) of Eq. (2.29). Its last term \( \mathrm {i}\psi _a b^a \) vanishes due to the equation of motion for \(b^a\), while its second term vanishes due to Eq. (A.6). \(B_{\alpha }\)’s first term is
where we have used the definition
and the relation (A.2). Consequently \(B_{\alpha } = 0\) on-shell, which justifies the solution \(M=-\lambda \) and \(b^a=0\) we chose in Sect. 2.2.
Appendix B
We will now demonstrate why the Lagrangian
does not reproduce (2.10) with the constraint (2.11) in the limit \(\rho \rightarrow \infty \). We first set
assuming again reality of all parameters for simplicity. We then introduce a chiral superfield
(A and F are not the same as in the previous sections), such that
It follows that \(b>0\) in order to have canonical gravity for a metric tensor with signature \((- +++)\). It is obvious from (B.3) that we have linearized our initial theory (B.1), which now describes the coupling of supergravity to a chiral superfield S that satisfies the equation of motion
Next, using the identity (2.8) and fixing the gauge at \(S_0=1\), we have
and the corresponding Kähler potential and superpotential are
The scalar potential V is given by
Note that positivity of the kinetic terms implies that \(b-2A_R > 0 \), where we have set \(A = A_R + \mathrm {i}A_I\). We now compute
and
Putting everything together, we get
The range of \(A_R\) is given by
so that the scalar potential is bounded from below.
To find the minimum of the potential, we demand that
The second of the equations above gives
If \(\langle A_R \rangle = -b\), then
so this case is rejected. Consequently \(\langle A_I \rangle = 0\). Then
which yields three solutions whose compatibility with the condition (B.11) is given in Table 1. Only the solutions \(\langle A_R \rangle = - \frac{b}{2}\) and \(\langle A_R \rangle = b - \sqrt{b^2 - 6 a \rho }\) are compatible with the range of \(A_R\). Now we would like to check whether one of them is compatible with the condition
Equation (B.16) has two solutions whose compatibility with the condition (B.11) is given in Table 2.
It is straightforward to see that the solution \(\langle A_R \rangle = b - \sqrt{b^2 - 6 a \rho }\) is compatible with (B.16) only if \(b^2 = 8 a \rho \) (for \(\langle A_R \rangle \ne 0\)) or if \(a=0\) (for \(\langle A_R \rangle = 0\)). The first case is rejected, since then \(\langle A_R\rangle =b/2\) and the metric \(g_{A \bar{A}}\) diverges. The second case is rejected, because then \(\langle D_{A} W \rangle = 0\) and there is thus no spontaneous supersymmetry breaking. On the other hand, the solution \( \langle A_R \rangle =-\frac{b}{2} \) is compatible with (B.16) for \(b^2 +24 a \rho = 0\). It can also lead to spontaneous supersymmetry breaking, as
However, it is easy to see that the scalar squared-masses corresponding to \(A_R\) and \(A_I\) have opposite signs and thus the point (\(\langle A_R \rangle = -\frac{b}{2}\), \(\langle A_I \rangle =0\)) is a saddle point of the potential and not a minimum; see Table 3. Moreover, all the eigenvalues of the scalar mass matrix approach 0 as \(|\rho | \rightarrow \infty \) and thus the extra scalar (sgoldstino) does not decouple. We conclude that neither of the two solutions for \(\langle A_R \rangle \) can be used to tune the cosmological constant to zero for every value of \(\rho \), consistently with the decoupling of the extra scalar.
Instead, we can investigate what happens if the condition (B.16) holds for the potential only in the limit \(\rho \rightarrow \infty \). For both possible solutions
we find that \(V \rightarrow 0\) for \( \rho \rightarrow \infty \); however, none of the eigenvalues of the scalar mass matrix approaches \(\infty \) at \(\rho \rightarrow \infty \) (they approach 0 instead), which is again incompatible with the sgoldstino decoupling. We conclude that the parameter space of the model (B.1) does not allow for the realization of the non-linear supersymmetry coupled to gravity. Thus, (B.1) has to be modified suitably, which is what we proposed in Sect. 3.
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Antoniadis, I., Markou, C. The coupling of non-linear supersymmetry to supergravity. Eur. Phys. J. C 75, 582 (2015). https://doi.org/10.1140/epjc/s10052-015-3783-0
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DOI: https://doi.org/10.1140/epjc/s10052-015-3783-0