Abstract
Axon initial segment (AIS) is the most excitable subcellular domain of a neuron for action potential initiation. AISs of cortical projection neurons (PNs) receive GABAergic synaptic inputs primarily from chandelier cells (ChCs), which are believed to regulate action potential generation and modulate neuronal excitability. As individual ChCs often innervate hundreds of PNs, they may alter the activity of PN ensembles and even impact the entire neural network. During postnatal development or in response to changes in network activity, the AISs and axo-axonic synapses undergo dynamic structural and functional changes that underlie the wiring, refinement, and adaptation of cortical microcircuits. Here we briefly introduce the history of ChCs and review recent research advances employing modern genetic and molecular tools. Special attention will be attributed to the plasticity of the AIS and the ChC-PN connections, which play a pivotal role in shaping the dynamic network under both physiological and pathological conditions.
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Introduction
Within a neuron, the axon initial segment (AIS) stands out as the most excitable subcellular compartment where action potentials are readily initiated [1,2,3,4,5]. Therefore, modulating AIS is an efficient way to adjust neuronal output and excitability. Indeed, neurons have adopted sophisticated ways to modulate the morphology and position of AIS, as well as the composition of ion channels within the AIS, in response to changes in network activity [6,7,8]. These adaptive changes shape the kinetics of action potentials and fine-tune neuronal excitability to maintain network stability or to reshape the strength of specific synaptic connections. Therefore, the plasticity of AIS is a critical form of neuronal plasticity on the subcellular level that contributes to the overall flexibility of the neural network in response to internal or external stimuli.
In the cerebral cortex, hippocampus, and basolateral amygdala (BLA) of mammals, the AISs of PNs receive innervation from a distinct type of GABAergic interneurons called chandelier cells (ChCs), also known as axo-axonic cells (AACs) (Fig. 1) [9,10,11,12]. This unique and specialized connection is believed to play a crucial role in regulating neuronal output. However, progress in understanding the development, connectivity, and function of ChCs has been limited since their discovery in 1974, primarily due to the lack of tools for precise labeling and manipulation. Recent advancements in genetic labeling of ChCs have provided new opportunities for significant breakthroughs. These techniques are based on either developmental origin revealed by genetic fate-mapping or molecular markers identified through single-cell RNA sequencing (Fig. 2) [13,14,15,16,17,18,19,20,21,22,23,24,25,26,27,28]. Studies utilizing these techniques have provided insights into the developmental trajectory, molecular and cellular characteristics, and anatomical and functional connectivity of ChCs. Moreover, they begin to uncover plastic changes in the exclusive ChC-to-AIS connections, in response to and influences on changing local and network activity in both healthy and diseased brains (Fig. 3) [16, 29,30,31,32,33].
Here, we will first introduce a brief history of ChCs and their basic features. We will then summarize the traditional and newly-developed methodologies employed to study ChCs, along with an outline of the current understanding of the cellular and molecular mechanisms underlying the specificity of ChC-AIS connectivity. Subsequently, we will delve into recent studies that have investigated the plasticity of AISs, ChCs, and the ChC-AIS connections in the developing and mature neural circuits under physiological and pathological conditions.
A Brief History and the Basic Features of ChCs
As a numerical minority within the GABAergic interneuron family, ChCs were discovered much later than other cortical interneuron classes. In the 19th century, Cajal and Lorente may have encountered immature ChCs when dissecting young mammalian brains but classified them as atypical basket cells [34]. It was not until the 1970s that Szentágothai and Arbib discovered ChCs in the cingulate gyrus cortex of cats and named them "chandelier cells" due to their resemblance to Western-style chandeliers [12, 35]. At almost the same time, Jones also discovered in the cortex of squirrel monkeys the presence of type 4 cells with axon terminals that are vertically oriented and exhibit bead-like structures [11]. Initially, Szentágothai speculated that ChCs targeted the apical dendrites of PNs [35]. However, this view was later challenged by Somogyi et al., who used electron microscopy to demonstrate that ChCs synapse on the AIS of PNs, leading to the alternative name “axo-axonic cells” [36]. Subsequent studies confirmed the presence of ChCs in cortical structures across various mammalian species, ranging from mice and rats to monkeys and humans, but not yet in non-mammalian species [36,37,38,39,40,41,42,43,44]. Therefore, ChCs are believed to be a mammalian-specific cell type that potentially plays an important role in higher-order brain functions.
A recent study has unveiled that ChCs are present throughout structures derived from the pallium in the mouse brain, including the cerebral cortex, hippocampal formation, claustrum-insular complex, extended amygdaloid complex, and olfactory centers [17]. Within the cortex, the distribution of ChCs shows distinct laminar bias and regional variations. The majority of ChCs reside right below the L1/2 boarder and innervate local PNs in the superficial layers, but some ChCs extend their axon arbors into deeper layers of the cortex. Deep cortical layers have a much sparser ChC distribution. Ventrolateral cortical regions, including the piriform cortex, anterior insula cortex, entorhinal cortex, perirhinal cortex, and temporal association cortex, as well as the infra-limbic area of the mouse prefrontal cortex, exhibit higher ChC density compared to other cortical regions [17].
The most distinctive morphological feature of ChCs is their axonal “cartridges”, which are strings of presynaptic boutons running along the AIS of targeted PNs. The AIS receives exclusively GABAergic synaptic input. Each cartridge typically consists of several to a dozen presynaptic boutons, forming classic symmetric synapses on the AIS (Fig. 1). ChCs have highly complex axon arborizations that allow them to innervate hundreds of PNs [42, 45]. Therefore, the axon morphology of ChCs closely mirrors the anatomical organization of the PNs they innervate. In brain regions with clear laminar organization, such as the cerebral cortex, ChCs exhibit the typical “chandelier lamp” morphology, with their axon cartridges arranged in a distinct pattern (Fig. 1). In regions lacking well-defined cellular layers, such as the BLA, the morphology of ChCs is less uniform and tends to be more multipolar in nature [46].
Although ChCs were initially identified based on their distinct morphology, subsequent discoveries revealed that ChCs express parvalbumin (PV), one of the markers for GABAergic subtypes. Together the fast-spiking feature of ChCs has led to their classification as a subgroup of PV-positive fast-spiking interneurons, which also includes PV basket cells. Recent genetic fate mapping and transcriptome analyses have challenged this classification. Labeling ChCs with genetic methods or performing transcriptomic clustering has revealed that a significant proportion of ChCs do not express detectable levels of PV. This raised questions about whether ChCs can be classified as a unique interneuron cell type and whether they can be further divided into additional subgroups. Since ChCs specifically innervate the AIS of PNs, while no other known interneuron type possesses this specificity, we can categorize ChCs as a distinctive interneuron type in this perspective. Nevertheless, it is important to acknowledge that subtypes of ChCs may exist, as they display morphologic heterogeneity that allows them to innervate different laminar regions, and a subgroup of them is capable of bilaminar innervation [47]. Single-cell spatial transcriptome analyses have revealed 3 subtypes of ChCs with preferential laminar locations and glutamatergic neurons being innervated in the macaque cortex. Among these subtypes, PV expression differs, with the lowest count in the subtype that is preferentially located in layer 2 [48]. Despite this, physiological and functional studies of molecularly defined ChC subtypes are not yet available. Considering the classification of ChC subgroups when studying the functions and projections of ChCs constitutes a critical future direction in this field.
Methodologies to Study ChCs
Non-genetic Approaches
For a few decades following the discovery of ChCs, researchers primarily relied on anatomical features to identify and study these cells. ChCs are often identified based on their stereotypical chandelier-like morphology or their exclusive AIS-targeting cartridges. In some studies, randomly labeled ChCs by Golgi staining or intracellular dye-loading were reconstructed from tissue blocks [49, 50]. In some other studies, ChCs were identified from datasets acquired by electron microscopy (EM) and were usually not fully reconstructed but partially traced back from AIS-targeting cartridges [25, 38]. These early studies provide insights into the distribution of ChCs or their axonal cartridges across different species and brain regions, as well as the structure properties of their AIS-specific synapses. More recently, advancements in high throughput three-dimensional (3D) EM imaging have enabled the mapping of postnatal development of cortical circuits [51]. These studies have provided a better understanding of the maturation of ChC-AIS synapses and their structural changes over time.
In human and non-human primate brain samples, a subset of GABAergic markers, such as PV and vesicular gamma-aminobutyric acid transporter (vGAT), allow axonal cartridges to be readily identified by immunostaining. The application of these markers in rodent brains is less straightforward and may not label the complete neuronal morphology. Nevertheless, this approach has been valuable in investigating pathological changes in cartridge density and morphology associated with brain disorders such as schizophrenia, epilepsy, autism spectrum disorder (ASD), and Alzheimer’s disease [32, 52,53,54]. ChCs were initially considered a subclass of PV cells due to their expression of PV and their shared embryonic developmental origin with other PV cells from the medial ganglionic eminence (MGE). As PV is mainly expressed in ChCs and PV-positive fast-spiking basket cells (PVBCs) but not in other interneuron classes, it can be used in combination with a second marker that distinguishes ChCs from PVBCs. For example, in the hippocampus, all PVBCs exhibit positive staining for SATB1, while ChCs were found to be SATB1 negative [55]. In the prefrontal cortex, vicia villosa lectin (VVA) has been used to detect the presence of N-acetylgalactosamine in the perineuronal net surrounding PVBCs but not ChCs [31]. Therefore, PV in combination with SATB1 immunostaining or VVA staining has been employed to label PVBCs or PV+ ChCs in these respective brain regions.
Leveraging the power of lineage tracing, ChCs have been labeled along with other interneuron subtypes by transfecting MGE neural progenitors through in-utero electroporation (IUE), infecting them through in utero retroviral injections, and by transplanting MGE into the postnatal cortex (Fig. 2A) [56,57,58]. These approaches have also enabled genetic manipulations of ChCs through shRNA-mediated gene knockdown, Cre recombinase-dependent gene knockout, or gene overexpression [57, 58]. Such studies have identified molecular candidates involved in the establishment and maintenance of AIS-specific synapses in ChCs [57, 58], which will be introduced in more detail in the next section. It is important to note that the success of these techniques relies heavily on the skills and experience of the investigator and their targeting efficiency and specificity for ChCs are quite limited. Similar to the Golgi staining and dye-loading methods, the identification of ChCs still relies on morphological analysis of the labeled cells.
There has been a lag in the investigation of the functional features of ChCs compared to studies on their anatomical characteristics. It was not until the 1990s that the electrophysiological properties of ChCs began to be reported. These studies involved blind recordings in acute hippocampal slices, combined with biocytin injection and pos-hoc morphological reconstructions [59, 60]. Electrophysiological studies revealed that ChCs exhibited fast-spiking firing properties similar to PVBCs, but with a more depolarized resting membrane potential and higher membrane resistance [19, 49]. Later, in vivo recordings shed light on the firing patterns of ChCs in relation to network oscillations and their responses to sensory stimuli in the cortex and hippocampus [50, 55, 61]. While these studies provided valuable insights into the intrinsic and functional features of mature ChCs, the recording efficiency was low, and technical demands were high, limiting in-depth systematic investigations. Similar to in vitro recordings in brain slices, ChCs were identified post-hoc based on their morphology. Since the morphological features of immature ChCs are less distinctive compared to mature ones, it is impossible to apply these methods to track the functional maturation of ChCs. Furthermore, these approaches are not suitable for long-term monitoring or activity modulation.
In summary, these non-genetic approaches share a common limitation: lack of ChC-targeting specificity. Therefore, the identification of ChCs relied on morphological features analyzed in post-modem samples. The lack of efficient and specific labeling methods that enable reliable identification, monitoring, and manipulation of ChCs, particularly in long-term and in vivo studies, has significantly impeded our understanding of their development and function.
Genetic Approaches
In recent years, genetic strategies utilizing endogenous gene expression regulatory elements to drive transgene expression have been successfully employed to target various neuronal cell classes [20]. These strategies typically target either transcription factors that determine or are associated with specific neuronal identities, or marker genes that are differentially expressed in postmitotic cell types [21, 62]. A significant breakthrough in the genetic targeting of ChCs originated from a fate-mapping study that unexpectedly labeled ChCs with high specificity and efficiency using late embryonic induction of Nkx2.1-CreER, a driver line that targets the MGE-specific transcriptional factor Nkx2.1 (Fig. 2B) [13]. This discovery unveiled the presence of a progenitor domain in the late-stage embryonic ventral forebrain called the ventral germinal zone (VGZ), which predominantly generates ChCs. While this method does not exclusively label ChCs, it exhibits remarkably high labeling specificity in the cortex, particularly in the medial prefrontal region (above 90%). Consequently, it enables longitudinal tracking of ChC production, migration, apoptosis, and maturation, while also providing crucial experimental access for molecular and functional investigations.
Since Nkx2.1 expression is restricted to neural stem cells (NSC), subsequent studies have converted the NSC-specific CreER expression into constitutive Flp (Fig. 2B) [22]. Such conversion greatly expands the utility of this genetic labeling method, allowing for post-mitotic manipulations in ChCs using Flp viruses carrying various tools for anatomical or functional studies (Fig. 2B). Indeed, this approach has been used to analyze the morphological diversity of ChCs and trace the local and long-range presynaptic inputs of ChCs in the prefrontal cortex [16, 19, 23].
Despite its lack of specificity, Nkx2.1-Cre has also been employed to investigate the development of ChCs. It has been combined with MADM (mosaic analysis with double markers) reporter or retroviral reporter with low recombination efficiency to achieve sparse labeling of radial glia cells and lineage tracing of their progenies (Fig. 2B) [18]. Woodruff et al combined it with MADM reporter to sparsely label MGE-derived interneurons and found that a substantial proportion of the labeled neurons are ChCs [18]. Sultan et al combined it with a Cre-dependent TVAiLacZ reporter to facilitate infection of RCAS retroviruses into TVA-expressing MGE progenitors (Fig. 2B). Through extensive clonal analysis, they found that the late-born chandelier cells ChCs as the final interneuron output of MGE progenitors. Once again, the identification of ChCs in these studies relies on morphological features [24].
Although genetic fate mapping-based labeling has provided valuable insights into the developmental principles and connectivity patterns of ChCs, there is still a pressing need for improved genetic tools with higher labeling efficiency and specificity that can be readily applied in the postnatal brain. Recent single-cell and single-nucleus transcriptomic studies identified potential marker genes expressed in differentiated ChCs, leading to the generation of several mouse driver lines that do not rely on embryonic recombination: Unc5b-CreER, Pthlh-Flp, and Vipr2-Cre (Fig. 2C) [14, 15, 17, 25]. These driver liners are not entirely specific to ChCs when combined with reporter mouse lines. Unc5b-CreER labels a large number of endothelial cells in the blood vessels. Pthlh-Flp labels another major interneuron class expressing vasoactive intestinal peptide (VIP). Vipr2-Cre labels basket cells, Meis2-expressing GABAergic neurons in the white matter originating from the embryonic pallial–subpallial boundary, and many non-neuronal cells [15]. Among these three lines, Unc5b-CreER exhibits the highest labeling efficiency and enables highly specific labeling when combined with viral-reporters, or intersected with Nkx2.1-Flp to eliminate endothelial labeling (Fig. 2C) [17, 26]. It has been successfully used to label ChCs in the hippocampal CA1 region for calcium imaging and to map the distribution of ChCs throughout the brain [17, 27]. Intersecting Pthlh-Flp with Nkx2.1-Cre or Nkx2.1-CreER revealed a similar pattern to Unc5b-CreER intersected with Nkx2.1-Flp, albeit with slightly higher density in the retrosplenial cortex [17]. Vipr2-Cre has been employed to label ChCs in the neocortex and basolateral amygdala [15, 25, 28]. Combining it with viral reporters or intersecting with PV-Flp helps to enhance its labeling specificity, although not to the same extent as the other two lines [17]. These new labeling strategies, particularly those based on Unc5b-CreER, provide much-needed experimental access to this important cell type and hold great promise for advancing our understanding of ChC development and function in different brain regions in the near future.
Specificity of the ChC-AIS Connection
As introduced in earlier sections, the most defining feature or ChCs is their remarkable connection specificity. ChCs exclusively target the AIS of local glutamatergic PNs, while avoiding other subcellular domains and GABAergic interneurons. This precise organization is believed to have significant functional implications. Understanding how this specificity is achieved and regulated has garnered much research attention. Before delving into recent progress on this front, we will first introduce the unique features of AISs (Fig. 3A).
Structure and Function of AIS
The AIS is a highly specialized subcellular domain located at the proximal end of the axon. It is unmyelinated and has dense distribution of voltage-gated ion channels (Fig. 3A) [63,64,65]. Immunohistochemical staining and whole-cell membrane clamp recordings have revealed that the density of sodium channels at the AIS is 5-50 times higher than that found in the distal axons or dendrites, making it the most excitable compartment in a neuron and the site of action potential initiation [66, 67]. Therefore, the GABAergic synapses established by ChCs on the AIS are believed to play a critical role in regulating the excitability and output of the PNs. It is important to note that while ChCs exclusively target AISs, a substantial percentage of GABAergic synapses on the AIS are from non-ChCs [25, 51, 68]. Distinct from ChC-derived AIS connections, which often consist of several consecutive synapses within one axonal cartridge, most non-ChC-derived AIS connections contain only a single synapse. This highlights the importance of the ChC-AIS connections in regulating neuronal output. In addition to its role in generating action potential, the AIS also contributes to maintaining neuronal polarity [69, 70]. However, whether and how ChC-AIS connections may contribute to this aspect of AIS function remains unexplored.
Ankyrin G (AnkG), a member of the Ankyrin family cytoskeleton proteins, is the master organizer which acts as an anchor protein to recruit and organize other AIS-specific cytoskeletal and transmembrane proteins (Fig. 3A) [71,72,73]. AnkG exists in multiple isoforms, with the 270 kDa and 480 kDa isoforms being the major variants localized at the AIS and nodes of Ranvier [74, 75]. Knocking out AnkG disrupts the proper localization of other AIS proteins and perturbs neuronal polarity [71, 73, 76]. The 480 kDa isoform of AnkG is required for the maintenance of the AIS lattice structure [77]. Expressing the 480-kDa AnkG fully restores the AIS structure and the localization of known AIS binding proteins in AnkG-null neurons. However, expressing 270-kDa AnkG fails to fully restore the AIS structure, and only partially restores the localization of AIS binding proteins [74]. The Nav1 family voltage-sensitive ion channels are anchored to the AIS by AnkG through a cytosolic lipid loop containing an AnkG binding motif [78]. The clustering and anchoring of sodium channels at the AIS are facilitated by the AIS-enriched protease CK2, which increases the affinity of AnkG for sodium channels [79]. Different subtypes of sodium channels have distinct AIS distribution [67, 80, 81]. For instance, in cortical PNs, Nav1.2 with a higher activation threshold is enriched in the proximal AIS, while Nav1.6 with a lower activation threshold is enriched in the distal AIS [81]. Interestingly, ChCs mainly innervate the distal part of the AIS, which closely aligns with the distribution of Nav1.6 [82]. The properties of the AIS are not uniform and exhibit structural and molecular variability across different cell types [83]. Hu et al. comprehensively analyzed the AISs of projection-defined PN subtypes in superficial and deep layers in the mouse prelimbic cortex and found significant differences in their morphology, ion channel expression, action potential initiation, and axo-axonic synaptic inputs from ChCs [26]. Whether these different aspects may interact with one another needs further investigation. Nonetheless, AIS heterogeneity is an important aspect of neuronal diversity and contributes to the functional differences between different neuronal types.
Principles of ChC-AIS Connections
Despite the highly specific nature, ChCs do not innervate every PN within their arborization. In the mouse somatosensory cortex, one study estimated the connection rate to be around 30%–50% based on the reconstruction of cartridges from individual ChCs and all AISs in their axonal fields [84]. A single ChC is capable of targeting hundreds of AISs, and a single AIS is usually innervated by multiple ChCs [25]. The number of axo-axonic synapses on each AIS is highly variable, ranging from zero to several dozen [25, 51]. This variability suggests a biased connection between ChCs and certain subpopulations of PNs.
Indeed, multiple studies have observed systematic differences in ChC connections between projection-based PN subtypes. An early study in the cat auditory and visual cortices showed higher synaptic densities on the AIS of callosal projection neurons (CPNs) than thalamic projection neurons (CThPNs), suggesting that ChCs may preferentially connect to CPNs over CThPNs (Fig. 3B) [85]. Another study showed that ChCs in the mouse piriform cortex may preferentially connect with centrifugal cells (FG) projecting to the main olfactory bulb (MOB) over non-centrifugal cells (nonFG) (Fig. 3C) [86]. However, these studies solely relied on anatomical analysis of synapses on the AIS to infer ChC connections and did not record the strength of functional connections.
A more recent study in the mouse prelimbic cortex by Lu et al. utilized paired whole-cell patch-clamp recordings to demonstrate the existence of preferential connections between ChCs and specific PN subtypes [19]. They labeled ChCs using late embryonic induction of Nkx2.1-CreER and two projection-defined PN subtypes using retrograde dye tracing: the BLA-projecting PNs (BLAPNs) and the CPNs projecting to the contralateral prelimbic cortex. The connection probability and synaptic strength indicated that ChCs preferentially innervate BLAPNs over CPNs (Fig. 3D) [19]. This discovery was further corroborated by a subsequent study by Hu et al. which quantified the number and distribution of axo-axonic synapses established by ChCs on the two PN subtypes [26]. They labelled ChCs using the intersection Unc5b-CreER and Nkx2.1-Flp (Fig. 2C). The fact that ChCs labeled by two different genetic methods and analyzed by two different techniques (recording and immunostaining) showed the same preferences strongly supports the notion that ChCs have target selectivity at the cell type level. However, the generalizability of this selectivity across other brain regions remains to be investigated.
Several studies have also observed diverse morphological ChCs subtypes, variable bouton density along cartridges, and significant laminal or regional differences in cartridge density [17, 47]. Whether and how these observations reflect or contribute to the subtype selectivity of ChC connections remains to be tested.
Molecular Mechanisms Underlying the Specificity of ChC-AIS Connection
The establishment of the remarkably specific ChC-to-AIS connections in PNs involves the contribution of various molecular mediators. Several genes have been identified to participate in the establishment and maintenance of ChC-AIS connections, including Erbb4/Dock7, L1CAM, Fgf13, IgSF11, and Cntn-1 [57, 87,88,89,90]. While deficiencies in these genes have been shown to result in impairments in the maturation, density, or morphology of ChC boutons and cartridges, none of these deficiencies lead to mistargeting of ChC synapses to other cellular compartments or GABAergic interneurons, suggesting the major mediators responsible for synaptic specificity in ChC connections are yet to be discovered. Nonetheless, these studies have provided valuable insights and established methodologies that can be used to search for additional candidate molecules involved in ChC-AIS connections. The involvement of Erbb4 and Dock7 was identified through targeted manipulations of these genes [57], while the involvement of other molecules was discovered through screening-based approaches [88,89,90].
Tai et al. hypothesized that adhesion molecules enriched at the AIS might play critical roles in attracting ChCs to innervate them. To test this idea, they knocked down each of the known AIS-enriched adhesion molecules using RNAi vectors delivered into LayerII/III PNs of the somatosensory cortex through in-utero electroporation (IUE). Unexpectedly, none of the AIS-enriched adhesion molecules were found to impair the ChC-AIS innervation. Instead, L1CAM, a pan-axonal adhesion molecule, was identified as the key player in mediating the formation and maintenance of axo-axonic synapses between ChCs and AISs. Furthermore, they also discovered that L1CAM binds to AnkG, the master regulator of the AIS, which reduces the motility of L1CAM at the AIS and contributes to the stabilization of ChC-AIS innervation[87]. It remains unclear which protein serves as the binding partner for L1CAM at the presynaptic side. It is also worth noting that while L1CAM is also expressed in the axons of GABAergic interneurons, their AISs are not innerved by ChCs [25, 51, 91]. Therefore, L1CAM alone is not sufficient to explain why ChCs specifically target PN AISs.
The molecules screened by Tai et al. were only a small proportion of all AIS-located proteins. Two independent works used antibody-directed proximity biotinylation to identify cell surface proteins in close proximity to the AIS cell adhesion molecule neurofascin and discovered new candidates expressed at the AIS [90, 92]. Among them, the cell surface protein Cntn1 was found to be required for the axo-axonic innervation by ChCs. It remains to be investigated whether Cntn1 and L1CAM may cooperate with each other to regulate the assembly of ChC-AIS synapses and whether they share the same presynaptic receptors on ChCs.
On the presynaptic side, Favuzzi et al. analyzed transcriptome data from different interneuron cell types across development to identify genes with enriched expression in ChCs at early stages when synaptic contacts are established [88]. The rationale behind this analysis was that these genes might be involved in regulating the development of axo-axonic synapses. Among them, Fgf13, an intracellular protein with multiple functions including microtubule stabilization, emerged as a promising candidate. Knocking down Fgf13 resulted in axonal disorganization and decreased density of presynaptic inputs to the PN AIS. Similarly, another independent study using a similar approach of transcriptome analysis at early developmental stages in different interneuron subtypes identified the adhesion molecule IgSF11 as a candidate regulator of ChC-AIS connections [89]. This molecule is enriched in ChCs compared to VIP and somatostatin (SOM) interneuron types (data from PVBC are not available) and regulates the laminar selection of ChCs through homophilic trans-binding with IgSF11 expressed in PNs in the target lamina. Ectopic expression of IgSF11 in PNs of non-targeting lamina resulted in ChC axons innervating previously non-targeted PNs in the deeper cortical layer.
Plasticity of the ChC-AIS Connection
AIS Plasticity
The AIS is a highly plastic structure that dynamically adjusts neuronal excitability in response to changes in network activity. The morphology and molecular composition of the AIS have been extensively studied and shown to be remodeled to accommodate inputs and maintain network homeostasis. In cultured rat hippocampal neurons, chronic depolarization induced by the application of potassium chloride to the culture medium leads to the movement of the AIS towards the distal end of the axon, accompanied by a decrease in neuronal excitability [7]. Upon removal of potassium chloride, the AIS returns to its original position. In vivo studies have shown that deprivation of auditory input in avian brainstem auditory neurons results in the elongation of the AIS, accompanied by increased Nav1 channels at the AIS (Fig. 3E) [6]. Additionally, there is a shift in the major Kv channel subtype from Kv1.1 to Kv7.2, leading to an increase in neuronal excitability, which may compensate for the loss of sensory input [93]. It is worth noting that plastic changes in the AIS can occur rapidly, both in neuronal cultures and in vivo [8, 94]. For instance, exposure to an enriched environment can lead to a significant shortening of the AIS in Layer II/III PNs in the barrel cortex within a matter of hours (Fig. 3E) [8]. Interestingly, differences in AIS properties and plasticity have been observed between species. Hippocampal cultures derived from mice and Sprague-Dawley (SD rats) have shown variations in AP propagation speed, AnkG, and Nav1.2 distribution patterns. Furthermore, the AIS plasticity properties also differ, suggesting that species should be considered an important factor when studying AIS properties [95]
Most of the published work in this field has focused on characterizing the homeostatic changes that occur at the AIS in response to overall network activity changes. However, the specific impact of local changes in synaptic input on AIS plasticity is not known. Data from our laboratory suggest that chronic alterations in local axo-axonic synaptic activity through manipulations of ChCs alone are sufficient to induce homeostatic changes in the AIS. These plastic changes occurring at the AIS encompass both structural modifications and alterations in the expression level of Nav1 channels. This combination of changes can result in a shift in the action potential threshold and subsequently neuronal excitability. Interestingly, we have observed a correlation between the timing of homeostatic plasticity at the AIS and the recovery of behavior deficits[96]. This suggests that plasticity originating from a specific subcellular region, such as the AIS, in response to changes in a particular circuit input, can result in physiological consequences. Establishing a direct causal relationship between AIS plasticity and behavioral changes is still a challenging task. Further research and advancements in methodology are needed to fully elucidate the mechanisms underlying AIS plasticity and its connection to neuronal adaptation and the maintenance of proper brain function.
ChC Plasticity During Development
During postnatal development, ChCs undergo significant apoptosis and a prolonged maturation process to establish their connections with PNs on the AISs [13, 29, 30, 87]. Several studies observed dynamic changes in the densities of ChC cartridges or synapses on the AISs at the population level during postnatal development [87]. The general trend is a gradual increase, reaching a peak followed by an extended plateau phase, and then a gradual decline. This trend has been observed in both rodent and primate brains [87, 97]. Consistent with the changes in cartridges, morphological analysis of ChCs labeled by genetic fate mapping also revealed the elaboration and pruning of ChC axons during postnatal development, accompanying increased bouton number per cartridge [25, 29]. Importantly, both apoptosis and morphological maturation can be modulated by sensory input and neural activity [29, 30].
Wang et al. showed that retinal and callosal activity modulates ChC apoptosis in the binocular region of the primary visual cortex (V1) during the second postnatal week. Reduced callosal projection activity blocks the apoptosis of ChCs and results in a contralateral eye-dominated V1 and deficient binocular vision, suggesting a central role of ChC in shaping experience-dependent tuning of sensory perception [30]. Pan-Vazquez et al. showed that chemogenetic activation of PNs increases in network activity resulted in a reduction of axo-axonic synapses during the synaptogenesis period. Yet, similar manipulations at later time points during early adulthood resulted in changes in the opposite direction (Fig. 3F) [29]. It is worth noting that alterations in axo-axonic connections may, in turn, induce AIS plasticity. Nevertheless, direct evidence is lacking to provide a clear understanding of the potential link between axo-axonic connection plasticity and AIS plasticity. The cellular and molecular mechanisms underlying these plastic changes remain to be uncovered. Gallo et al. showed that microglia participate in the proper formation and maintenance of synapses on AIS [98]. Microglia were well-known for their involvement in activity-dependent establishment and pruning of synapses, and thereby could also be an important mediator of the activity-induced ChC-AIS plasticity during development. Steinecke et al. showed that a neuromodulator, through the nicotinic receptor, plays an important role in the elaboration of ChC axon arbors during development [99]. The involvement of other neuromodulators and neurotransmitters in the developmental maturation and plasticity of ChCs awaits future exploration.
ChC Function and Plasticity
What drives ChCs activity? Previous studies have indicated that both whisker stimulation-evoked and spontaneous IPSPs happen earlier than EPSPs in ChCs through in vivo whole-cell patches in the somatosensory cortex [61]. Additionally, ChCs exhibited small, long-latency initial EPSP followed by several delayed EPSPs. These features suggest that ChCs are not primarily involved in processing fast sensory inputs. Instead, they may monitor network excitability and only fire when there is excessive excitability in the network. ChCs can also respond to sensory input. Large-scale optical recordings have shown coordinated increases in ChC activity in the CA1 region of the hippocampus at the onset of locomotion and whisking episodes [27].
What are the functional consequences of ChC firing? Individual ChCs can innervate hundreds of PNs at their AISs, suggesting their potential involvement in coordinating network activity. In vivo, recording has demonstrated that ChCs in the CA3 region stopped firing during sharp-wave-ripples (SWR), which are associated with memory consolidation, but exhibit strong and rhythmic firing around the peak of theta oscillations [50, 55]. A subsequent study analyzed more ChCs using fast, targeted three-dimensional (3D) calcium imaging in the mouse CA3 region, confirming these earlier observations [27].
The suppression of ChC firing during SWR leads to a temporary reduction in GABA release onto the AISs of CA1 and CA3 PNs [50, 55]. This coordinated inhibition of cell assemblies is essential for their subsequent reactivation. CA3 ChCs are selectively inhibited by a subset of GABAergic medial septal neurons that exhibit strong firing around the trough of theta oscillation [55]. The rhythmic silencing of ChCs during theta oscillation leads to the disinhibition of PNs, thereby contributing to the generation of the theta dipole. Hence, ChCs in the CA3 region may serve as gatekeepers, regulating the firing of CA3 PNs during SWR and theta oscillation.
The correlated firing of ChCs is not limited to the hippocampus but has also been observed in the cortex. Using calcium imaging, Schneider-Mizell et al. observed highly synchronized activity among ChCs lasting for seconds in the primary visual cortex of awake-behaving animals [25]. Importantly, they found that the synchronized activation of ChCs correlated with pupil dilation, a sign of arousal [25]. Since PNs exhibit reduced spontaneous activity during arousal, this observation suggests that ChCs may suppress the spontaneous activity of PNs to enhance the signal-to-noise ratio during arousal.
In vivo, recording or functional imaging studies have provided valuable insights into the contribution of ChCs to specific behaviors or brain functions. The development of new genetic tools has enabled the specific modulation of ChC activity, leading to exciting discoveries about their functional roles. In a random foraging task, inhibiting ChCs in the CA1 region at specific locations resulted in place field remapping, indicating that ChCs are necessary for suppressing PN activity outside their respective place field [27]. In another study, blocking ChC synaptic transmission in the motor cortex results in perturbations in the precision and accuracy of directional movement control, indicating that ChCs are involved in fine-tuning the directional selectivity of premotor neurons [16]. Notably, increased heterogeneity in ChC-AIS connections was observed in this behavioral paradigm after motor learning, which may contribute to the formation and retrieval of memory. The plasticity at the presynaptic side, involving ChCs, may interact with AIS plasticity on the postsynaptic side to shape functional neural circuits. The commonality and significance of ChC-AIS plasticity in more complex functional settings are yet to be fully explored.
ChC Plasticity in Brain Disorders
Pathological alterations in ChCs have been implicated in several neurological disorders, including epilepsy, schizophrenia, ASD, and AD [31, 32, 52, 54, 100]. These diseases are frequently associated with disturbances in overall network activity or higher-order brain functions. However, in human patients, especially in advanced stages of disease progression, distinguishing compensatory changes from disease-causing changes can be challenging. Therefore, it remains unclear whether the changes in ChCs accompany, facilitate, or counteract the pathological changes in these conditions. The newly developed genetic tools may enable functional manipulation of ChC in animal models to mimic and even reverse pathologic changes seen in human diseases, which will provide valuable insights into the etiology and open new avenues for the treatment of these diseases.
Epilepsy
Inconsistencies and occasionally contradictory observations have been reported regarding the morphological changes of ChCs that happened in both patients and animal models of epilepsy [52, 100,101,102]. Variability in brain regions examined and the specific type or stage of epilepsy may contribute to these discrepancies. In the epileptogenic cortex of human patients with temporal lobe epilepsy (TLE), ChC loss is a common and prominent change [52]. However, subsequent research from the same laboratory reported that TLE patients with hippocampal sclerosis exhibited reorganized ChC cartridges [100]. These changes were mainly observed in the hippocampal formation and dentate gyrus, but not in the subiculum. In certain hippocampal segments, more complex and increased innervation by ChC terminals was observed, while in other regions showed a lack of labeling. This heterogeneity was evident not only between different patients but also within different subregions of the hippocampus within the same patient [100]. In a monkey model of cortical focal epilepsy, degeneration of ChC axonal terminals was observed [101]. In a recent study utilizing a mouse model, ChCs in the molecular layer of the dentate gyrus were labeled using PV-Cre, revealing reduced excitability of these ChCs following status epilepsy (SE) [33].
Do changes in ChCs promote or prevent epilepsy? Considering their GABAergic nature, ChCs are generally thought to prevent hyperexcitability, and increasing their output should have a protective effect. Importantly, in vivo recordings have shown that when the overall cortical excitability increases, ChCs are preferentially activated compared to other GABAergic neurons, suggesting a positive role in preventing hyperexcitability [61]. In this context, the reduction of ChCs in epileptic patients could be detrimental, as it may either initiate the ictal phase or propagate epileptiform discharges. Conversely, changes in the opposite direction, such as a higher number or more complex ChC cartridges, would provide more inhibition and work against epilepsy. The increased complexity of ChC terminals observed in hippocampal regions may be a compensatory effect aimed at counteracting hyperexcitability. However, studies have shown that altered chloride ion (Cl-) homeostasis caused by downregulated KCC2 and upregulated NKCC1 in the brain of TLE patients results in a depolarizing effect of GABA [103,104,105]. If this is the case, increased ChC cartridges might instead contribute to increased synchronization during epileptic activity. To further complicate matters, the shunting effect, which decreases the likelihood of firing regardless of the polarity of Cl- across the AIS membranes, must also be considered [106, 107]. Simulations using a multicompartmental granule cell model that included an AIS compartment revealed a compromised shunting effect of ChCs on the firing of granule cell action potentials after SE, supporting the idea that impaired ChC function in epilepsy could have detrimental effects. Future studies using animal models to specifically manipulate ChC activity will be crucial in determining the functional relevance of ChCs in epilepsy and resolving controversies [33].
Schizophrenia
ChCs have long been proposed to participate in higher-order cognitive functions due to their restricted distribution in cortical structures in the mammalian brain. Consistent with this hypothesis, the reduction of ChCs and their synaptic terminals in the mPFC has been observed in postmortem brain tissue from patients with schizophrenia [32]. Studies in these patients have shown that the dorsolateral prefrontal cortex (dlPFC), a brain region involved in higher cognitive functions such as information processing, decision-making, and attention, showed a decrease in the expression of the GAT-1 transporter in ChC cartridges distributed in L2/3. Additionally, there is an increase in the expression of the GABA receptor α2 subunit at the AIS, which is most prominent in L2/3 [32, 108]. The negative correlation between presynaptic release transporters and postsynaptic receptors suggests a compensatory nature of these changes [109].
However, another study reported changes in the opposite direction. They found no changes in the number of boutons per cartridge or the expression level of GAD67 and VGAT in ChC boutons in L2 of the PFC in individuals with schizophrenia. However, they did observe an increased average density of VGAT+/CB+ cartridges in L2, not in L3-6 [110]. One possible explanation for this seemingly contradictory finding is that L2 matures later than the deep layers, and the increased density of VGAT+/CB+ cartridges may reflect abnormal axon pruning during late development. Despite the conflicting evidence, abnormalities in L2 ChCs have been observed in both studies, suggesting a potential close relationship between these abnormalities and schizophrenia.
Autism Spectrum Disorder
Similar to schizophrenia, ASD is a neurodevelopmental disorder characterized by dysregulated higher-order cognitive functions. Abnormalities in ChCs have also been observed in ASD patients. In 2017, researchers found a significant reduction in PV neurons in specific regions of PFC in the brain tissue of ASD patients [111]. To determine which type of PV neurons were affected, ChCs or PVBCs, the researchers utilized PV staining along with VVA to distinguish the two of them. They found a decrease specifically in ChCs located in the granular layer of the BA9 and BA47 regions of the PFC [31].
In another experiment, the density of GAT-1+ cartridges of the ChCs was investigated in various regions of the PFC in ASD patients [53]. The results showed a decreased density of GAT-1+cartridges by approximately 40%–60% in different regions. Importantly, this reduction closely corresponded to the proportion of PV+ neuron reduction observed in the corresponding regions. These findings further support the notion that the decrease in the number of ChCs observed in the previous experiment is responsible for the observed changes, rather than a decrease in the protein expression level. Interestingly, animal models of ASD induced by adolescent isolated rearing also exhibited reduced ChC cartridges in the PFC [112], providing additional support for the functional role of ChCs in ASD. Based on the above research, it is important to note that further research is required to establish causal relationships between ChC abnormalities and ASD.
Alzheimer’s Disease
AD is a neurodegenerative disease characterized by symptoms such as memory loss, difficulties with concentration, and problem-solving. While AD affects various cellular components with divergent outcomes, changes in the AIS have been observed in both animal models and patients [113,114,115]. However, regarding the axo-axonic synapses, the results are controversial, likely due to differences in animal models and the stage of disease progression. One study showed a 30%–35% reduction in cartridges in L2/3 of the human temporal cortex without changes in the number of PV-positive cells [54]. Similar findings have been reported in the APP/PS1 mouse model, in which a reduction in axo-axonic synapses forming on AISs that contact Aβ plaques was observed [116]. It is intriguing that in the APP mutant knock-in mouse model, which better mimics familiar AD, the total number of axo-axonic synapses remained unchanged, but their size was enlarged [117]. These observations, while not providing a clear understanding of how ChCs are involved in the etiology of AD, present an interesting direction for further exploration. Studying the plastic changes of ChCs may shed light on their potential contribution to memory loss and cognitive decline in AD.
Summary
ChCs have garnered significant attention since their discovery more than 50 years ago due to their highly specificity innervation on the AISs of PNs. The functional investigation of ChCs had been impeded by the lack of experimental access for precise and efficient labeling and manipulation. Recent advancements in genetic tools have greatly facilitated the in-depth exploration of ChC development, connectivity, and activity, as well as their structural and functional plasticity. These plastic changes allow ChCs to effectively adapt to the changing environment during development or across various physiological and pathological conditions. Further research is necessary to fully elucidate the roles of ChC plasticity in diverse brain regions and under different circumstances, particularly to reconcile conflicting findings from previous studies. Investigating whether and how such changes may contribute to the maintenance of network homeostasis, the functional optimization of neural circuits, and the onset and progression of brain disorders may lead to exciting new findings.
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Acknowledgments
This review was supported by the National Science and Technology Innovation 2030 Major Projects of China (STI2030-Major Projects-2022ZD0206500) and the National Natural Science Foundation of China (32371006, 32171087, 82071450).
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Qi, Y., Zhao, R., Tian, J. et al. Specific and Plastic: Chandelier Cell-to-Axon Initial Segment Connections in Shaping Functional Cortical Network. Neurosci. Bull. (2024). https://doi.org/10.1007/s12264-024-01266-3
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DOI: https://doi.org/10.1007/s12264-024-01266-3