Abstract
Study design
Assessment of screw pattern, implant density (ID), and optimization of 3D correction through computer-based biomechanical models.
Objective
To investigate how screw pattern and ID affect intraoperative 3D correction of thoracic curves in adolescent idiopathic scoliosis, and how different correction objectives impact the optimal screw pattern.
Summary of background data
Screw pattern, ID, correction objectives and surgical strategies for posterior fusion of AIS are highly variable among experienced surgeons. The “optimal” instrumentation remains not well defined.
Methods
10 patient-specific multibody models of representative adolescent idiopathic scoliosis Lenke 1A cases were built and used to compare alternative virtual correction surgeries. Five screw patterns and IDs (average: 1.6 screws/instrumented level, range: 1.2–2) were simulated, considering concave rod rotation, en bloc derotation, and compression/distraction as primary correction maneuvers. 3D correction descriptors were quantified in the coronal, sagittal and transverse planes. An objective function weighting the contribution of intraoperative 3D correction and mobility allowed rating of the outcomes of the virtual surgeries. Based on surgeon-dependent correction objectives, the optimal result among the simulated constructs was identified.
Results
Low-density (ID ≤ 1.4) constructs provided equivalent 3D correction compared to higher (ID ≥ 1.8) densities (average differences ranging between 2° and 3°). The optimal screw pattern varied from case to case, falling within the low-density screw category in 14% of considered scenarios, 73% in the mid-density (1.4 < ID < 1.8) and 13% in the high-density. The optimal screw pattern was unique in five cases; multiple optima were found in other cases depending on the considered correction objectives.
Conclusions
Low-density screw patterns provided equivalent intraoperative 3D correction to higher-density patterns. Simulated surgeon’s choice of correction objectives had the greatest impact on the selection of the optimal construct for 3D correction, while screw density and ID had a limited impact.
Level of evidence
N/A.
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Introduction
The treatment of adolescent idiopathic scoliosis (AIS) through posterior instrumented fusion has significantly evolved in the last decades. Since the introduction of pedicle screws, correction techniques have continuously evolved, allowing powerful control on 3D spine shape through a variable number of anchoring points [1]. Screw pattern and implant density (ID, defined as the number of implants per vertebra over the instrumented spine segment) may be expected to affect the selection of surgical maneuvers to achieve adequate 3D correction. Although these aspects are certainly related, the high inter-surgeons variability (ID range 1–2) indicates that there is no consensus [2,3,4,5,6,7,8,9,10,11,12,13]. Considering that high implant density has been associated with increased surgery time, blood loss, complications and costs [14, 15], using fewer implants may be beneficial. While previous retrospective studies are underpowered to confirm the clinical advantages of decreased implant density [15,16,17], a recent randomized controlled trial (RCT) by the Minimize Implants Maximize Outcomes (MIMO) Study Group demonstrated that equivalent correction in the coronal plane could be achieved using lower IDs [18].
3D correction objectives are defined as the choice to target one or more specific descriptors of spinal deformity on different anatomical planes (i.e., Cobb angle, transverse plane vertebral rotation, thoracic kyphosis) using specific maneuvers. Surgeon preference regarding correction objectives are believed to be responsible for the high variability among surgeons and may affect the final outcome [2, 19, 20]. The lack of standardization regarding surgical techniques affected by variable surgeon experience, knowledge and perspective of the complex biomechanics of 3D spine deformity correction is an additional issue [21].
Patient-specific computer-based surgical simulations are a valuable tool to virtually test the impact of a variety of screw patterns, densities and techniques on 3D correction in a finely controlled environment excluding confounding factors [2, 21,22,23,24]. Using such tools, Wang et al. did not find significant differences of correction with different implant densities (ID) following simulated concave rod rotation and compression/distraction correction maneuvers [24]. Martino et al. reported improved transverse plane correction using a maximal density (ID = 2) construct compared to a very low-density one (ID = 1), following concave rod rotation and en bloc derotation [26]. Le Naveaux et al. found that ID at the concave side significantly affected coronal correction, while the overall ID was weakly associated to transverse plane correction [2]; they concluded that low-density patterns, with implant mainly placed on the concave side, could result in a comparable simulated deformity correction as higher densities. Delikaris et al. also simulated an additional step of compression/distraction, reporting a strong correlation between ID in the apical region and transverse plane correction, but equivalent results in the coronal and sagittal planes [22].
Early studies on the optimization of personalized surgery planning for AIS patients [27,28,29], only analyzed a few cases with hybrid (screws/hooks) constructs with fixed implant patterns for each curve and simplified surgical maneuvers (i.e., concave rod rotation) without considering more recent derotation techniques.
The aims of the present comparative computational study are: (i) to investigate how screw pattern and ID affect intraoperative 3D correction in thoracic scoliosis following concave rod rotation, en bloc derotation and compression/distraction maneuvers, (ii) to study how correction objectives affect the optimal screw pattern.
Our first hypothesis is that low (ID ≤ 1.4 screws/level) vs. high (ID ≥ 1.8) density screw patterns would not significantly affect the correction in the three anatomical planes. The second hypothesis is that surgeon’s choice of specific correction objectives would greatly influence the choice of the optimal screw pattern.
Materials and methods
Cases’ selection
10 representative thoracic AIS cases (Lenke 1A) with main thoracic (MT) Cobb angle of 63° ± 6°, a T4–T12 thoracic kyphosis (TK) of 30° ± 20°, an apical vertebral rotation (AVR) of 17° ± 7° and curve flexibility of 40% ± 17% were analyzed (Table 1).
Patient-specific biomechanical surgery model
A personalized computer biomechanical model was built for each case using MD Adams 2018 Multibody Dynamics Simulation Solution (MSC Software, Santa Ana, CA) following an established workflow from calibrated pre-operative biplanar radiographs [2, 21, 22, 24, 26]. Vertebrae were modeled as rigid bodies connected using flexible intervertebral disc and ligament structures, whose stiffness matrix globally was calibrated based on pre-operative clinical side bending radiographs [30].
Homogeneous conditions were analyzed for all curves, rather than simulating the actual surgery; therefore, the simulated posterior fixation included ten vertebrae with uniaxial screws and cobalt-chromium rods with a 5.5 mm diameter. Rod shapes were reconstructed from available postoperative radiographs. Based on the literature, five alternative screw patterns with a variety of implant densities (independent variables) were considered for each curve (Fig. 1): alternate (“A”, ID = 1.2) [3, 5, 10], periapical dropout (“PAD”, ID = 1.4) [6], convex alternate (“CA”, ID = 1.6) [5, 7, 10], convex periapical dropout (“CPAD”, ID = 1.7) [6] and a full bilateral (“B”, ID = 2) instrumentation [8, 9].
The simulated correction maneuvers were homogeneous for all cases, to isolate the effects of the tested independent variables:
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concave rod positioning and screw engagement,
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distal set-screw tightening,
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en bloc derotation (torque-controlled) applied bilaterally on the apical and periapical screws [22, 26],
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apical screws tightening,
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convex rod positioning and attachment,
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compression/distraction,
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final screw tightening.
Deformity correction: 3D descriptors and statistical analysis
To assess the effect of screw pattern and ID (independent variables) on the intraoperative 3D correction of the instrumented MT curves, dependent descriptors in the coronal, sagittal and transverse planes were calculated and compared to the corresponding pre-operative condition, as the baseline reference, for each curve: constrained MT Cobb angle, T4-T12 TK and AVR.
After a preliminary Kolmogorov–Smirnov normality check, a two-tailed paired Student T-test allowed to compare the simulated 3D descriptors to the reference ones (significance level p = 0.05). The same simulated procedure allowed detecting differences solely due to screw patterns and ID.
To evaluate the sensitivity of the predicted 3D descriptors on screw pattern/ID, their variability was quantified reporting average, standard deviation and overall range (maximum to minimum).
Optimization strategy
A simple objective function was used to rate the outcome of the virtual surgery weighting the contribution of the predicted 3D descriptors of the scoliotic curve and its residual mobility [27, 28]:
ϕ = \({{W}_{1}\cdot \left(\frac{MT Cobb}{{MT Cobb}_{0}}\right)}^{2}+{{W}_{2}\cdot \left(\frac{TK- {TK}_{n}}{{TK}_{0}- {TK}_{n}}\right)}^{2}+{W}_{3}\cdot {\left(\frac{MT AVR}{{MT AVR}_{0}}\right)}^{2}+{W}_{4}\cdot {\left(\frac{{N}_{Fused}}{{N}_{0}}\right)}^{2}\)
where the postoperative predicted \(MT Cobb\) angle, \(TK\) and \(MT AVR\) were normalized to the corresponding preoperative measurements (indicated with the underscript “0”). As for the TK, the formula compared the simulated post-op. and the presenting values with the normo-kyphotic range: \({TK}_{n}\) = 20° if \(TK\) < 20°, \(TK\) = \({TK}_{n}\) if 20° ≤ \(TK\) ≤ 40° [31, 32], \({TK}_{n}\) = 40° if \(TK\) > 40°. The mobility term described the post-op. number of fused vertebrae (\({N}_{\mathrm{Fused}}\)) compared to those initially available (\({N}_{0}\) = 17 thoracic and lumbar vertebrae); this term was here assumed constant with \({N}_{\mathrm{Fused}}\) = 10 for all the simulated curves and patterns.
Surgeon’s preference for one or more of the above-mentioned descriptors, specified by the weighting terms (\({W}_{i}\)), was derived from a previous survey on experienced surgeons of the Scoliosis Research Society and Spinal Deformity Study Group (Table 2) [20, 28]. This resulted in 550 possible combinations (10 curves, 5 screw patterns/ID, 11 correction objectives).
Ideally, ϕ = 1 would indicate no correction nor residual mobility (total fusion, \({N}_{\mathrm{Fused}}={N}_{0}\)) compared to pre-op.; ϕ = 0 would indicate a perfect correction with preservation of mobility (\({N}_{\mathrm{Fused}}\) = 0). In general, ϕ < 1 would indicate an improvement in 3D correction, with a reduction of mobility (1 ≤ \({N}_{\mathrm{Fused}}\) < \({N}_{0}\)). For a specific set of correction objectives, the minimization of the objective function allowed to determine the optimal screw pattern/ID maximally correcting the deformity in the three planes for of each case, while preserving its mobility.
To evaluate the sensitivity of the output of the objective function on the correction objectives, its variability was quantified for each case, both reporting average ± standard deviation and the range (maximum-minimum). Moreover, the percentage contribution of each term of the objective function was quantified. The frequency distribution of the optimal screw patterns according to the tested correction objectives was calculated for each case.
Data analysis
To quantify the sensitivity of the output of the objective function due to the specific curve (i.e., patient), the correction objectives and the screw pattern/ID, a factorial ANOVA was performed in Matlab (significance level α = 0.05).
Results
3D descriptors for deformity correction
The predicted MT Cobb significantly decreased after instrumentation (p < 0.05), from 63% (“A” construct, ID = 1.2) up to 67% (“B”, ID = 2) of the presenting value. TK did not show significant differences compared to the presenting curve (3–6% differences, p > 0.81): TK increased of about 12° for hypo-kyphotic curves (TK < 20°; cases #1, #3, #4), it decreased of 10° − 22° for hyper-kyphotic curves (TK > 40; case #10), while it did not change for the normo-kyphotic ones. AVR significantly decreased after the simulated instrumentation (p < 0.05), improving with ID from 69% (“A”, ID = 1.2) up to 83% (“B”, ID = 2) of its presenting value.
No significant difference was detected for any 3D correction parameter between all tested screw patterns and ID (p > 0.16). Screw pattern had a limited effect on simulated MT Cobb, TK and AVR, which varied in average of 3.1° (± 1.4°), 2.1° (± 2.0°) and 2.8° (± 1.3°), respectively: the maximum variability of most 3D descriptors were ≤ 4.2°, with the only exception of case #6, where it reached 6.6° and 7.4°, respectively, for Cobb and TK (Table 3).
Variability of the terms of the objective function
The output of each term of the objective function depended on screw pattern and correction objectives (tested independent variables), with an average value of 0.1 (± 0.0), 0.4 (± 0.9), 0.1 (± 0.1), and 0.1 (± 0.0) for the coronal, sagittal, transverse planes and for mobility (Table 4). The maximum variability was 0.1 for the coronal term (case #7), 3.0 for the sagittal term (case #7) and 0.2 for the transverse term (case #9). ϕ had an average overall variability of 0.5 (± 0.9); only cases #4 and #7 presented a higher variability (Table 4).
The percentage contribution of each term to the overall output varied from case to case. Considering the average of all screw patterns and correction objectives, the predominant component was the coronal for cases #1, #2 and #8, the sagittal for cases #4 and #7, the transverse for cases #5 and #9, and mobility for cases #3, #6 and #10 (Table 4).
Optimal screw pattern (and ID)—General trends
Among all the curves and the tested correction objectives, “CPAD” pattern was optimal in 39% of analyzed scenarios (43/110), followed by “CA” in 35% (38/110), “A” in 14% (15/110) and “B” in 13% (14/110). When grouping by ID, low-density patterns resulted optimal in 14% of analyzed scenarios (or 15/110), mid-density patterns in 74% (or 81/110) and high-density in 13% (14/110).
Optimal screw pattern (and ID)—Specific trends
The optimal pattern was unique for 50% of the patients. One specific mid-density pattern was optimal in three cases: “CA” for cases #5 and #7, “CPAD” for cases #2 and #9. The “B” high-density pattern was optimal for case #3. Multiple optimal patterns were found for the remaining patients, depending on the tested correction objectives (Table 5). The optimal pattern was within the mid-density range for cases #1 and #10. The optimum could span from low- to mid-density patterns both for cases #4 (“A”: 8/11, “CPAD”: 3/11) and #8 (“A”: 7/11, “CPAD”: 3/11, “CA”: 1/11). In case #6, the optimal pattern could span from mid- (“CA”: 8/11) to high-density (“B”: 3/11).
Data analysis
The ANOVA indicated that the output of the objective function was significantly affected by the specific curve (97%, p < 0.05), rather than by the correction objectives and the screw pattern/ID. When repeating the ANOVA for each term of the objective function, the specific curve could explain 36% (p < 0.05), 96% (p < 0.05) and 84% (p < 0.05) of the variability of the coronal, the sagittal and transverse terms, respectively; while the correction objectives could explain 56% (p < 0.05, higher than patient effect) of the coronal term and 7% (p < 0.05) of the transverse one; and the screw pattern/ID only explained an 8% (p < 0.05) of the coronal term.
Discussion
The present biomechanical study systematically compared five similar screw patterns and IDs (independent parameters), widely accepted among experienced spine surgeons [3, 5,6,7,8,9,10,11], while controlling the preparation technique (no osteotomies or ligament release), the instrumented levels and correction maneuvers (confounding parameters here constant). Conversely, traditional clinical studies included inhomogeneous hybrid patterns, various implant densities, fused levels and correction techniques [11, 15,16,17].
The first hypothesis that low- and high-density screw patterns would provide equivalent 3D correction was confirmed, as we did not find statistically significant differences on coronal, sagittal and transverse plane correction. This generally agrees with previous biomechanical studies on thoracic AIS curves describing concave rod rotation, en bloc derotation and eventual compression/distraction [2, 21, 22, 26]. Compared to our study (ID range 1.2–2; 10 fused levels), they considered also lower, but today less common, IDs (range 0.73–2; fused levels 10–11) [2, 26], reporting significant effects/correlations with ID only in few specific cases.
Our results are consistent with the MIMO prospective RCT on Lenke 1A curves, reporting equivalent coronal correction of MT Cobb (range 63%–67%) and unchanged TK using low-/high-densities [18], however, correction maneuvers and implant patterns were not documented. When considering concave rod rotation and eventual compression/distraction, published retrospective studies reported equivalent coronal (63%–76%) [4, 5, 10, 33,34,35], sagittal (TK change − 6°–14°) [4, 5, 10, 21, 33,34,35] and transverse plane correction (AVR change: 1°) [33] mixing various patterns and arbitrary definitions of low/high IDs. When considering our same set of maneuvers, an equivalent coronal correction (80%–84%) was again reported for relatively low IDs (1.1 vs. 1.3)[36]. Although we did not, they reported unsatisfactory sagittal restoration with lower IDs and small (5.5 mm) rod diameters, while a better TK with higher ID and bigger size (6.35 mm) rods [36]. Our same qualitative trend on TK, with a slight decrease in hyper-kyphotic curves and significant increase in hypo-kyphotic ones, have been reported [4, 21]. Although variations in the surgical technique and implants (i.e., rods contour/size) may explain some relative differences among studies [2], our analysis confirmed that screw pattern and ID play a minor contribution on correction, when pooling the correction maneuvers, the number of fused levels and using CoCr 5.5 mm rods. Based on preliminary simulations [41], we also ensured that the effect of rod diameter on 3D correction was even lower than the effect of screw pattern and ID herein presented. Considering the impact of using high-density constructs on increased surgery time, blood loss, complications and costs [14, 15, 34], using fewer implants to achieve adequate correction could be considered.
This paper provides an important novel contribution in that it identifies the optimal screw patterns and implant densities linked to specific correction objectives. Previous studies focused only on hybrid constructs, fixed implant pattern for each curve without modern derotation techniques [27,28,29]. The current study demonstrates that the choice of the same correction objectives would not result in the same optimal screw pattern in a representative cohort of ten thoracic curves, confirming our second hypothesis and supporting three ideas. Firstly, each curve is unique due to a combination of patient-specific variables (i.e., curve flexibility/extension, apex location), stressing on the need for a personalized approach to support the decision-making process for pre-operative surgical planning. Unfortunately, when comparing patients’ characteristics (i.e., curve flexibility, pre-op. Cobb, pre-op. thoracic kyphosis, pre-op. apical vertebral rotations, % coronal correction, variation in thoracic kyphosis, % transverse correction) with the characteristics of the screw patterns and IDs identified as optimal, we did not notice anything relevant. The ANOVA indicated that the objective function was significantly more affected by the specific curve (i.e., patient) rather than by the correction objectives and the screw patterns or IDs; therefore, we suspect that a higher number of curves would be needed to possibly assess how patients’ characteristics are associated with the optimal instrumentation strategy. As second, the identification of the optimal screw pattern/ID depends on subjective correction objectives with multiple optimal pattern being equally justified for the same curve. As the spectrum of surgical choices is wide [11, 12, 16, 17, 19, 20], only a systematic individualized approach like the one here proposed could help rationalizing the decision-making process and reduce its variability. As third, correction objectives have higher impact than the tested independent parameters on the optimization result. For instance, a too low weight factor may hide the effect of a clinically relevant (> 5°) variation of a specific deformity indices in a specific plane; vice versa, a too high weight factor may overweight the effect of a not clinically relevant (< 5°) variation in other plane. To avoid these situations and preserve useful information, the weight factors’ range could be limited depending on the variability of each corresponding 3D descriptor. This is expected to be clearer as multiple independent parameters (e.g., rods tracing and stiffness, the number of fused vertebrae, correction maneuvers, spine flexibility…), which are expected to have a much higher impact on 3D correction than screw pattern and ID alone, are included in the modelling.
The tested correction objectives were extracted from a survey at a period where surgeons were rating more the coronal plane (Table 2) [20, 28]. Nowadays, bi-planar low-dose radiography and transverse plane maneuvers are more established, while the attention on sagittal plane and balance is increasing [37]; therefore, correction perspectives could be different today.
Assumptions in the modeling may set some limitations on the results of this study. To limit the number of tested independent variables, the same number of fused levels, fixed screw patterns/ID and correction techniques were simulated for all cases. While, in reality, surgeons may adjust the surgical technique depending on the available anchoring points, curve flexibility and span a wider range of possibilities [2, 11, 26]. Additional factors, such the anchor type [27, 29, 38], rod characteristics (i.e., contour, material, diameter) [27, 39, 40], other surgical maneuvers (i.e., segmental derotation, in situ rod bending) [21], might affect the correction in the three anatomical planes. Moreover, changing the number of fused levels (upper/lower instrumented vertebrae) [27,28,29] would impact spine mobility in the objective function. Only a more general simulation study accounting for all the desired instrumentation parameters and their interactions, could establish how they would ensure an optimal correction [41].
The objective function here considered was limited to one key metric per plane describing the intraoperative condition, but it may be further expanded to include other spine descriptor, as well as other non-geometrical parameters (i.e., loads at implants/bone interface, loads on pedicle screws and spinal rods, loads on the anterior spine), which have already been reported in dedicated studies [2, 22, 25, 26]. The presented approach has the potential to be used in future complementary study to evaluate other research questions, such as the risks of failure due to postoperative functional loads arising during the everyday life activities. The developed optimization approach could be applied to any other Lenke curve type. Although these aspects would merit further investigation, the effect of our study assumptions on the final conclusions could be, nevertheless, considered as limited, given its comparative nature and its focus on screw pattern and ID.
To conclude, this biomechanical comparative study demonstrates that screw patterns with low (ID ≤ 1.4 screws/level) and high (ID ≥ 1.8) implant densities provide equivalent intraoperative correction in the three anatomical planes in a representative cohort of ten thoracic AIS curves. Moreover, the identification of the optimal screw pattern for every curve depends on surgeons’ preference regarding specific correction objectives.
The proposed patient-specific approach represents a promising tool to assess and optimize the surgery planning of complex spinal deformities including surgeon-dependent correction objectives.
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Funding
Open Access funding provided by Politecnico di Milano LLB: Canada First Research Excellence Fund through TransMedTech Institute Postdoctoral Fellowship. CEA: Natural Sciences and Engineering Research Council of Canada (NSERC)-Medtronic Industrial Research Chair in Spine Biomechanics, Canada Research Chair in Orthopedic Engineering.
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The enlisted authors contributed according to the listed criteria: LLB, ANL, CEA: Made substantial contributions to the conception or design of the work; or the acquisition, analysis, or interpretation of data; or the creation of new software used in the work. LLB, ANL, CEA: Drafted the work or revised it critically for important intellectual content. LLB, ANL, CEA: Approved the version to be published. LLB, ANL, CEA: Agree to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.
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ANL: funds apart from this study from Globus, Medtronic, Zimmer, and Orthopediatrics.
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La Barbera, L., Larson, A.N. & Aubin, CE. Correction objectives have higher impact than screw pattern and density on the optimal 3D correction of thoracic AIS: a biomechanical study. Spine Deform 9, 655–664 (2021). https://doi.org/10.1007/s43390-020-00275-2
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DOI: https://doi.org/10.1007/s43390-020-00275-2