Abstract
Vaccination reduces risk of infection, hospitalization, and death due to SARS-Cov2. Vaccinated patients may however experience severe SARS-Cov2 disease. The objective was to describe clinical features of vaccinated patients requiring intensive care unit (ICU) admission due to SARS-Cov2 infection and compare them to a published cohort of unvaccinated patients. We performed a multicenter cohort study of patients with severe SARS-Cov2 disease admitted to 15 ICUs in France between January and September 2021. 100 consecutive vaccinated patients (68 (68%) men, median age 64 [57–71]) were included. Immunosuppression was reported in 38 (38%) patients. Among available serologies at ICU admission, 64% exhibited an optimal antibody level. Median SOFA score at ICU admission was 4 [4–6.3] and median PaO2/FiO2 ratio was 84 [69–128] mmHg. A total of 79 (79%) and 18 (18%) patients received high flow nasal oxygen and non-invasive mechanical ventilation, respectively. Invasive mechanical ventilation (IMV) was initiated in 48 (48%) with a median duration of 11 [5–19] days. During a median ICU length-of-stay of 8 [4–20] days, 31 (31%) patients died. Age (OR per 5-years increment 1.38 CI95% [1.02–1.85], p = 0.035), and SOFA at ICU admission (OR 1.40 CI95% [1.14–1.72] per point, p = 0.002) were independently associated with mortality. When compared to a cohort of 1316 unvaccinated patients (72% men, median age 63 [53–71]), vaccinated patients exhibited less frequently diabetes (16 [16%] vs. 351 [27%], p = 0.029) but were more frequently immunosuppressed (38 [38%] vs. 109 (8.3%), p < 0.0001), had more frequently chronic kidney disease (24 [24%] vs. 89 (6.8%), p < 0.0001), chronic heart failure (16 [16%] vs. 58 [4.4%], p < 0.0001), and chronic liver disease (3 [3%] vs. 8 [0.6%], p = 0.037) compared to unvaccinated patients. Despite similar severity, vaccinated patients required less frequently IMV at ICU day 1 and during ICU stay (23 [23%] vs. 785 [59.7%], p < 0.0001, and 48 [48%] vs. 930 [70.7%], p < 0.0001, respectively). There was no difference concerning ICU mortality (31 [31%] vs. 379 [28.8%], p = 0.64). Severe SARS-Cov2 infection after vaccination occurs mainly in patients with immunosuppression, chronic kidney, heart or liver failure. Age and disease severity are independently associated with mortality.
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Introduction
Severe Acute Respiratory Syndrome-Coronavirus 2 (SARS-Cov2) pandemic is one of the most challenging health situation that has developed over the past decades, with more than 300 million confirmed cases and more than 5 million deaths at the beginning of year 20221. A cornerstone of pandemic control is the widespread administration of vaccines. Vaccination objectives are to prevent infection and spreading but also to prevent severe infection requiring hospitalization and intensive care unit (ICU) admission.
In Western countries, vaccination programs started between December 2020 and January 2021. The main achievement in the face of this global challenge has been the decrease in the number of hospitalizations2. However, there are increasing reports of breakthrough infection among persons who have been vaccinated against the SARS-Cov23,4,5,6. Most of these reports are population-based and do not give the clinical picture of vaccinated patients who develop severe disease requiring ICU admission. Given the evolution of the pandemic and widespread vaccination, data are needed to identify patients at higher risk of severe infection despite repeated vaccination.
Our objective was to report the clinical picture, management and outcomes of patients vaccinated against SARS-Cov2 and who developed a severe SARS-Cov2 infection requiring ICU admission. The secondary objective was to compare those patients with unvaccinated SARS-Cov2 critically ill patients to help to guide public policies in higher risk patients.
Results
Study population
The first 100 consecutive vaccinated patients admitted for the management of SARS-Cov2 pneumonia in the participating ICU were included between January and September 2021, including 68 (68%) men and with a median age of 64 [57–71] years (Table 1). Main comorbidities and severe SARS-Cov2 infection risk factors were hypertension in 47 (47%) patients, obesity in 40 (40%) patients, immunosuppression in 38 (38%) patients, dyslipidemia in 23 (24%) patients, chronic kidney disease in 24 (24%) patients, diabetes in 16 (16%) patients, and chronic heart failure in 16 (16%) patients. Main immunosuppression causes were solid organ transplantation in 17 (17%) patients, including kidney transplantation in 12 patients, liver transplantation in 3 patients and heart transplantation in 2 patients; solid cancer in 11 (11%) patients; hematological malignancies in 9 (9%) patients; auto-immune diseases in 3 (3%) patients, including one rheumatoid arthritis, one systemic sclerosis, one myasthenia gravis; and one Bruton agammaglobulinemia. No patient had a previously documented SARS-Cov2 infection before the ICU associated episode.
Vaccination
Among all patients, 80 (80%) had received at least one injection, 18 (18%) two injections, and 2 (2%) three injections. Among the 80 patients with one injection, 73 (91%) presented the first SARS-Cov2 infection symptoms at least 14 days after the injection. Vaccines were distributed as following: comirnaty in 74 (74%) patients, ChAdOx1-S in 20 (20%) patients, mRNA-1273 in 4 (4%) patients, and Ad26COV2.S in 2 (2%) patients. Serological status for SARS-Cov2 at ICU admission was available in 14 (14%) patients and, among them, 9 (64%) exhibited a positive SARS-Cov2 serology.
ICU admission and management
Among all patients, 98 (98%) were admitted for the management of acute respiratory failure and 2 (2%) for the management of cardiac arrest. Median SOFA and SAPS II scores at ICU admission were 4 [4–6.25], and 32 [27–42], respectively. Respiratory supports at ICU admission and during ICU stay are displayed in Table 2. All patients received standard oxygen therapy. Median PaO2/FiO2 ratio at ICU admission was 84 [69–128] mmHg. High flow nasal oxygen and non-invasive mechanical ventilation were implemented in 79 (79%) and 18 (18%) patients, respectively. Mechanical ventilation was initiated in 48 (48%) with a median duration of 11 [5–19] days. Acute kidney injury was diagnosed in 25 (25%) patients and 11 (11%) required renal replacement therapy. At ICU admission, 13 (13%) patients required vasopressors and 18 (18%) other patients developed a shock during ICU management.
For the SARS-Cov2 pneumonia specific treatment, 88 (89%) patients received dexamethasone during 10 [10] days, and 30 (30%) patients received tocilizumab. Convalescent patients’ plasma and specific monoclonal antibodies were administered to 9 (9%) and 4 (4%) patients, respectively.
Outcomes
During a median ICU length-of-stay of 8 [4–20] days, 34 (34%) patients exhibited a respiratory superinfection, and 31 (31%) patients died (Table 2). Main causes of death were refractory ARDS in 16 (52%) patients, multi-organ failure in 11 (35%) patients, limitation of life support because of an expected poor outcome in 3 (10%) patients, and septic shock secondary to ventilator-acquired pneumonia in one (3%) patient. In univariate analysis, age (OR 1.39 CI95% [1.08–1.78] per 5-years increment, p = 0.011), cardiovascular risk factors (OR 3.68 CI95% [1.40–9.66], p = 0.008), and SOFA at ICU admission (OR 1.39 CI95% [1.14–1.68] per point, p = 0.001) were associated with mortality (Table 3). In multivariate analysis, age (OR 1.38 CI95% [1.02–1.85] per 5-years increment, p = 0.035), and SOFA at ICU admission (OR 1.40 CI95% [1.14–1.72] per point, p = 0.002) were independently associated with mortality (Fig. 1).
Comparison with unvaccinated patients
Comparison with a published cohort of SARS-Cov2 critically-ill unvaccinated patients is displayed in Table 4. Patients were comparable for demographic data with similar age, gender, and BMI. Vaccinated patients exhibited less frequently diabetes (16 [16%] vs. 351 [27%], p = 0.019) but more frequently immunosuppression (38 [38%] vs. 109 (8.3%), p < 0.0001), chronic kidney disease (24 [24%] vs. 89 (6.8%), p < 0.0001), chronic heart failure (16 [16%] vs. 58 [4.4%], p < 0.0001), and chronic liver disease (3 [3%] vs. 8 [0.6%], p = 0.037). Severity, assessed by SOFA at ICU admission, was similar between the two groups (4 [4–6] vs. 4 [3–6], p > 0.99). Vaccinated patients had a significantly lower PaO2/FiO2 ratio at ICU admission (84 [69–128] vs. 125 [90–180], p < 0.0001). Despite similar severity, vaccinated patients required less frequently IMV at ICU day 1 and during ICU stay (23 [23%] vs. 785 [59.7%], p < 0.0001, and 48 [48%] vs. 930 [70.7%], p < 0.0001, respectively). There was no difference concerning ICU mortality (31 [31%] vs. 379 [28.8%], p = 0.72).
Discussion
In this multicenter cohort study, we retrospectively identified vaccinated critically-ill SARS-Cov2 patients with data prospectively collected in each center. We sought to describe their clinical features, management, identify factors associated with mortality, and to compare these patients with critically-ill unvaccinated patients. We found that nearly 40% of vaccinated critically-ill SARS-Cov2 patients had underlying immunosuppression. Nearly half of the patients required mechanical ventilation. Age and severity at ICU admission were independently associated with mortality. Despite similar demographics and severity at ICU admission and lower PaO2/FiO2 ratio, vaccinated patients required less often mechanical ventilation as compared to critically-ill SARS-Cov2 unvaccinated patients.
Recent large cohorts have described the occurrence of SARS-Cov2 infection in vaccinated patients. In a Scottish prospective study, it was reported that < 0.1% of the population was admitted to the hospital or died due to SARS-Cov2 infection3. They identified older age (≥ 80 years), comorbidities, recent hospitalization, socioeconomic disadvantage, and being an ex-smoker as risk factors for post-vaccination SARS-Cov2 infection. In this cohort, critically-ill patients were not described. Another large cohort population compared the risk of developing severe/critical disease between vaccinated and unvaccinated veterans6. Vaccination was protective against critical disease (OR 0.55 CI95% [0.45–0.68]) whereas age and comorbidities accumulation (OR 1.25 CI95% [1.11–1.41] per 10-years and OR 2.85 CI 95% [1.49–5.43], respectively) were poor prognosis factors. ICU management and clinical picture of critically-ill patients were not provided. An English national cohort reported various conditions, including Down’s syndrome, kidney transplantation, sickle cell disease, care home residency, chemotherapy, AIDS, liver cirrhosis, neurological conditions, transplantation, chronic kidney disease, and cardiovascular risk factors as associated with mortality due to SARS-Cov2 infection in vaccinated patients7. However, this cohort included elderly patients with most deaths (78%) occurring after 80 years-old. Most of these elderly and comorbid patients could have not been eligible to ICU admission and information provided by these cohorts differ from our results.
In our cohort, age and disease severity were associated with mortality. Comorbidities were not associated with mortality, as previously reported3,7,8. However, these findings were reported in general population. As we report patients admitted to ICU, patients with more comorbidities might have been denied from ICU admission because of an expected poor outcome. One other study and one other letter have pointed out that critically-ill vaccinated patients were older, more comorbid, without a higher ICU-mortality9,10.
Vaccination has proven effective in preventing symptomatic SARS-Cov2 infection, hospitalization, and severe disease. Despite these elements, few vaccinated patients continue to develop severe disease requiring ICU admission. In our study, when compared to unvaccinated critically-ill patients and despite similar severity at ICU admission, vaccinated patients required less often mechanical ventilation but had a similar death ratio. We could hypothesize that vaccination could inflect the disease course in ICU-admitted patients.
There is a need to better understand these patients’ condition and to identify risk factors of developing severe SARS-Cov2 infection after vaccination. Serological response has been proposed as a surrogate marker of disease risk after vaccination with various cut-off limits11,12,13,14. However, more recent studies revealed the imperfect correlation between post-vaccination serological response and disease risk15. Neutralizing antibodies titer may decrease over time but does not necessary reflect a higher risk of infection as anamnestic antibody response may occur lately in case of re-exposition16,17,18. A correlate of protection for SARS-Cov2 vaccines is urgently needed19. In our study, 64% of patients with a serological status at ICU admission had a positive serology after vaccination and before the occurence of severe infection. These results are in line with another cohort evaluating the antibodies titer at ICU admission in vaccinated patients4. Altered antibody generation might reflect a defective germinal center response in some immunocompromised patients with altered cellular response20. Cellular response assessment based on interferon-gamma release assays has been proposed to identify a correct response in patients with deficient humoral response21,22. In our study, we identified patients with immunosuppression or chronic kidney, heart or liver failure as at higher risk to required ICU admission for the management of post-vaccination SARS-Cov2 infection. Solid organ transplantation, solid cancer, and hematological malignancies outnumbered the other causes of immunosuppression, including systemic diseases. These results are in line with other studies pointing out that, despite the use of similar immunosuppressive drugs, patients with rheumatic and musculoskeletal diseases generally do not exhibit a higher risk of SARS-Cov2 infection even in patients with low antibody response23. Recent studies reported that SARS-Cov2 vaccination induces immunological T-cell memory able to cross-recognize SARS-Cov2 variants from Alpha to Omicron, despite the Omicron variant escaping neutralizing antibodies24,25,26.
Our study has several strengths. It is one the first study to precisely describe the clinical picture of vaccinated critically-ill SARS-Cov2 patients. It might help to identify patients requiring extra-vaccination preventive measures. It confirms the benefit of vaccination, even in most severe patients. We also acknowledge several limits. Vaccinated patients were identified retrospectively. However, data on critically-ill SARS-Cov2 patients are prospectively collected in each participating center. It suggests that very few vaccinated patients may have been missed for inclusion. We compared our cohort with an already published Spanish national cohort. This cohort was interesting because including only ICU-admitted patients. We chose to exclude first waves patients and to compare with the second/third wave of patients because resuscitation practices were more similar with our practices over the same period in 2021. This way, we believe our results are more applicable. However, differences in standard of care between countries and period may bias some of the results, including the use of non-invasive ventilation devices.
Conclusion
Severe SARS-Cov2 infection occurs post-vaccination essentially in patients with immunosuppression, chronic kidney, heart or liver failure. Age and disease severity are independently associated with mortality. Vaccination might inflect the disease course, even in critically-ill patients.
Methods
This study was approved by the French Intensive Care Society Ethics Committee (#21–51) on May the 17th 2021, and received an authorization to use patients’ data from the French Data Protection Agency. According to French law, a waiver of informed consent was obtained (French Intensive Care Society Ethics Committee (#21–51)). All methods were performed in accordance with the relevant guidelines and regulations.
Study design, setting, and population
We conducted a multicenter retrospective cohort study in 15 French ICUs (see Supplementary Appendix: e-Table 1). We identified all adults (≥ 18 years of age) admitted to the participating ICUs between January 1, 2021, and September 1, 2021, and infected with SARS-Cov2. Sample size was defined by the number of consecutive patients with inclusion criteria, admitted to ICU during the study period. All patients’ medical records were reviewed by the local investigator to check the SARS-Cov2 vaccine status. Each selected records were reviewed by 2 investigators (AM and AF) to confirm the inclusions criteria. The diagnosis of SARS-Cov2 pneumonia was made if the patient presented respiratory symptoms and a SARS-Cov2 positive PCR in nasal swab or respiratory samples. Vaccination status was defined according to patients and/or patients’ relatives declaration. All patients with at least one SARS-Cov2 vaccine injection were included. Patients were considered efficiently vaccinated if there was a 14-day minimum delay between first vaccine injection and first SARS-Cov2 infection symptoms. This definition was used in population-wide cohorts3,7.
Data collection
For each patient, data were extracted manually from the medical chart. We obtained data for baseline patient characteristics, including demographics, comorbidities, chronic medications, and past medical history. Clinical and laboratory data, and imaging were extracted from the medical charts. High risk factors for severe SARS-Cov2 infection were retrieved, including immunosuppression, chronic kidney disease, diabetes, hypertension, and obesity. Obesity was defined as a body mass index (BMI) ≥ 30 kg/m2. Immunosuppression was defined as chronic use of steroids (> 3 months of more or equal to 7.5 mg/day of prednisone) or other immunosuppressive drugs, solid organ transplantation, HIV infection, hematologic malignancy or solid tumor active or treated by chemotherapy during the past 5 years. Disease severity was assessed using the Sequential Organ Failure Assessment (SOFA) and simplified Acute Physiology Score (SAPS II) at day 1 after ICU admission27,28. Patients were classified as having acute respiratory distress syndrome (ARDS) according to the Berlin definition29. Hypoxemia severity was assessed using the PaO2/fraction of inspired oxygen (FiO2) ratio30. Acute kidney injury was defined according to the Kidney Disease Improving Global Outcomes criteria31. We extracted the use of life-sustaining treatments (i.e., standard oxygen therapy, noninvasive or invasive mechanical ventilation, high flow nasal oxygen [HFNO], renal replacement therapy, and vasopressors) from medical chart. Therapeutic regimens were reported, including antiviral therapy (molecule, dose, and length of treatment), the use of steroids, tocilizumab, convalescent plasma treatment. Two physicians (AM and AF) assessed outcomes by reviewing the medical charts or contacting the local investigator, concerning ICU and hospital mortality.
Comparison with unvaccinated critically-ill SARS-Cov2 patients
In order to compare presentation and outcomes between vaccinated and unvaccinated critically-ill SARS-Cov2 patients, our cohort was compared to a large European cohort of wave 2/3 critically ill SARS-Cov2 patients32. Data were extracted from the publication and compared to our cohort to identify differences in demographics, presentation, and outcomes of vaccinated and unvaccinated patients.
Statistical analysis
Categorical variables are summarized as counts (percentages), and continuous variables are summarized as medians (interquartile ranges, IQR). Factors associated with hospital mortality were examined in univariable analysis using logistic regression models. An adjusted multivariable model was selected using a stepwise procedure based on Akaiké’s information criterion. For continuous variable, the log-linearity assumption was checked by comparing linear modeling with models using restricted cubic splines. Results of this in-hospital mortality analysis are reported with odds ratios and their 95% confidence intervals. For the comparison of our cohort with Carbonell et al.’s 2/3 wave cohort32, count data were retrieved from their results tables and straightforwardly compared using standard χ2 test, or Fisher’s exact test whenever χ2 test was not valid. For quantitative variables, given that Carbonell et al.’s reported them as medians (IQR), and that we did not have access to individual data from their cohort, we used z-tests assuming roughly normal-distributed variables (medians roughly equal to means, computing estimated standard deviations from the IQR boundaries). Detailed calculations are available in supplementary material (e-Table 2). All tests were two-sided at the 5%-level. Analyses were performed using R statistical platform, version 4.0.1.
Data availability
The datasets used and/or analyzed during the current study are available from the corresponding author on reasonable request.
Abbreviations
- AKI:
-
Acute kidney injury
- ARDS:
-
Acute respiratory distress syndrome
- BMI:
-
Body mass index
- CI95%:
-
Confidence interval 95%
- FiO2 :
-
Fraction of inspired oxygen
- HFNO:
-
High-flow nasal oxygen
- ICU:
-
Intensive care unit
- IQR:
-
Interquartile ranges
- IMV:
-
Invasive mechanical ventilation
- NIV:
-
Non-invasive mechanical ventilation
- OR:
-
Odd-ratio
- SARS-Cov2:
-
Severe acute respiratory syndrome coronavirus 2
- SOFA:
-
Sequential organ failure assessment
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A.M., A.F., and D.S. have made substantial contributions to the conception, the design of the work, the acquisition, analysis, interpretation of data; have drafted the work and substantively revised it AND have approved the submitted version (and any substantially modified version that involves the author’s contribution to the study); AND have agreed both to be personally accountable for the author’s own contributions and to ensure that questions related to the accuracy or integrity of any part of the work, even ones in which the author was not personally involved, are appropriately investigated, resolved, and the resolution documented in the literature. L.B. has made substantial contributions to the analysis, interpretation of data; has substantively revised the work; AND has approved the submitted version (and any substantially modified version that involves the author’s contribution to the study); AND has agreed both to be personally accountable for the author’s own contributions and to ensure that questions related to the accuracy or integrity of any part of the work, even ones in which the author was not personally involved, are appropriately investigated, resolved, and the resolution documented in the literature. A.S.M., B.J., E.J., C.B., M.D., N.D.P., L.Z., L.A., D.R., L.C., E.D.M., S.B., C.P., T.P., P.C. have made substantial contributions to the acquisition of data; have substantively revised the work; AND have approved the submitted version (and any substantially modified version that involves the author’s contribution to the study); AND have agreed both to be personally accountable for the author’s own contributions and to ensure that questions related to the accuracy or integrity of any part of the work, even ones in which the author was not personally involved, are appropriately investigated, resolved, and the resolution documented in the literature. All authors revised and approved the submitted version of the manuscript.
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Mirouse, A., Friol, A., Moreau, AS. et al. Severe SARS-Cov2 pneumonia in vaccinated patients: a multicenter cohort study. Sci Rep 13, 1902 (2023). https://doi.org/10.1038/s41598-023-29131-9
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DOI: https://doi.org/10.1038/s41598-023-29131-9
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