Abstract
Tropical South American climate is influenced by the South American Summer Monsoon and the El Niño Southern Oscillation. However, assessing natural hydroclimate variability in the region is hindered by the scarcity of long-term instrumental records. Here we present a tree-ring δ18O-based precipitation reconstruction for the South American Altiplano for 1700–2013 C.E., derived from Polylepis tarapacana tree rings. This record explains 56% of December–March instrumental precipitation variability in the Altiplano. The tree-ring δ18O chronology shows interannual (2–5 years) and decadal (~11 years) oscillations that are remarkably consistent with periodicities observed in Altiplano precipitation, central tropical Pacific sea surface temperatures, southern-tropical Andean ice core δ18O and tropical Pacific coral δ18O archives. These results demonstrate the value of annual-resolution tree-ring δ18O records to capture hydroclimate teleconnections and generate robust tropical climate reconstructions. This work contributes to a better understanding of global oxygen-isotope patterns, as well as atmospheric and oceanic processes across the tropics.
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Introduction
The hydroclimate of tropical South America is modulated by the South American Summer Monsoon (SASM) which in turn can be largely influenced by the El Niño Southern Oscillation (ENSO)1,2. Extreme precipitation and drought events, resulting from the combined influence of ENSO and SASM variability, affect human activities and ecosystems in tropical and subtropical South America. Major droughts have severe environmental and socioeconomic consequences with agricultural losses threatening food security3,4. The effects of floods, caused by extreme precipitation events, include population displacement, poor sanitation, land degradation and infrastructure damage, among others5,6. In the southern tropical Andes (~8°S–24°S), climate is particularly variable in time and space due to the interaction between the atmospheric circulation and the complex topography of the region. Additionally, due to a paucity of multi-decadal instrumental observations, characterisation of natural variability is highly uncertain, complicating the assessment of current and future changes in hydroclimatic conditions7,8,9,10. Paleoclimatic records located in the southern tropical Andes are key to reconstruct local and regional hydroclimate, determine the driving mechanisms of recent variability, and provide information to validate global climate models.
Stable oxygen isotope records (δ18O) retrieved from natural archives such as tree rings, corals, ice cores, speleothems, and lake sediments, contain valuable information on local and regional hydroclimate variations11. Coral δ18O records in the tropical Pacific Ocean have provided insights on ENSO variability12,13,14 as well as decadal teleconnections between Atlantic and Pacific Oceans in the last century15. Ice core, speleothem, and lake sediment δ18O records in the tropical Andes have been successfully utilised to report past hydroclimate variability at centennial to multi-millennial time scales16,17,18. Tree-ring δ18O records have demonstrated potential to assess annual-resolution hydroclimate changes for the last 40–200 years in tropical South America19,20,21,22,23,24,25,26. However, multi-century climate reconstructions based on tree-ring δ18O chronologies have not yet been developed for the Altiplano, a high-elevation plateau located in the southern tropical Andes.
In the South American Altiplano, more than 80% of the annual precipitation falls during December, January, February, and March (DJFM), coincident with the mature phase of the SASM27. Most moisture that feeds this summer precipitation is sourced from air masses originating in the tropical Atlantic Ocean, recycled over the Amazon basin and transported toward the Altiplano10,28. Prevailing easterly winds at lower to middle levels of the troposphere (~925–500 hPa) transport moisture towards the continental interior and upslope of the Andes29. Precipitation events during summer are related to the formation of the Bolivian High, an upper-level (~200 hPa) anticyclonic circulation over Bolivia, that facilitates the moisture transport to the eastern flanks of the Andes along its northern side. Conversely, dry periods during the summer are tied to anomalous intensification of upper-level westerly winds30. At interannual timescales, sea surface temperature (SST) anomalies in the Pacific and Atlantic Oceans perturb the atmospheric circulation and influence precipitation over the Altiplano. Warmer than average central Pacific SST (i.e. El Niño-related anomalies) tends to favour upper-tropospheric westerlies aloft the Altiplano and the anomalous Walker circulation promotes subsidence over the western equatorial Atlantic and the SASM regions, thereby reducing moisture influx from the Atlantic toward the Amazon basin and the Altiplano2,31.
The tree-ring δ18O record retrieved from Polylepis tarapacana, a species distributed across the South American Altiplano, has recently emerged as a proxy for precipitation variability over the Altiplano32,33. This record reflects a combination of isotopic fractionation (Rayleigh distillation) over the south-western Amazon basin upstream of the Altiplano, local precipitation amount, and other processes before and after plant water uptake that enhance the precipitation signal33. Through Rayleigh distillation the H218O isotopologues of water, with lower saturation vapour pressure and heavier mass than H216O, condensate and precipitate preferentially. Strong convection and precipitation over the Amazon during the SASM largely aid in the removal of heavy water isotopologues from the air mass, and the remaining water vapour has a lower 18O/16O ratio than the water that condenses as rain. As precipitation increases upstream of the Altiplano (i.e. Bolivian lowlands and southwestern Brazil), the remaining water vapour becomes more depleted in heavy isotopes (e.g. refs. 34,35,36). Thus, in years with enhanced rainout upstream, the depleted water vapour in the air masses that further reach the Altiplano will condensate as precipitation, leading to a more negative isotopic composition of precipitation (δ18Op) in this region33. This δ18Op signal is further combined with a local precipitation amount effect, whereas more precipitation over the Altiplano results in more depleted δ18Op33. Indeed, annual δ18Op minima are coincident with annual maxima in easterly winds, increased deep convection and local annual precipitation maxima37.
The absolute δ18O values in plants differ from δ18Op due to evaporative fractionation processes before and after plant water uptake38. The infiltrated surficial water carrying the δ18Op signal can become enriched in 18O as a result of evaporation (i.e. H216O evaporates preferentially due to its lighter weight39). Soil water is then absorbed by the roots and transported through the xylem towards the leaves. Because no fractionation takes place during plant water uptake, xylem and soil water share the same δ18Op signal. Evaporative fractionation at the leaf level occurs during transpiration through the stomata. This evapotranspiration process can therefore increase the proportion of the heavy isotope in the leaf water and subsequent sugars formed during photosynthesis40. Finally, during cellulose formation, oxygen exchanges between intermediate sugar components and xylem water can occur (e.g. ref. 41), a process that can reinforce the δ18Op signal in tree-ring cellulose because, as stated above, xylem and soil water have similar δ18Op signals.
In the South American Altiplano, the existence of the long-lived tree species Polylepis tarapacana, which can reach an age up to 750 years42, has enabled the development of multi-century hydroclimate reconstructions based on its ring-width variability43,44. While tree-ring width of this species is related to previous growing season precipitation45, the tree-ring δ18O of Polylepis tarapacana is sensitive to current growing-season climate, showing strong negative correlations with rainfall during the current growing season32,33. This relationship between growing season precipitation and tree-ring δ18O was shown to be consistent along a latitudinal-aridity gradient across the Altiplano32, with the highest correlations occurring within the summer rainy season in January, February and March (JFM), providing initial evidence that tree-ring δ18O may be a powerful proxy to understand both past and present precipitation variability across the Altiplano. The climate signal recorded in the Polylepis tarapacana tree-ring δ18O provides a new opportunity to develop complementary precipitation reconstructions for this tropical Andean region. Here we use tree-ring δ18O to reconstruct SASM season precipitation in the southern tropical Andes from 1700 to 2013. Our tree-ring δ18O-based reconstruction captures easterly 200 hPa wind flow and convective activity related with precipitation events over the Altiplano region. Interannual (2–5 years) and decadal (~11 years) oscillations in the record are shared with instrumental precipitation and tropical Pacific SST in the Niño 3.4 and Niño 4 regions. The tree-ring δ18O decadal frequency is remarkably consistent with decadal periodicities in southern-tropical Andean ice core δ18O and tropical Pacific coral δ18O archives, demonstrating the capacity of δ18O records to capture decadal-scale hydroclimate teleconnections. The high sensitivity to SASM and SST interannual and decadal variability highlights the value of tree-ring δ18O records to generate more robust tropical climate reconstructions.
Results
Signal-strength of the tree-ring δ 18O chronology
Analysing individual and annually resolved tree-ring series is essential in dendrochronological research because it allows to assess the strength of the common signal shared by individual series and the quality of the record through time. The tree-ring δ18O chronology, based on individual tree-ring δ18O series from five Polylepis tarapacana trees, shows an average correlation coefficient between trees (rbar) of 0.75 and expressed population signal (EPS) of 0.94 for the entire period 1700–2013 (Fig. 1a). These statistics indicate a common signal shared between individual δ18O tree series, likely reflecting a strong climate signal retained by the δ18O chronology through time. This common climate signal is reflected by significant correlations between the tree-ring δ18O chronology and gridded precipitation datasets across the southern tropical Andes (Fig. 1b, c) and gridded SST in the central tropical Pacific (Fig. 1c) during the summer season. The tree-ring δ18O chronology is negatively correlated with DJFM precipitation from the Climate Research Unit (CRU) and the Climate Hazards Group InfraRed Precipitation with Station (CHIRPS) (Fig. 1b, c). Figure 1c shows that tree-ring δ18O provides a good spatial representation of CRU rainfall across the Altiplano for the period 1901–2013, with significant correlations covering areas of southern Peru, northern Chile, western Bolivia and northwestern Argentina, also expanding into central Argentina. The tree-ring δ18O chronology is positively related with DJFM SST across tropical regions, most significant in the central Pacific, western tropical Atlantic and western Indian Ocean, for the period 1901–2013 (Fig. 1c). These results reveal local, regional and global scale hydroclimate variability imprinted in the δ18O chronology.
Interannual and decadal climate signal of the tree-ring δ 18O chronology
Using multi-taper and wavelet methods we identify interannual to decadal periodicities in the tree-ring δ18O and instrumental data. The multi-taper method identifies significant interannual (2–5 years) oscillations in our tree-ring δ18O chronology over the period 1700–2013 (Fig. 2a). Consistent with these results, the wavelet analysis of our tree-ring δ18O chronology shows similar results at the interannual time scale (Fig. 2b). A similar interannual oscillatory peak (3 years) is shown in Fig. 2c for the observed 1961–2007 precipitation record (>90% confidence level). As expected, SSTs in the Niño 3.4 and Niño 4 regions have significant (>95% confidence level) interannual oscillatory peaks of 2–7 years for 1854–2019 (Fig. 2c). We find a prominent 10–11-year spectral peak in our tree-ring δ18O chronology (Fig. 2a, b). Decadal-interdecadal frequencies from 10 to 14 years are also significant for SST in the Niño 3.4 region (>90% confidence level), and particularly prominent for SST in the Niño 4 region (>95% confidence level) (Fig. 2c).
The consistency between the instrumental records and the tree-ring δ18O chronology is further supported by the results of the wavelet coherence analysis (Fig. 2d, e). The tree-ring δ18O chronology is significantly anti-phased with DJFM instrumental precipitation at interannual (2–7 years) and decadal (8–16 years) time scales (Fig. 2e). At interannual periods (2–6 years) tree-ring δ18O is in-phase with SSTs in the Niño 3.4 and Niño 4 regions, while at decadal (8–16 years) and multidecadal (16–32 years) periods it is more related with SST in the Niño 4 region (Fig. 2d, e). These results collectively indicate that the interannual and decadal properties of the instrumental precipitation and SST records are well reflected in our tree-ring δ18O record.
The precipitation reconstruction
A skilful summer precipitation reconstruction for the period 1700–2013 was developed from the tree-ring δ18O chronology derived from five Polylepis tarapacana tree individuals (Fig. 3). The final R2 between our tree-ring δ18O precipitation reconstruction and the instrumental precipitation period 1961–2007 is 0.56, indicating that the reconstruction explains 56% of the precipitation variability in this region (Fig. 3 a, b). The robustness of the precipitation reconstruction can be further evaluated by calculating the coefficients of determination (r-squared) during multiple block calibration and verification periods (see Methods). The median calibration r-squared (CRSQ) for the 38 participating models is 0.49 during the 37-year calibration period, and the median verification r-squared (VRSQ) for the 38 participating models is 0.62 over the 10-year verification period (Fig. 3c). Positive median values of the reduction of error statistic (VRE = 0.55), and the coefficient of efficiency (VCE = 0.43) further support the robustness of this reconstruction.
Table 2 shows the extreme years and periods with below and above average precipitation from our reconstruction. Consecutive years of low precipitation values (<0.1 percentile) include 1719–1723, 1779–1780, 1810–1813, 1860–1861, 1900–1901, 1902–1904. Consecutive years of high precipitation values (>0.9 percentile) include 1703–1705, 1730–1733, 1742–1744, 1862–1863, 1882–1884, 1973–1974. Long periods of overall dry conditions (lower than the mean and lasting more than 9 years) include 1709–1727, 1766–1818, 1895–1964, 1992–2012. Long periods of overall wet conditions (higher than the mean) lasting 9 or more years, include 1700–1708, 1728–1765, 1819–1849, 1855–1894, 1965–1991.
The precipitation reconstruction and its relation with instrumental observations and paleo-proxies
Based on the decadal signal shared by the tree-ring δ18O and instrumental data (Fig. 2), a band-pass filter of 9–14 years was applied to tree-ring δ18O-based reconstructed and instrumental precipitation, SST in El Niño regions, ice core and coral δ18O paleo-records. The 9–14 year filtered precipitation reconstruction is consistent with the filtered series of instrumental precipitation (r = 0.92 for the calibration-validation period 1961–2007), Pacific SST over the Niño 3.4 (r = −0.53) and Niño 4 (r = −0.56) regions, as well as the Central-Andean ice core δ18O (r = 0.84) and the tropical Pacific coral δ18O records (r = 0.51) (Fig. 4). For the correlation coefficients to be comparable, the Pearson correlation coefficient is calculated for the common period 1886–2009, except for the instrumental precipitation which is calculated over the period 1961–2007. All Pearson correlation coefficients (r) are significant at the 99% significance level, considering the effective numbers of degrees of freedom (Eq. (1)).
The 9–14-year filtered DJFM precipitation reconstruction adequately represents the amplitude of instrumental precipitation variations (Fig. 4a). The amplitude of tropical Pacific SST is also well represented, particularly during the last century, although a decoupling between the phasing of the time series is evident during 1930–1950 (Fig. 4b, c), also present in the δ18O Pacific coral records (Fig. 4e). The amplitude of the decadal variability of the precipitation reconstruction is coherent with the δ18O Central-Andean ice core record during 1700–1750, around 1800s and after the 1900s (Fig. 4d).
Gridded datasets for precipitation, Outgoing Longwave Radiation (OLR), and 200 hPa zonal and meridional winds, were correlated and regressed separately with instrumental DJFM precipitation (Fig. 5a–c) and our reconstruction (Fig. 5d–f) for the period 1981–2013. The results reveal that our reconstruction has similar regional correlation patterns as the instrumental data. As expected, the instrumental record is consistent with gridded precipitation over the Altiplano, as shown by the significant and positive correlations with the CHIRPS dataset (Fig. 5a). This relationship, found using the instrumental record, is also shared by our precipitation reconstruction and it extends towards the Amazon region in both cases, although our reconstruction reported weaker correlations in this region (Fig. 5d).
Negative correlations between our instrumental DJFM precipitation record and the OLR field are indicative of enhanced convective activity associated with periods of stronger rainfall, at local to regional spatial scales (Fig. 5c). In line with the results for gridded precipitation, the signal over the Amazon basin is present in the instrumental correlation (Fig. 5c) but weaker in our reconstruction (Fig. 5f). One of the main drivers for local convection is the anomalous easterly flow over the latitudinal band aloft the Altiplano, a signal that is observed in both instrumental and reconstructed records considering the regression field with the upper-level winds at 200 hPa (Fig. 5b, e).
Field correlations between our tree-ring δ18O-based DJFM precipitation reconstruction and the reconstructed Palmer Drought Severity Index (PDSI) for the period 1700–1999 show a remarkable regional consistency (Fig. 6) between these two records. Positive correlation coefficients of r ~ 0.4 are shown for the period 1700–1999 for the Altiplano of Peru, Bolivia, Chile, and Argentina, but also over adjacent lowland areas of Bolivia, northwestern Argentina and northwestern Paraguay. Significant negative correlation coefficients are found over south-eastern Paraguay, south-eastern Brazil, northern Uruguay and the northeastern tip of Argentina, capturing the summer west-east rainfall dipole pattern in tropical South America.
Discussion
Assessing natural precipitation variability and the role of tropical Pacific Sea Surface Temperatures (SST) on tropical South American hydroclimate is hindered by the scarcity of long-term instrumental records. Here we present an annually resolved tree-ring δ18O-based precipitation reconstruction for the South American Altiplano for the period 1700–2013 C.E. The precipitation record is developed by measuring the δ18O in cellulose from individual tree rings of five Polylepis tarapacana trees, and subsequently analysing the climate signal embedded in the resulting chronology. The reconstruction explains 56% of variability of the summer (DJFM) precipitation instrumental record and faithfully represents its relationships with general atmospheric circulation patterns. Our tree-ring δ18O precipitation reconstruction shows a good agreement with observed local-to-regional precipitation and tropical Pacific SST, as well as independent tree-ring width, ice core δ18O and coral δ18O paleorecords, highlighting its value as a paleoproxy for Altiplano precipitation and its regional forcings.
Three hundred years of Altiplano hydroclimate variability inferred from δ 18O in tree rings
Atmospheric and hydroclimatic processes, such as precipitation amount, condensation temperature, and distance to the moisture source, affect the isotopic composition of precipitation (e.g. ref. 46). These environmental signals contained in δ18Op can further be imprinted in natural archives. For example, plants can retain the δ18Op signal because plant roots absorb soil water that originates from precipitation. This water is used for different plant processes, including synthesis of sugars (e.g. cellulose) that are further used for wood formation (i.e. tree rings). Thus, δ18O values measured in tree-ring cellulose can reflect environmental processes at local (e.g., local precipitation amount, evaporation and plant transpiration) and regional scales (e.g. upstream rainout).
Annual to seasonal information of past hydroclimate variability has been provided by tree-ring δ18O records in different regions of South America19,20,21,22,24,25,47,48,49,50,51,52,53. It has been previously demonstrated that Polylepis tarapacana tree-ring δ18O chronologies located in the southern Altiplano register local and regional hydroclimate variability. The longevity of Polylepis tarapacana and the sensitivity of its tree-ring δ18O chronologies to local and regional hydroclimate variability19,33, allowed us to develop an annually resolved 300-year record of precipitation variability, to our knowledge the longest tropical tree-ring δ18O chronology in the Southern Hemisphere north of 23°S.
Consistent with previous findings over the instrumental period19,32,33, tree-ring δ18O is negatively correlated with regional summer (DJFM) precipitation (Fig. 1c). This is also in agreement with other δ18O records in this region and can be interpreted as the result of Rayleigh distillation and upstream rainout of the water sourced from the Atlantic, recycled over the Amazon and transported to the southeast via the low-level jet along the eastern flank of the Andes18,36,54,55.
The PDSI field reconstruction from the SADA and our tree-ring δ18O-based precipitation reconstruction show a remarkably high spatial consistency across the entire Altiplano, and lowland areas of Bolivia and northwestern Argentina (Fig. 6). The SADA is a gridded record of past drought conditions expressed by the PDSI based on a network of South American tree-ring width chronologies located poleward of 12°S. The SADA is an appropriate product to compare with our δ18O-based reconstruction due to its complete spatiotemporal coverage across southern South America56. The SADA ring-width records originate from several species, including species growing in the Altiplano as well as other species from the Bolivian and northwestern Argentinean lowlands. While the Polylepis tarapacana ring-width record from the Uturunco site is included in the SADA, we note that the Uturunco’s tree-ring δ18O is different and independent from the ring-width record32 and is not included in the SADA.
According to historical archives that extend back to the 14th century57,58, large regional droughts occurred over the region during 1779–1780, 1791, and 1802–1804, named the Silver Mine drought57,58,59. Our precipitation reconstruction recorded these extreme events and overall dry conditions represented by the lowest precipitation percentiles (e.g. 1779–1780, 1791, 1803; Table 2). Sustained periods of below-average precipitation in large areas of Bolivia and central-northwestern Argentina were also reported by these authors, such as the first four decades of the 18th century, and the transition between the 18th and 19th century (1780–1810). These long drought periods are also present in our 300-year record (1709–1727, 1766–1818; Table 2). The severe drought of 1860–1861 in our reconstruction has been related to notable mortality crises during the years 1861–1863 in the high Andean communities of Rinconada, Santa Catalina and Cochinoca in northwestern Argentina, and Estarca, Talina and Esmoraca in southern Bolivia60. The negative effects of this extreme drought may have been exacerbated by the relative prosperity of the region during the previous decades when average to above-average rainfall prevailed (Fig. 3), likely resulting in insufficient planning and preparation for an extended period of drought60. Furthermore, historical archives58 and the new precipitation reconstruction presented in this study, agree on the timing of extreme wet events, and report abundant precipitation from 1700 to 1708, and during 1797.
Atmospheric circulation features retained by the precipitation reconstruction
During the SASM mature phase, convection and diabatic heating over western Amazon, the core region of the SASM, facilitate the formation of an upper-level anticyclonic circulation over Bolivia, called the Bolivian High61. This pressure cell weakens the otherwise dominant dry westerlies from the Pacific, resulting in anomalous easterly upper-level circulation over this region, which in turn favours the moisture transport sourced from the Amazon Basin, through turbulent mixing and entrainment of easterly momentum27,29. These circulation features together with increased insolation over the Altiplano, contribute to the development of convective rainfall over this high elevation plateau of the Altiplano, typically between December and March during the peak SASM season27,62,63,64. In the Altiplano, annual minima in δ18Op correspond to the annual precipitation maxima and coincide with elevated convective activity (lower OLR) and increased easterly flow at 200 hPa37. We show a clear link between our δ18O precipitation reconstruction and 200 hPa zonal wind and OLR variations aloft (Fig. 5d–f), demonstrating that our reconstruction captures the easterly flow and convective activity related with precipitation events over the Altiplano region.
There are some differences in the circulation field between instrumental (Fig. 5b) and reconstructed precipitation (Fig. 5e), reminiscent of the slightly different moisture transport that dominates the northern and southern part of the Altiplano region, as identified in Vuille and Keimig27. This suggests that the instrumental precipitation record may be slightly biased toward the central-northern Altiplano, where more meteorological station data is available, while our δ18O-based DJFM reconstruction represents precipitation centred over a slightly more southern location. Nonetheless, the dominance of the easterly moisture transport is apparent in both regression fields. Overall, the spatial relationships between the instrumental precipitation record and OLR and 200hPa wind field are well reproduced by our reconstruction (Fig. 5).
At interannual timescales, the SASM and the moisture transport to the Altiplano are influenced by tropical Pacific SST, with below normal precipitation during El Niño and above normal precipitation during La Niña years65,66. Our tree-ring δ18O chronology captures this ENSO signal, with tree-ring δ18O correlating positively with tropical Pacific DJFM SST (Fig. 1c). This positive correlation with SST reflects the more enriched tree-ring δ18O resulting from below normal precipitation in our study region, as well as depleted tree-ring δ18O being associated with above normal precipitation33. Precipitation over the Altiplano also seems to have a decadal signal, coincident with a decadal periodicity in the tropical Pacific SSTs, that is retained by the tree-ring δ18O chronology, as discussed below.
The decadal signal
A decadal periodicity in our tree-ring δ18O record is the most prominent cycle and is highly consistent with similar peaks in the instrumental records of precipitation, as well as tropical Pacific SST from the Niño 3.4 and Niño 4 regions (Fig. 2). This decadal cycle is also present in the Altiplano tree-ring width precipitation reconstruction43, the tropical Andean ice core δ18O67 and the central-western Pacific coral δ18O records15. Significant periodicities of around 11–14 years are also present in 400-year lake area reconstructions in the southern Altiplano based on lake sediments68, and on tree-ring width chronologies covering the last six centuries69. Coupled decadal cycles lasting 8 to 13 years between ring-width precipitation reconstruction and SST in the Niño 3.4 region have been reported for the last 140 years43. Consistent with these findings, the low-frequency δ18O precipitation reconstruction shows high correlations with decadal oscillations in Altiplano precipitation, and SSTa in the Niño 3.4 and Niño 4 regions, the Andean ice core δ18O and the Central Pacific coral δ18O (Fig. 4).
Warmer tropical Pacific SST at decadal time scales have been linked to intensified westerlies at 200 hPa above the Central Andes and enhanced subsidence over the Amazon basin, as a result of a perturbed Walker circulation70,71,72. This subsidence results in reduced convective activity upstream and hence in water vapour being transported to the Andes that is more enriched in 18O, leading to less negative δ18O in ice cores and tree rings36,73(Fig. 4). Warmer temperatures in the central and western tropical Pacific Ocean are also related to convective activity and increased rainfall in this region, causing depleted coral δ18O values in the Palmyra Island record15.
While the linkages between Altiplano precipitation and Pacific SST at decadal timescales dominate over the Altiplano region, the Atlantic Ocean may have some role to play as well. However, the joint influences from the Pacific and Atlantic on these timescales can be difficult to effectively separate, as the two ocean basins strongly interact with one another71,72,74. For example, decadal frequency in the Atlantic Meridional Mode (AMM) with cold (1971–1995) and warm (1925–1970 and 1995–2006) phases of the AMM75 can be compared with wet and dry phases in our reconstruction respectively (Fig. 3a, Table 2). This can be attributed to a northward displacement of the ITCZ, weakening the moisture influx into the South American Summer Monsoon region, thereby decreasing the available moisture that reaches the Altiplano75,76. Taken together, these observations may suggest that the decadal signal of the δ18O paleorecords reflects the joint impacts of teleconnections between central/western tropical Pacific and Atlantic Oceans on the hydroclimate conditions of the tropical Andes at decadal-interdecadal timescales74,77.
Conclusion
The complexity of tropical South American hydroclimate, the lack of sufficiently long-term instrumental records and the distinct properties of high-resolution paleo-proxies, require integrating multi-proxy records for characterising the full range of past climate variability at different temporal and spatial scales. Polylepis tarapacana, the oldest tree species of tropical South America suitable for dendrochronology, provides a highly sensitive precipitation record based on tree-ring δ18O. Our tree-ring δ18O record reflects the local and large-scale circulation patterns related to precipitation in the Altiplano region, allowing us to develop a summer precipitation reconstruction that explains 56% of the interannual variability in the instrumental precipitation. Hence the precipitation reconstruction presented here can be used to extend the spatially and temporally limited instrumental record in the region. This multi-centennial tree-ring δ18O record not only captures a large amount of precipitation variability in the Altiplano, but also the atmospheric circulation features and climate forcing related with hydroclimate in this region. A strong decadal signal present in our tree-ring δ18O record is shared with ice core δ18O from the southern tropical Andes and coral δ18O from the tropical Pacific. This coherence shared by in-land Andean and tropical Pacific SST proxies underscores decadal teleconnections and highlights the value of δ18O archives to improve the decadal-scale component of tropical hydroclimate in South America and tropical Pacific SST reconstructions. More measurements of δ18O in tree rings from existing centennial to millennial chronologies in (sub) tropical South America will extend the current spatiotemporal coverage of hydroclimate records leading to improvements in current publicly available databases (e.g., Iso2k Database78) with new precisely dated records at an annual resolution.
Methods
Study site and isotope record
The study site is located in the Altiplano, a high-elevation plateau in the tropical Andes between 13° and 23°S with a mean elevation of 3600–4000 m a. s. l. We developed a 314-year tree-ring δ18O chronology using cross-sections from five multi-stem Polylepis tarapacana trees collected at the site Uturunco, Bolivia (22.3°S, 67.23°W) at an average elevation of 4650 m a. s. l., on moderate slopes and with sparse canopy density (Fig. 1). These five cross-sections yielded five ring-width series cross-dated against more than 80 ring-width series from the Uturunco site, and their annual resolution validated against an extended Polylepis tarapacana ring-width network from the Altiplano43. We assigned the calendar date of an annual ring to the year corresponding to the beginning of stem growth, as is common practice in the southern hemisphere79. We cut the individual tree rings of each cross-section, extracted cellulose and measured δ18O in cellulose following Andreu-Hayles et al.80. No pooling was performed and a total of 1560 rings corresponding to five δ18O values for each year from 1700 to 2013 were measured (Fig. 1a), with the exception of 10 rings (0.6% of the total available rings) that could not be measured due to the low amount of the cellulose material. We assessed the strength of the common signal shared by individual series and the quality of the record through time, by calculating the mean correlation between series (rbar), and the Expressed Population Signal (EPS) for different time windows81,82. More comprehensive details regarding the methodology used to develop the tree-ring isotope chronology can be found in Rodriguez-Caton et al.32,33.
Gridded climate datasets
To characterise the hydroclimate of our study region we retrieved monthly precipitation data from the Climate Hazards Group InfraRed Precipitation with Station (CHIRPS) dataset, available from 1981-present83 for the summer rainy season comprising December, January, February and March (DJFM) (Fig. 1c). CHIRPS is a blend between remote sensing estimates and in-situ data from meteorological stations, with a spatial resolution of 0.05° × 0.05°. Due to the large precipitation variability in this region, the highly spatially resolved CHIRPS dataset also provided the opportunity to re-scale our station-based precipitation anomalies to millimetres (see section below).
To explore the spatial connections between climate and our tree-ring δ18O record over a longer (1901–2013) period (Fig. 1c), we used summer (DJFM) Climatic Research Unit (CRU) precipitation 0.5° grid resolution version TS 4.0584 and DJFM global Extended Reconstructed Sea Surface Temperature (ERSST) 2° grid resolution version 585 data. We detrended both the monthly CRU and SST data using a linear model before conducting any correlation analysis. SST data were also used for spectral analysis (see section Spectral properties of instrumental and paleo-records). CHIRPS, National Oceanic and Atmospheric Administration interpolated Outgoing Longwave Radiation (OLR)86, ERA5 reanalysis87, and the South American Drought Atlas (SADA)56 were used to assess the main relationships between precipitation and atmospheric circulation patterns with instrumental and reconstructed hydroclimate.
Regional precipitation record from meteorological stations
Total precipitation amount across the Altiplano region shows great spatial heterogeneity due to the complex topography in the Andes88,89, but shares similar patterns of interannual variability27,43. We first selected 114 available precipitation series from weather stations distributed across the Altiplano at elevations higher than 3200 m.a.s.l., located within 650 km from the study site. This search radius is broadly consistent with the spatial scales at which precipitation and cloud cover are correlated. The globally averaged correlation decay distance is 450 km for precipitation, 600 km for cloud cover, and 1200 km for temperature84. This slightly larger search radius was necessary due to the low density of the observational network in the region. To then capture regional scale precipitation variability, we further selected stations significantly correlated (p < 0.05) with at least twenty of the remaining 113 stations for the summer rainy season (DJFM) and with a minimum time span of 20 years. This resulted in the selection of 38 stations which only shared one year in common, preventing the calculation of anomalies based on a shared common period among stations (see calculation of precipitation anomalies below). To capture a strong and high-quality regional precipitation signal and ensure a representative regional series, a final selection of weather stations was made to include at least three contributing meteorological stations in each year and optimise: i) the total number of stations, ii) the common period among stations, iii) the quality of the stations (less than 25% missing data), and iv) the calibration length for the reconstruction. The final selection included eight weather stations with a total DJFM precipitation amount varying from 30 to 402 mm (Table 1, Fig. 1b).
To account for the variability in precipitation amount, we implemented the following five steps. First, precipitation anomalies were calculated for each individual station based on its mean and standard deviation, over the common period among the eight selected stations (1982–1993). Second, we developed a regional time series of DJFM precipitation by averaging the individual stations’ standardised anomalies for the period 1961–2007, which included the highest data quality. Third, we obtained a DJFM CHIRPS precipitation time series in millimetres (mm) for our study area by averaging the total precipitation amount across all grid cells with strong correlation (Pearson r correlation coefficient corresponding to p < 0.001) with our δ18O series (domain shown in Fig. 1b). Fourth, we re-scaled the precipitation anomalies derived from the instrumental series to precipitation in mm based on the mean and variance of the CHIRPS time series. Specifically, we transformed precipitation anomalies to mm by multiplying anomalies by the standard deviation of the DJFM CHIRPS precipitation, and adding the mean of the DJFM CHIRPS precipitation. The mean and variance of the CHIRPS time series used for re-scaling were calculated over the common period 1981-2007. Fifth, we log-transformed the precipitation record in mm (all positive values) to obtain a normally distributed record. We used the log-transformed and normally distributed precipitation time series resulting from the eight meteorological stations as a predictor for our reconstruction.
Spectral properties of instrumental and paleo-records
We explored individual and shared spectral properties of tree-ring δ18O (1700–2013), regional instrumental precipitation, SST records, and related paleorecords. We obtained the DJFM SST time series spanning 1854–2019, by averaging mean DJFM SST anomalies for the Niño 4 and Niño 3.4 regions. We used two methods for power-spectrum estimation: the multi-taper method within the SSA-MTM Toolkit90(www.atmos.ucla.edu/tcd/ssa/) and the wavelet transform and wavelet coherence transform methods (R package biwavelet91). Based on the results of the spectral analysis depicting a shared significant decadal signal in these records (see Results and Fig. 2a, b), we further applied a 9–14-year band-pass filter to the selected time series, using the function pass.filt in the package dplR92. We then applied the same filter to the tropical Andean δ18O ice core records that have been reported to have significant decadal scale periodicity67. We obtained an ice core δ18O index for the Andes by computing the arithmetic mean93 of the ice core δ18O records from Quelccaya17 Huascaran94, and Sajama95, selecting the common periods between the tree-ring and ice core δ18O 1700–2009, 1894–1992, and 1949–1997, respectively. We also applied the 9–14-year band-pass filter to an El-Niño sensitive coral δ18O composite record from the Palmyra Island covering the period 1886–201615,96. The coral δ18O is monthly-resolved and values for December through March were averaged to obtain an annually resolved record for DJFM.
We calculated the Pearson correlation coefficients between the 9–14-year band-pass filtered precipitation reconstruction based on tree-ring δ18O and the instrumental- and paleo-records. In order to mitigate the effect of the high autocorrelation of the filtered series while testing for the significance of the correlation coefficient, we calculated the effective numbers of degrees of freedom νeff97, applying the following formula:
where N is the length of the time series, and φx, φy are the lag-1 autocorrelation coefficients of two time series x, y respectively.
Reconstruction development and statistical methods
Based on our 314-year tree-ring δ18O chronology we built a precipitation reconstruction for the Altiplano region using linear regression. The observational data used to train the reconstruction model was the log-transformed regional precipitation record derived from selected weather stations (see Methods section Regional precipitation record from meteorological stations). The full calibration-validation period was 47 years long, covering 1961–2007 (Fig. 3b). Due to constraints of a relatively short time span to calibrate and validate our reconstruction model, we used a sequential leave-10-out block calibration-validation approach. At each iteration we withheld a block of 10 years and calibrated the model using the remaining 37 years of precipitation data. Subsequently, the performance of the resulting model was validated with the withheld 10 years (see ref.98 for downloadable R code). For example, the first model was developed using a calibration period of 1971–2007 and validated on precipitation between 1961–1970, while the final model was calibrated on precipitation between 1961–1997 and validated on data between 1998 and 2007. Each resulting reconstructed model was evaluated by calculating the explained variance through the coefficient of determination or r-squared (R2) during the calibration (CRSQ) and verification (VRSQ) period, and we further calculated the median CRSQ and VRSQ for the 38 models. In a similar way, we also used the reduction of error statistic (VRE), and the coefficient of efficiency (VCE) to evaluate all reconstructed models. VRE and VCE values greater than zero indicate that the reconstruction is robust99.
The leave-10-out calibration-validation method predicted 38 log-transformed precipitation series for the period 1700–2013, which were subsequently back-transformed to mm using an exponential function. The final reconstruction spanning 1700–2013 was calculated as the median of the back-transformed precipitation time series of all 38 models. This final reconstruction was evaluated using the R2 between the observed precipitation record (re-scaled to mm using CHIRPS, see Methods section Regional precipitation record from meteorological stations) and the reconstructed precipitation for the whole calibration-validation period 1961–2007.
Comparing the reconstruction with atmospheric circulation and independent paleoclimate records
To assess whether our reconstruction represents the regional features of precipitation and atmospheric circulation across South America, we compared the spatial correlation and regression maps resulting from correlating or regressing observed (based on weather stations) and reconstructed (based on δ18O variations) DJFM precipitation with gridded climate data. Field correlations were calculated between the two precipitation records (observed and reconstructed) and gridded CHIRPS precipitation and interpolated OLR (as indicator of tropical deep convection86). Field regression maps were calculated between the same indices and 200 hPa wind and geopotential height from ERA5 reanalysis87 to characterise the tropospheric circulation aloft for the period 1981–2013. Results are displayed using the NASA-GISS software Panoply.
We also compared our DJFM precipitation reconstruction against the gridded Palmer Drought Severity Index (PDSI) from the SADA that covers the South American continent south of 12°S for the last 600 years56. The SADA is based on a network of 286 tree-ring width chronologies, including Polylepis tarapacana tree-ring records from the Altiplano and also from the Uturunco site. However, note that chronologies included in the SADA are based on ring width and this product does not include the δ18O tree-ring chronology presented herein. Moreover, the tree-ring δ18O chronology is independent from the ring-width chronology at the Uturunco site (i.e. no significant correlations between both series32). Field correlations between the δ18O DJFM precipitation reconstruction and the SADA were calculated for the period 1700–1999 using the South American Drought Atlas Explorer at https://sada.cr2.cl/100.
Data availability
The tree-ring δ18O record as well as the precipitation reconstruction is available at the following link https://www.ncei.noaa.gov/access/paleo-search/study/39171. Ice core and coral δ18O records were obtained at https://www.ncdc.noaa.gov/paleo. The gridded datasets used in this manuscripts were retrieved from https://www.chc.ucsb.edu/data/chirps (CHIRPS), https://climexp.knmi.nl/ (CRU), https://doi.org/10.24381/cds.6860a573 (ERA5), https://psl.noaa.gov/data/gridded/data.olrcdr.interp.html (OLR), https://sada.cr2.cl/ (SADA), and https://www.climate.gov/maps-data/data-snapshots/data-source/sst-sea-surface-temperature (SST).
Code availability
The code used to build the δ18O-based precipitation reconstruction was generated by ref. 98, is publicly available and can be found here. https://agupubs.onlinelibrary.wiley.com/action/downloadSupplement?doi=10.1029%2F2021GL092933&file=2021GL092933-sup-0002-Data+Set+SI-S01.zip.
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Acknowledgements
The authors thank Wei Wang for help with δ18OTR measurements. We are grateful for the support of the project THEMES funded by Foundation BNP Paribas Climate Initiative program; the United States National Science Foundation (OISE-1743738, PLR-1504134, AGS-1702789, and AGS-1702439); Lamont-Doherty Earth Observatory Climate Centre; M.R.C. and L.A.H. were partly funded by the Columbia University’s Centre for Climate and Life, and L.A.H. also by NSF AGS-1903687. D.A.C. was supported by FONDECYT projects 1201411, 1241699, FONDAP 1522A0001, and ANID/BASALFB210018. M.S.M. was partly funded by Agencia Nacional de Promoción Científica y Tecnológica, Argentina (PICT 2013-1880), Consejo Nacional de Investigaciones Científicas y Tecnológicas (PIP 11220130100584; PIP 11220210100910). M.P.R. acknowledges EU Horizon 2020 Marie Skłodowska-Curie grant TERRACARB #101031748. R.V. acknowledges Red Bosque-Clima (Mincyt, Argentina), contribution N° 5. M.V. acknowledges funding from NSF (AGS-1702439, OISE-1743738, EAR-2103041). The constructive comments of three anonymous reviewers improved the quality of this manuscript.
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M.R.-C., L.A.-H., M.S.M., V.D., and R.V. design the study. M.R.-C., T.N. and R.O. processed the tree-ring isotopic data. M.R.-C. performed the experiments and statistical analyses with contributions from M.P.R., M.V, M.S.M., L.A.-H., D.A.C. and A.M.V.-C. M.R.-C. drafted the manuscript with contributions from L.A.-H. L.A.-H., V.D., M.V., M.P.R., D.A.C., M.S.M. and J.A.R., contributed to data interpretation. M.R.-C., M.S.M., M.P.R., T.N., M.V., J.A.R., R.O., D.A.C., A.M.V.-C., M.E.F., T.M., V.D., R.V. and L.A.-H. contributed to reading, writing, and editing the manuscript.
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Rodriguez-Caton, M., Morales, M.S., Rao, M.P. et al. A 300-year tree-ring δ18O-based precipitation reconstruction for the South American Altiplano highlights decadal hydroclimate teleconnections. Commun Earth Environ 5, 269 (2024). https://doi.org/10.1038/s43247-024-01385-9
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DOI: https://doi.org/10.1038/s43247-024-01385-9
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