Introduction

Hemodialysis (HD) has dominated the renal replacement therapy for decades among more than 2,000,000 patients afflicted with end-stage renal disease (ESRD) [1, 2]. Despite tremendous progress in HD techniques, the mortality and morbidity of complications (cardiovascular, cerebrovascular and infection diseases especially) remain extremely high [3]. Chronic kidney disease (CKD) is proved as an independent risk factor for all-cause mortality as well as cardiovascular and cerebrovascular diseases (CCDs) [4, 5]. Although maintenance HD contributes to extending the patients’ life against kidney failure, it also poses vascular injury on the already compromised cardio-cerebrovascular system [6, 7].

Recent decades have witnessed a series of studies about risk factors for mortality and complications in HD patients [8]. Apart from traditional risk factors (such as aging, comorbidities, obesity and dyslipidemia), more emerging risk factors (such as oxidative stress, endothelial dysfunction and chronic inflammation) [9] are identified to be substantially significant. Since the first report about the influence of HD on complement system [10], complement activation during HD has been thoroughly investigated [11,12,13,14]. Previously, our cross-sectional study also observed complement activation among 108 HD patients, representing a decreased level of plasma C3c and complement factor B (CFB), and an elevated level of plasma mannose-binding lectin (MBL), C3a and C5a, compared with normal controls [15]. Further, diverse complement proteins, including MBL [16,17,18], C3 [19], C1q-adiponectin [2], membrane attack complex (MAC) [19], complement factor H (CFH) [20] and complement receptor 1 (CR1) [21] were confirmed as significant predictors for the incidence of cardiovascular events or death for HD patients. Besides, a body of large studies targeting normal population also revealed plasma C3, C4 [22] and MBL [23, 24] level were risk factors for cardiovascular diseases.

In the present study, we took advantage of a prospective cohort to identify the pivotal components of complement system associated with the outcomes of HD patients. Other risk factors were also taken into consideration to control confounding variables. Determination of the optimal cut-off points for the identified factors is of considerable reference value for the prediction of the adverse events.

Materials and methods

Patients

A prospective study of 52 months (from October 2016 to February 2021) was conducted in a cohort of 108 patients on maintenance HD, recruited from a single center of Peking University First Hospital. All experiments were performed in accordance with relevant guidelines and regulations. The protocol has been described previously [15]. In brief, all patients were on a three times weekly dialysis schedule and spKt/V >  = 1.2. Patients with a significant inflammatory illness were excluded, defined as hypersensitive C-reactive protein (hs-CRP) > 50 mg/L.

Data collection and follow-up

The severity of baseline comorbidities was assessed by the modified Charlson comorbidity index (mCCI), which was reported as a strong predictor for mortality in HD patients [25]. The mCCI is based on 19 certain comorbidities and excludes the subject’s age (Table S1) and can serve as a prediction tool for 10-year survival [25, 26].

During the study period, data on death and cardiovascular or cerebrovascular events (CCEs), considered as two endpoints respectively, were collected prospectively according to the medical records. Cardiovascular events were defined as the occurrence of ischemic heart disease [unstable angina pectoris, myocardial infarction, coronary artery bypass grafting (CABG) and/ or percutaneous coronary intervention (PCI)], sudden cardiac death and congestive heart failure (diagnosed according to the Modified Framingham clinical criteria) [17, 27]. Cerebrovascular events were defined as stroke (confirmed by neuroimaging), transient ischemic attack (TIA) (according to the AHA/ASA scientific statement of TIA in 2009) [28], or newly diagnosed > 70% stenosis of the extracranial carotid artery [17]. The composite endpoint, “decease or CCEs”, was also assessed. Besides, censoring events were considered as renal transplantation, transfers to other HD centers or achieving the end of the study, and the date was recorded as the final follow-up date.

Clinical and laboratory measurements

Baseline clinical characteristics of the cohort have been published previously, as well as other laboratory measurements [15]. In summary, baseline demographic information was acquired from medical records, and baseline blood samples were obtained before the start of a regular 4-h HD session for regular laboratory tests and the quantification of complement components. Plasma C3a, C5a, MBL and MAC (sC5b-9) levels were detected by commercial ELISA kits from Quidel Corporation (San Diego, CA) [15]. We applied immunity transmission turbidity kits (Shanghai Beijia Biochemistry Reagents Co., Ltd) to quantify plasma C3c, CFB, CFH, C1q and C4 levels [15]. All the experiments were performed in accordance with the manufacturer’s instructions.

Sample size

We calculated the sample size based on the previous reports stating the mortality rate of HD patients as around 0.15 [16, 29]. PASS software 15 (NCSS LLC., Kaysville, U.T., USA) was used for sample size calculation. Based on the statistical experience, a standard deviation as 1.50 of the log hazard ratio on a covariate was determined in the Cox regression. To achieve 80% power at a 0.05 significance level with two sides, a sample of 97 observations was recommended with a regression coefficient equal to 0.55. The sample size was adjusted since a multiple regression of the variable of interest on the other covariates in the Cox regression was expected to have an R-Squared of 0.20. Considering a 10% loss of follow-up rate, 108 observations were included in the study.

Statistical analyses

Statistical evaluation was conducted with SPSS 25.0 (SPSS Inc., Chicago, IL, USA) and GraphPad Prism v.8 (La Jolla, CA, USA). Continuous parameters were presented as mean ± standard deviation or median (interquartile range), while categorical variables as proportions. In between-group comparisons were done using chi-square tests, t-test or Mann–Whitney U test. Survival analyses were performed by using the univariate and multivariate Cox regression for three endpoints respectively. Considering the event number [30], two confounders (with the lowest p value and reported important [31]) were applied to adjust in the multivariate Cox regression. We calculated the variance inflation factor (VIF) values and tolerance to evaluate collinearity between variables, with VIF > 10 and tolerance < 0.1 considered indicative of collinearity. False discovery rate (FDR) was applied to do multiple testing by using an FDR calculator (at http://www.rowett.ac.uk/Bgwh/fdr.html4). X-tile 3.6.1 software (Yale University, New Haven, CT, USA) [32] was exploited to determine the optimal cut-off value for plasma C4 level in our HD cohort. R 4.1.0 (The R Foundation, Vienna, Austria) was applied to visualize restricted cubic spline models (with 4 knots at 5th, 35th, 65th, 95th percentiles of C4 by RMS package) and correlation map (with Spearman’s correlation coefficients by corrplot package). P < 0.05 and FDR < 0.1 were considered statistically significant. All confidence intervals (CIs) were stated at a 95% confidence level.

Results

Patient characteristics and outcomes

A total of 108 patients with maintenance HD were enrolled according to the inclusion and exclusion criteria. The characteristics of the patient population have been reported previously [15]. In brief, there were 62 males and 46 females aged 56 ± 12, undergoing HD therapy for 60 (29,122) months at baseline. Other general characteristics probably correlated with prognosis and plasma complement factors (C3c, C1q, CFH, CFB, C4, MAC, C5a, C3a and MBL) are shown in Table 1, stratified by death or alive.

Table 1 Baseline characteristics of the HD cohort stratified by outcome

During 52 months follow-up period, 17 patients died. Sixteen survived patients received renal transplantation or were transferred to other dialysis centers, and the other 75 maintained HD in our center (Fig. 1). The primary cause of death of the 17 patients was cardiovascular (n = 7, 41.2%) and cerebrovascular (n = 2, 11.8%) events (CCEs). Infection (n = 5, 29.4%) took up the secondary place. Moreover, other six cases attacked by cardiovascular (n = 4) or cerebrovascular (n = 2) events, survived and maintained HD until the end of the study. In total, 23 patients achieved the composite endpoint (Fig. 2).

Fig. 1
figure 1

Flow diagram of study design, patient recruitment and outcomes

Fig. 2
figure 2

Causes of death and cardiovascular and cerebrovascular events (CCEs) in HD patients. Among the 108 HD patients, 17 deaths and 15 CCEs were recorded during the follow-up time. Cardiovascular and cerebrovascular events were the primary cause of death, accounting for 41.2% as seven and 11.8% as two respectively. Five patients died of infection, and three of the other causes including cancer, gastrointestinal hemorrhage and acute pancreatitis. In those 15 cases attacked by CCEs, six survived and were alive until the end of follow-up. In total, 23 patients achieved the composite endpoint

Clinical parameters and plasma complement factors associated with the prognosis by univariate Cox regression analysis

To identify the correlation between clinical parameters and the prognosis of HD patients, we collected multiple possible indexes reported previously [8] to conduct univariate Cox regression for three endpoints, including death, CCEs and the composite endpoint (Table 2). Seven factors have been identified to be significantly associated with all-cause mortality, one with the incidence of CCEs and four with the composite endpoint. Remarkably, a high level of plasma C4 was significantly associated with all of the three endpoints (HR, 5.039; 95%CI, 1.337–18.998; P = 0.017 for all-cause mortality, HR, 4.497; 95%CI, 1.117–18.104; P = 0.034 for CCEs, HR, 3.927; 95%CI, 1.120–13.769; P = 0.033 for the composite endpoint). Besides, only the FDR of C4 for the all-cause mortality was calculated < 0.1 (equal to 0.051) among 9 complement factors. To further visualize the distribution of plasma C4 levels, histograms were plotted (Figure S1). Aging was associated both with an increased all-cause mortality (HR, 1.059; 95%CI, 1.012–1.108; P = 0.013) and incidence of composite endpoint (HR, 1.054; 95%CI, 1.015–1.094; P = 0.006), and mCCI score showed a similar trend (HR, 1.295; 95%CI, 1.034–1.622; P = 0.024 for all-cause mortality, HR, 1.245; 95%CI, 1.025–1.512; P = 0.027 for the composite endpoint). An elevated blood platelet count was associated both with reduced risk of all-cause mortality (HR, 0.987; 95%CI, 0.978–0.997; P = 0.009) and incidence of the composite endpoint (HR, 0.991; 95%CI, 0.983–0.999; P = 0.032).

Table 2 Univariate Cox regression analyses for 3 endpoints

Clinical parameters and plasma complement factors associated with the prognosis by multivariate Cox regression analysis

For further exploration, we then performed multivariate Cox regression analyses to control confounding variables (Table 3). Model I was constructed to adjust for age and PLT because of their low p values and clinical importance reported before [31]. Furthermore, there was no collinearity among the independent variables as their VIF < 10 and tolerance > 0.1 (Table S3).

Table 3 Multivariate Cox regression analyses for 3 endpoints

According to the model above, increased plasma C4 showed a significant association with the incidence of all three adverse endpoints, while blood platelet count showed the opposite effect. Specifically, a higher baseline plasma C4 was associated with a worse prognosis, including an increased risk of death (HR, 46.70; 95%CI, 6.80–320.67; P < 0.001 in model I), incidence of CCEs (HR, 6.40; 95%CI, 1.49–27.44; P = 0.013 in model I) or achieving the composite endpoint (HR, 14.66; 95%CI, 3.00–71.69; P = 0.001 in model I). The patients with higher blood platelet count seemed to have reduced risk of death (HR, 0.98; 95%CI, 0.97–0.99; P = 0.002 in model I) or achieving the composite endpoint (HR, 0.99; 95%CI, 0.98–0.99; P = 0.015 in model I).

Outcome-based cut-point optimization of complement factor 4 by X-tile analysis

Since the baseline plasma C4 level may predict the prognosis of the cohort, X-tile analyses were performed (Fig. 3). We tried to determine the optimal cut-off values for plasma C4 to identify patients with a high risk for adverse outcomes. X-tile plots of the HD cohort displayed the optimal cut-off values. Histogram analyses of plasma C4 level showed a continuous distribution and were separated by the values in two colors. These divisions were applied to chart Kaplan–Meier plots and calculate the corresponding Log Rank (Mantel-Cox) chi-square and P values. In total, X-tile analyses revealed that once plasma C4 was higher than 0.47 (X2 = 11.386, P = 0.001) or 0.44 (X2 = 5.616, P = 0.018) g/L respectively, the risk of death (Fig. 3a) or suffering either death or being attacked by CCEs (Fig. 3c) increased significantly. The optimal cut-off value for CCEs was 0.39 g/L (Fig. 3b), but with no statistical significance (X2 = 3.615, P = 0.057).

Fig. 3
figure 3

X-tile analyses: determination of optimal cut-off values of plasma C4 for 3 endpoints. X-tile plots of 108 HD patients are shown in the first panels. The optimal cut-off values highlighted by the black circles in the first panels are detailed in the second panels, which are histograms revealing a continuous distribution based on plasma C4. Kaplan–Meier plots are displayed in third panels, with P values of the corresponding optimal cut-off value. The fourth panels demonstrate relative risk plots and the cut-off points are marked by yellow vertical bars. a The optimal cut-off value for all-cause death was 0.47 (X2 = 11.386, P = 0.001). b The optimal cut-off value for CCEs was 0.39 (X2 = 3.615, P = 0.057). c The optimal cut-off value for the composite endpoint was 0.44 (X2 = 5.616, P = 0.018)

Dose-response analysis of plasma C4 level with prognosis by restricted cubic spline model

A restricted cubic spline model with 4 knots at 5th, 35th, 65th, 95th percentiles of C4 (Fig. 4) was employed to simulate the relationship between plasma C4 level and the risk for three endpoints. The model was adjusted with age and PLT. The relationships between plasma C4 level and HR for death (P for nonlinear trend = 0.9098, for linear trend = 0.0017, Fig. 4a), the incidence of CCEs (P for nonlinear trend = 0.5913, for linear trend = 0.0465, Fig. 4b) and the composite endpoint (P for nonlinear trend = 0.7162, for linear trend = 0.0131, Fig. 4c) were all observed as a linear tendency.

Fig. 4
figure 4

Association of plasma C4 level with the 3 endpoints in a restricted cubic spline model. Analyses were adjusted for age and PLT with 4 knots at 5th, 35th, 65th, 95th percentiles of C4. Multivariable adjusted hazard ratios (HRs; red line) with 95% CI (pink area) demonstrated the linear association of plasma C4 level with all-cause mortality a, CCEs b and the composite endpoint c

Correlations between complement factors and the traditional risk factors for CCDs at baseline

To further investigate possible mechanisms for the relationship between complement C4 and the prognosis, we assessed the correlations between complement factors and the traditional risk factors for CCDs at baseline. Apart from age, gender, blood pressure and diabetes mellitus or not, we detected the baseline blood lipids, containing triglyceride (TG), total cholesterol (TC), low-density lipoprotein cholesterol (LDL) and high-density lipoprotein cholesterol (HDL) among 78 of the 108 HD patients. No significant difference in baseline characteristics between the 78 patients and the whole (Table S2).

Spearman’s correlation analyses (Fig. 5) indicated the strong positive correlations between C4, CFB, CFH and C3c, especially between CFB and C4 (r = 0.82, P < 0.001), CFH (r = 0.86, P < 0.001) and C3c (r = 0.82, P < 0.001). Moreover, C4 exhibited a prominent correlation with blood lipids, primarily with TG (r = 0.62, P < 0.001) and HDL (r = -0.38, P < 0.001) (Figure S2). Conversely, in our HD cohort, no significant correlations were revealed between C4 and age (r = -0.05, P = 0.941), SBP (r = -0.08, P = 0.069), DBP (r = -0.01, P = 0.956) and diabetes mellitus (r = 0.11, P = 0.668).

Fig. 5
figure 5

Correlation diagram of the complement factors and the traditional risk factors for CCEs. Spearman’s correlation coefficients between the variables are shown as numbers with the corresponding grids colored according to the values. DM diabetes mellitus, MAC membrane attack complex, complement C5b-9, TG triglyceride, CFH complement factor H, CFB complement factor B, HDL high-density lipoprotein cholesterol, LDL low-density lipoprotein cholesterol, TC total cholesterol, MBL mannose-binding lectin, SBP systolic blood pressure, DBP diastolic blood pressure

Discussion

The present study showed an association between the baseline plasma C4 level and the adverse outcomes, including all-cause mortality and CCEs, among patients receiving maintenance HD. Both in the unadjusted and adjusted models, plasma C4 level substantially showed a predictive value. Patients whose baseline plasma C4 > 0.47 g/L or 0.44 g/L in our cohort exhibited higher all-cause mortality or incidence of CCEs. Meanwhile, the level of plasma C4 manifested a positive linear trend with HR for death, CCEs and either of them. In our cohort, baseline plasma C4 levels had correlations with blood lipids, which were widely acknowledged as risk factors for the development of cardiovascular diseases. These findings suggested that C4 may participate in the pathological processes in patients with maintenance HD and excess plasma C4 predicted a worse prognosis for HD patients.

A body of evidence indicated that multiple complement components related to outcomes of HD patients, covering MBL [16,17,18], C3 [19], C1q-adiponectin [2], MAC [19], CFH [20] and CR1 [21]. A higher level of plasma C3 before an HD session, was reported to be associated with a higher probability of cardiovascular events [19]. Baseline sC5b-9 levels was predicted to be correlated with cardiovascular events and mortality. A lower level of serum C1q-adiponectin/C1q ratios were also identified as a prognostic marker of cardiovascular diseases [2]. Thus, a possible explanation would be that both an elevated complement activation and an intensified complement activity have been the risk factors for cardiovascular diseases. Additionally, Satomura et al. revealed that a lower MBL level could independently predict all-cause mortality in HD patients [16], which was also proposed to be linked with the morbidity of cardiovascular diseases in HD patients [17] and linked to accelerating arterial stiffness in HD patients [33].

Significantly, the diversity of the above conclusions mainly resulted from the heterogeneity of the patients. The patients’ characteristics varied among different HD centers, particularly such as, age, ethnicity, HD duration, the primary cause of ESRD and comorbidities. These differences profoundly influenced the distribution of the plasma complement levels among patients. Specifically, patients in Satomura’s study (9.054 ± 5.115 μg/ml) had a higher level of MBL than ours [4.346(1.415, 8.979)μg/ml] likely because of heterogeneity. Although a lower level of MBL wasn’t regarded as a significant risk factor in the current study, we indeed found a slight tendency likewise in our cohort. There was a considerable amount of the death whose MBL level was lower than 2.5 μg/ml [as 7 of 17 patients (41.2%)] (Figure S3). According to the above, conclusions in this field should be restricted to the certain population for higher accuracy. Furthermore, HD patients with any suspicious risk values should be carefully monitored and cared to decrease mortality and the incidence of CCEs.

Our previous cross-sectional study in the same cohort, found that the complement system was activated in patients on hemodialysis and a higher plasma C3a level prior a dialysis session was associated with severe abdominal aortic calcification [15]. Thus, we included all measured plasma complement factors to identify the critical components associated with the outcomes. As a consequence, an elevated level of plasma C4 was proposed to be the risk factor that significantly increased all-cause mortality and incidence of CCEs, independent of other risk factors reported previously [8]. Although plasma C4 level among hemodialysis patients (0.312 g/L (0.25 g/L,0.38 g/L)) wasn’t prominently higher (P = 0.10) than the normal (0.285 g/L (0.22 g/L,0.39 g/L)) [15], an increased level of plasma C4 could discriminate patients with adverse outcomes.

In the complement cascades, C4 contributes to the formation of C3 convertase in the classical and lectin pathway. Circulating C4 and C3 mainly derive from hepatocytes [34] and are also related to adipose tissue variables [35] and involved in the development of visceral adiposity [36]. In healthy individuals, the polymorphism of C4 genes, including the variation of the gene copy number, the gene size and the C4 isotypes (C4A and C4B), largely determines the plasma levels and functions of C4 [37]. An elevated level of plasma C4, as well as C3, are reported as strong inflammatory indicators of metabolic syndrome [38, 39], cardiovascular diseases [22], thrombotic diseases [40] and allergic diseases [41]. During the pathological process, C4 and C4a may play pivotal roles in chronic inflammation and tissue injury, rather than defending against pathogens and cleaning immune complex and cells [42]. The elevated systemic C4 and C3 levels were probably correlated with metabolic syndrome [38, 39, 42], which is proved to raise the risk of cardiovascular disease, diabetes and all-cause mortality among general population [43]. Although our study confirmed the critical impact of plasma C4, plasma C3 level wasn’t measured in the analyses. As we mentioned above, in those studies reported the correlation between C3 and prognosis, the plasma C4 levels were not measured. Further investigations are also needed to answer the relationship between C3 and C4, and their predictive value for prognosis in patients with maintenance HD.

Apart from the well-known conjunction in complement pathways, C4 may have distinct effects on metabolism and chronic inflammation [38]. Studies of human populations have shown that C3 and C4 are associated with the incidence of myocardial infarction and stroke [22], as well as with their risk factors, such as obesity, hypertension, hyperlipemia and diabetes [28,29,30,31]. Analogous associations were sighted in our HD cohort between plasma C4 and the incidence of CCEs and hyperlipemia. Cytokines stimulating the hepatic production of C4 may also induce hyperlipemia and undermine insulin sensitivity. C4 binding protein (C4BP) inhibits the classical and lectin pathway by binding to C4b and is reported as a protective factor for desired blood pressure, fasting blood glucose and cell function [44, 45]. Furthermore, C4a, the product of C4 activation, may participate in cardiac remodeling and inflammation [46] by binding to protease-activated receptor I (PAR1) [47]. Other components participating in the C4 activation, for example, platelets and endothelial cells [38], are receiving increasing attention due to their crosstalk in inflammation and vascular injury [48, 49]. In our study, plasma C4 showed strong correlations with CFH, CFB, C1q and C3c. Thus, the impact of C4 on the prognosis in HD patients is likely to exert through the classic and alternative pathways.

Other baseline variables in our study, including demographic characteristics and laboratory measurements, were also included in the analyses as confounding factors. According to the univariate Cox regression, age, albumin, blood pressure, mCCI and comorbidity conditions were associated with prognosis, in consistent with previous studies [8, 25, 50,51,52,53,54,55]. Besides, a low level of blood platelet count was identified as a risk factor in our study. However, previous studies revealed that those with a high platelet count (> 300 × 10^9/L) exhibited higher cardiovascular mortality [56]. Given the fact above, therapies targeting or affecting platelet need to be individualized and refined among HD patients. The dialyzer is considered to exert remarkable impacts on the count, morphology and function of platelet [57, 58], worsening the already undesired platelet dysfunction (thrombosis and bleeding diathesis) in patients with ESRD [56]. Considerable activation of platelet can occur during HD session, owing to the exposure to dialysis membrane [57]. Whether the platelet activation by dialyzer contributes to the elevated all-cause mortality and incidence of CCEs in HD patients remains inconclusive.

Nevertheless, there are some limitations in our study. The case volume of the prospective analyses was relatively low, so limited endpoint events were observed. These defects might weaken the power of tests, especially the multivariate Cox regression. Owing to the potential possibility of overfitting, the multivariate Cox regression models could only reveal the significance of plasma C4 levels rather than be applied as the predict tools for HD patients. Patients enrolled in our study were used as the training population to determine the hazard thresholds of plasma C4 level, thus a validation population is needed to further confirm the optimal value. C4 is cleaved by C1s [59] and mannan-binding lectin-associated serine protease 2(MASP2) [60] to release C4a and C4b to produce C3 convertase subsequently. Thus, whether the downstream fragments of C4 activation, such as C4a and C4d, have the correlations with the prognosis in HD patients is further to be excavated.

In conclusion, a high level of baseline plasma C4 was confirmed to be associated with all-cause mortality and the incidence of CCEs. Consequently, plasma C4 level is recommended as an innovative clinical predictor for HD patients, together with other risk-related variables, such as age, blood pressure, albumin, blood platelet count, etc. Further studies are required to thoroughly elucidate the significance and mechanisms of plasma C4 in HD patients.